RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• G••••••
- P•••••• W••••• M••••••••• G••••• L•• independent RIA currentsince Apr 1, 2025 · Plano, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJun 16, 2016 to Mar 31, 2025 · Plano, Tx
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 30, 2016 · Plano, Tx
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 3, 2009 to Jun 1, 2009 · Plano, Tx
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 7, 2009 · Plano, Tx
- P••••••••• E••••• G••••• L•• unclassifiedAug 25, 1989 to Jul 1, 2003 · Plano, Tx
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to P•••••• W••••• M••••••••• G••••• L••left Mar 31, 2025, registered Apr 1, 2025 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• S•••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jun 30, 2016, registered Jun 16, 2016 (-14 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Apr 7, 2009, registered Apr 3, 2009 (-4 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
- M•••••• J••• G•••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for P•••••• W••••• M••••••••• G••••• L•• (registered 2025-04-01)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address