DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• R•••••

P•• W••••• M•••••••••BD affiliatedGoodyear, Azdual registrantIAPD 7956126

Feed of 09/19/2026

Also filed as Christopher G Roming

At current firm

0 y

since Sep 18, 2026

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•• W••••• M••••••••• BD affiliated current
since Sep 18, 2026 · Goodyear, Az
I••••••••• F•••••••• G••••• L•• BD affiliated
Jan 13, 2026 to Sep 10, 2026 · Goodyear, Az
P•••••••• S••••••••• I••• BD affiliated
Sep 3, 2025 to Dec 9, 2025 · Phoenix, Az
O•••• W•••••• I••• BD affiliated
May 5, 2025 to Sep 4, 2025 · Hudson, Fl
B••••••••• C•••••• M••••••••• L•• i••••••••• wealth
Jul 16, 2024 to Apr 14, 2025 · Tempe, Az

Moves

a registration end followed by a registration begin elsewhere

I••••••••• F•••••••• G••••• L•• to P•• W••••• M•••••••••
left Sep 10, 2026, registered Sep 18, 2026 (8 days) · Affiliated broker-dealer or bank to another
P•••••••• S••••••••• I••• to I••••••••• F•••••••• G••••• L••
left Dec 9, 2025, registered Jan 13, 2026 (35 days) · Affiliated broker-dealer or bank to another
O•••• W•••••• I••• to P•••••••• S••••••••• I•••
left Sep 4, 2025, registered Sep 3, 2025 (-1 days) · Affiliated broker-dealer or bank to another
B••••••••• C•••••• M••••••••• L•• to O•••• W•••••• I•••
left Apr 14, 2025, registered May 5, 2025 (21 days) · RIA to affiliated broker-dealer or bank

Signals

C••••••••• R••••• registered as an investment adviser representative at P•• W••••• M•••••••••
Sep 18, 2026 · Advisor registered · fact
C••••••••• R••••• left I••••••••• F•••••••• G••••• L•• for P•• W••••• M••••••••• (registered 2026-09-18)
Sep 10, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address