DFX Intelligence
Advisors
Advisors registered through MarinerAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
976 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Neil Robert Sosler Certified Financial Planner · dual registrant | Mariner BD affiliated | Coral Gables, Fl | Jun 6, 2019 | 25 y | 1 | 2 |
| Victor Gerald Soucy | Mariner BD affiliated | Concord, Nh | Jan 3, 2022 | 18 y | 1 | 1 |
| David Michael Sparks Certified Financial Planner | Mariner BD affiliated | Cincinnati, Oh | Mar 2, 2021 | 16 y | 3 | 1 |
| R••••• C•••• S••••• | M•••••• BD affiliated | Bentonville, Ar | Jul 16, 2024 | 31 y | 5 | 1 |
| C•••• A••••• J••••• S•••• | M•••••• BD affiliated | Oakbrook Terrace, Il | Jun 3, 2023 | 14 y | 0 | 1 |
| M••••••• W•••••• S••••••••• | M•••••• BD affiliated | Los Angeles, Ca | Mar 1, 2022 | 12 y | 1 | 1 |
| G••••• M• S•••••• | M•••••• BD affiliated | Manasquan, Nj | Nov 15, 2016 | 21 y | 4 | 1 |
| J••• R•••• S•••••• | M•••••• BD affiliated | Buda, Tx | Aug 11, 2026 | 10 y | 2 | 1 |
| C•••••• S•••••• Certified Financial Planner | M•••••• BD affiliated | Boise, Id | Jan 3, 2024 | 14 y | 1 | 2 |
| W•••••• T••••• S••••• | M•••••• BD affiliated | New York, Ny | Jun 11, 2025 | 10 y | 0 | 1 |
| M••••• F•••• S•••••• Certified Financial Planner | M•••••• BD affiliated | New Albany, In | Jun 11, 2021 | 15 y | 0 | 1 |
| J••••••• P••• S••••• | M•••••• BD affiliated | Los Angeles, Ca | Mar 8, 2022 | 22 y | 3 | 1 |
| R••••• S•••• | M•••••• BD affiliated | Overland Park, Ks | Aug 17, 2026 | 14 y | 0 | 1 |
| N••••••• V••••••• S••••• Certified Financial Planner | M•••••• BD affiliated | Los Angeles, Ca | Mar 1, 2022 | 11 y | 1 | 1 |
| N••••••• P••• S••••••••• Certified Financial Planner | M•••••• BD affiliated | Novi, Mi | Aug 23, 2021 | 13 y | 1 | 1 |
| J••• W•••• S••• | M•••••• BD affiliated | State College, Pa | Mar 12, 2018 | 26 y | 2 | 1 |
| J•••••• R••••• S••••••••• | M•••••• BD affiliated | Houston, Tx | Jan 2, 2019 | 23 y | 1 | 1 |
| T•••••• M• S•••••• | M•••••• BD affiliated | Oklahoma City, Ok | Oct 31, 2025 | 15 y | 3 | 1 |
| M•••••• A•••••• S•••••• Certified Financial Planner | M•••••• BD affiliated | Phoenix, Az | Apr 23, 2024 | 15 y | 1 | 2 |
| F•••••• M•••• S•••••• | M•••••• BD affiliated | New York, Ny | Jan 21, 2022 | 15 y | 0 | 2 |
| M•••••• S••• Certified Financial Planner | M•••••• BD affiliated | South Hamilton, Ma | Dec 10, 2025 | 10 y | 2 | 1 |
| D••••••• I• S•••••• | M•••••• BD affiliated | Reisterstown, Md | Aug 28, 2026 | 11 y | 0 | 2 |
| J•••• J••••• S••••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Sep 10, 2016 | 11 y | 2 | 2 |
| M•••••• T••••• Certified Financial Planner | M•••••• BD affiliated | San Diego, Ca | Jun 1, 2021 | 15 y | 3 | 1 |
| M•••• L•••••• T••••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Sep 21, 2016 | 15 y | 1 | 1 |
| M••••• S•••• T••••• | M•••••• BD affiliated | Fair Oaks Ranch, Tx | Nov 19, 2021 | 11 y | 0 | 1 |
| H••• R•••••• T••••• | M•••••• BD affiliated | Boston, Ma | Jul 1, 2022 | 37 y | 3 | 3 |
| J•••• C•••••• T••••• | M•••••• BD affiliated | Los Angeles, Ca | Mar 11, 2025 | 20 y | 1 | 1 |
| S•••••• K••• T••••• dual registrant | M•••••• BD affiliated | Orlando, Fl | Oct 7, 2021 | 26 y | 4 | 1 |
| T•••••• K•••• T••••• dual registrant | M•••••• BD affiliated | Orlando, Fl | Aug 31, 2021 | 25 y | 4 | 1 |
| J••••• T•• Certified Financial Planner | M•••••• BD affiliated | Fullerton, Ca | Aug 26, 2025 | 12 y | 0 | 1 |
| M••••••• D••••• F••••• T•••••• | M•••••• BD affiliated | Highlands Ranch, Co | Aug 21, 2018 | 10 y | 2 | 1 |
| J•••••• B•••• T••••• Chartered Financial Consultant | M•••••• BD affiliated | Concord, Nh | Jan 3, 2022 | 11 y | 1 | 1 |
| R••••• R•• T••••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | State College, Pa | Mar 12, 2018 | 31 y | 2 | 1 |
| A••••• B•••• T••••••• Certified Financial Planner | M•••••• BD affiliated | Cincinnati, Oh | Jan 12, 2026 | 10 y | 2 | 1 |
| P••••• F••••• T••••••• Chartered Financial Analyst | M•••••• BD affiliated | New Albany, In | Feb 26, 2018 | 17 y | 2 | 2 |
| A••• D••• T••••••• | M•••••• BD affiliated | Nashville, Tn | Aug 17, 2022 | 19 y | 1 | 2 |
| L••• M•••• T••••••• | M•••••• BD affiliated | Syracuse, Ny | Apr 2, 2025 | 28 y | 3 | 1 |
| K•••• M•••••• T•••• | M•••••• BD affiliated | Phoenix, Az | Dec 14, 2021 | 23 y | 1 | 2 |
| T••••• J••••• T••••• | M•••••• BD affiliated | Brookfield, Wi | Jan 24, 2023 | 12 y | 0 | 3 |
| D•••••• R••••• T•••••••• Certified Financial Planner | M•••••• BD affiliated | Sarasota, Fl | Jul 23, 2021 | 12 y | 2 | 1 |
| A•••• M•••••• T•••••• Certified Financial Planner | M•••••• BD affiliated | Overland Park, Ks | Sep 29, 2017 | 19 y | 2 | 1 |
| B•••• N••• T•••• Certified Financial Planner | M•••••• BD affiliated | New Braunfels, Tx | Jul 10, 2025 | 16 y | 11 | 1 |
| D••••• A•••••• T•••• Certified Financial Planner | M•••••• BD affiliated | Sacramento, Ca | Jan 9, 2024 | 23 y | 2 | 1 |
| D•••• T•••• | M•••••• BD affiliated | Coral Gables, Fl | Oct 21, 2025 | 10 y | 0 | 1 |
| A••••• A•••••••• T••••••••• | M•••••• BD affiliated | Overland Park, Ks | Dec 18, 2025 | 15 y | 1 | 2 |
| E••• T••••• Certified Financial Planner | M•••••• BD affiliated | New Albany, In | Dec 18, 2023 | 28 y | 6 | 1 |
| M•••••• K••• T•••• Certified Financial Planner, Chartered Financial Analyst | M•••••• BD affiliated | Walnut Creek, Ca | Dec 1, 2022 | 12 y | 3 | 1 |
| W•••••• L• T•••••• Certified Financial Planner | M•••••• BD affiliated | Oakbrook Terrace, Il | Jan 18, 2019 | 11 y | 1 | 1 |
| K•••• B•••••• T•••••••• | M•••••• BD affiliated | Danville, Ca | Oct 26, 2020 | 40 y | 4 | 2 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.