DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karyn Pistone
Feed of 09/14/2026
At current firm
2 y
since Dec 13, 2023
In the industry
27 y
since Nov 19, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Stratos Wealth Advisors LLC independent RIA currentsince Dec 13, 2023 · Pepper Pike, Oh
- Beacon Financial Advisory LLC independent RIAMay 11, 2015 to Dec 14, 2023 · Cleveland, Oh
- Capital Analysts BD affiliatedJun 5, 2012 to Aug 9, 2017 · Cleveland, Oh
- Lincoln Investment independent RIAJun 1, 2012 to Jun 1, 2015 · Cleveland, Oh
- Cincinnati Analysts, Inc formerApr 28, 2010 to Jun 1, 2012 · Cleveland, Oh
- Sanders Morris LLC independent RIAFeb 13, 2007 to May 21, 2010 · Beachwood, Oh
- Osaic Fa, Inc. formerJan 24, 2003 to Feb 12, 2007 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Beacon Financial Advisory LLC to Stratos Wealth Advisors LLCleft Dec 14, 2023, registered Dec 13, 2023 (-1 days) · RIA to RIA · moved with a team
- Capital Analysts to Beacon Financial Advisory LLCleft Aug 9, 2017, registered May 11, 2015 (-821 days) · Other
- Lincoln Investment to Capital Analystsleft Jun 1, 2015, registered Jun 5, 2012 (-1091 days) · Other · moved with a team
- Cincinnati Analysts, Inc to Lincoln Investmentleft Jun 1, 2012, registered Jun 1, 2012 (0 days) · corporate re-registration, not a move
- Sanders Morris LLC to Cincinnati Analysts, Incleft May 21, 2010, registered Apr 28, 2010 (-23 days) · Other
- Osaic Fa, Inc. to Sanders Morris LLCleft Feb 12, 2007, registered Feb 13, 2007 (1 days) · Other
Signals
- Karyn Pistone left Beacon Financial Advisory Llc for Stratos Wealth Advisors Llc (registered 2023-12-13)Dec 14, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address