DFX Intelligence
Advisors
Advisors registered through MarinerAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
974 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Jeff Bryan Ogston Certified Financial Planner | Mariner BD affiliated | Corte Madera, Ca | Jun 7, 2021 | 25 y | 1 | 1 |
| Joy Soon Oh | Mariner BD affiliated | Ookala, Hi | Mar 15, 2022 | 13 y | 5 | 2 |
| Carly Lauren Oishi | Mariner BD affiliated | Chicago, Il | Mar 29, 2023 | 10 y | 1 | 1 |
| A••• E••••• O••••• Certified Financial Planner | M•••••• BD affiliated | Rockland, Ma | Jan 13, 2026 | 11 y | 1 | 1 |
| G•••••••• O•••••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Dec 1, 2023 | 13 y | 0 | 1 |
| L••• T••••• O••••• | M•••••• BD affiliated | Carmel, In | Apr 14, 2025 | 12 y | 0 | 1 |
| M•••• C•••••••• O•••••••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Sep 28, 2020 | 11 y | 0 | 1 |
| J•••••• L•• O• B••• | M•••••• BD affiliated | Edmund, Ok | Jan 9, 2026 | 26 y | 5 | 1 |
| N••• H••• O••••••••• | M•••••• BD affiliated | Irvine, Ca | Jan 18, 2022 | 13 y | 1 | 2 |
| K••• A•••••• O•••• Chartered Financial Analyst | M•••••• BD affiliated | Overland Park, Ks | Nov 2, 2022 | 13 y | 0 | 2 |
| Z•••••• O••• dual registrant | M•••••• BD affiliated | Naples, Fl | Sep 13, 2021 | 15 y | 2 | 2 |
| L••• O•••• Certified Financial Planner | M•••••• BD affiliated | Los Altos, Ca | Mar 18, 2026 | 10 y | 1 | 1 |
| K•••••• J••• P••••• | M•••••• BD affiliated | New York, Ny | Aug 12, 2021 | 11 y | 0 | 1 |
| J••••• M•••• P••••••• Certified Financial Planner · dual registrant | M•••••• BD affiliated | Pleasanton, Ca | Jan 3, 2022 | 15 y | 2 | 1 |
| G•••• A•••••••• P••••• Certified Financial Planner | M•••••• BD affiliated | Charlotte, Nc | Apr 1, 2026 | 12 y | 2 | 1 |
| G•••• A•••••••• P••••• | M•••••• BD affiliated | Timonium, Md | Apr 1, 2026 | 37 y | 4 | 2 |
| J•••• P•• Certified Financial Planner | M•••••• BD affiliated | Mclean, Va | Nov 12, 2024 | 12 y | 5 | 2 |
| J•••• C•••••• P•••• | M•••••• BD affiliated | San Diego, Ca | Mar 18, 2025 | 26 y | 5 | 1 |
| L•••••• A•• W••••••••• P••• Certified Financial Planner | M•••••• BD affiliated | Memphis, Tn | Jan 26, 2024 | 13 y | 1 | 1 |
| A•••••• A••••• P•••••• Certified Financial Planner | M•••••• BD affiliated | San Diego, Ca | Mar 3, 2023 | 10 y | 0 | 1 |
| P••••••• E••••• P•••• | M•••••• BD affiliated | Coral Gables, Fl | Oct 16, 2025 | 11 y | 3 | 1 |
| S•••• P••• | M•••••• BD affiliated | Bellevue, Wa | Oct 3, 2025 | 11 y | 0 | 1 |
| C••••• L• P••••• Certified Financial Planner | M•••••• BD affiliated | Tulsa, Ok | Sep 17, 2025 | 11 y | 3 | 1 |
| B•••• A••••••• P•••••• Certified Financial Planner | M•••••• BD affiliated | Madison, Nj | Jun 7, 2024 | 12 y | 1 | 2 |
| L•••• W••• P•••••••• | M•••••• BD affiliated | Benton, Ar | Jan 5, 2026 | 32 y | 7 | 1 |
| A••••• P•••• | M•••••• BD affiliated | Morganville, Nj | Jul 10, 2026 | 12 y | 2 | 2 |
| R•••• N••••• P•••• | M•••••• BD affiliated | North Brunswick, Nj | Jun 25, 2026 | 12 y | 0 | 2 |
| M•••••• S•••••• P••••••• Certified Financial Planner | M•••••• BD affiliated | Pleasanton, Ca | Jan 13, 2025 | 13 y | 3 | 1 |
| A••• P•••••• Certified Financial Planner | M•••••• BD affiliated | Crown Point, In | Aug 14, 2020 | 20 y | 4 | 1 |
| H•••••• D••••• P•••• Certified Financial Planner | M•••••• BD affiliated | Walnut Creek, Ca | Jul 28, 2022 | 14 y | 3 | 1 |
| B••••••• R• P••• | M•••••• BD affiliated | New York, Ny | Dec 2, 2025 | 37 y | 1 | 1 |
| E•••• E•••• P••••• Personal Financial Specialist | M•••••• BD affiliated | Manasquan, Nj | Dec 12, 2024 | 22 y | 0 | 1 |
| A••••• K•••••••• P•••••••• | M•••••• BD affiliated | Southern Pines, Nc | Aug 25, 2026 | 12 y | 1 | 1 |
| J••••••• C••• P••••••• Certified Financial Planner | M•••••• BD affiliated | Mars, Pa | Mar 12, 2025 | 13 y | 0 | 1 |
| M•••• I•••••• P•••••• Certified Financial Planner | M•••••• BD affiliated | Tucson, Az | Jul 14, 2023 | 11 y | 3 | 1 |
| D•••••• K•• P•••• dual registrant | M•••••• BD affiliated | Tigard, Or | Jan 3, 2022 | 34 y | 3 | 2 |
| R•••••• R••• P•••• Certified Financial Planner | M•••••• BD affiliated | New London, Nh | Oct 4, 2024 | 11 y | 6 | 1 |
| J•••• P••••• Certified Financial Planner | M•••••• BD affiliated | Nashville, Tn | Jan 21, 2026 | 11 y | 2 | 1 |
| A••••• P••••••• | M•••••• BD affiliated | State College, Pa | Oct 23, 2023 | 14 y | 0 | 1 |
| S••••• M• P••••••• Certified Financial Planner | M•••••• BD affiliated | Los Angeles, Ca | Mar 9, 2026 | 10 y | 2 | 1 |
| T•• L•••• P••••••• | M•••••• BD affiliated | Los Angeles, Ca | Mar 15, 2022 | 15 y | 1 | 1 |
| Z•••••• E••••• P••••••••• dual registrant | M•••••• BD affiliated | Overland Park, Ks | Jun 28, 2021 | 10 y | 1 | 2 |
| B•••••• C••• P••••••• | M•••••• BD affiliated | Indianapolis, In | Feb 26, 2018 | 24 y | 4 | 1 |
| C••••••••• S•••• P•••••• Certified Financial Planner | M•••••• BD affiliated | Madison, Nj | Apr 10, 2024 | 18 y | 4 | 1 |
| C••••••• J••••• P•••••••• | M•••••• BD affiliated | Tulsa, Ok | Oct 28, 2025 | 12 y | 4 | 1 |
| T••••• L••••• P•••••••• | M•••••• BD affiliated | Omaha, Ne | Jan 27, 2025 | 34 y | 0 | 1 |
| D•••• P••••• Certified Financial Planner | M•••••• BD affiliated | Seattle, Wa | Apr 7, 2026 | 13 y | 4 | 1 |
| O• S••••• P••••• Certified Financial Planner, Personal Financial Specialist | M•••••• BD affiliated | El Segundo, Ca | Jan 3, 2023 | 11 y | 0 | 2 |
| J••••• A• P••• dual registrant | M•••••• BD affiliated | Miami, Fl | Jun 10, 2025 | 12 y | 0 | 1 |
| R•••••• J•••• P••••• Certified Financial Planner | M•••••• BD affiliated | Sioux Falls, Sd | Mar 15, 2019 | 27 y | 3 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.