DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• N••• T••••

M••••••BD affiliatedNew Braunfels, Tx IA-onlyIAPD 5706392

Certified Financial Planner

Feed of 09/14/2026

Also filed as B•••• N••• T••••

At current firm

1 y

since Jul 10, 2025

In the industry

16 y

since Feb 20, 2010 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Jul 10, 2025 · New Braunfels, Tx
T••• F•••••••• independent RIA
Feb 18, 2022 to Jun 16, 2025 · San Antonio, Tx
V••••••• A•••••••• I••• BD affiliated
Oct 7, 2020 to Jan 25, 2022 · Scottsdale, Az
K••••• A••••••• S•••••••• L•• BD affiliated
Jul 9, 2019 to Aug 24, 2020 · Austin, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 14, 2018 to Jul 16, 2019 · San Antonio, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 8, 2018 to Sep 28, 2018 · San Antonio, Tx
U••• F•••••••• P••••••• S••••••• former
Dec 6, 2016 to Jan 8, 2018 · San Antonio, Tx
T• A••••••••• I••• former
May 23, 2014 to Sep 30, 2015 · Houston, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
May 23, 2014 to Sep 30, 2015 · Houston, Tx
V•••• F•••••••• A•••••••• I••• BD affiliated
Jul 11, 2013 to May 21, 2014 · Houston, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 12, 2012 to Jan 2, 2013 · San Antonio, Tx
U••• I••••••••• S••••••• C•••••• no RAUM
Jan 5, 2012 to Feb 21, 2012 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

T••• F•••••••• to M••••••
left Jun 16, 2025, registered Jul 10, 2025 (24 days) · RIA to affiliated broker-dealer or bank
V••••••• A•••••••• I••• to T••• F••••••••
left Jan 25, 2022, registered Feb 18, 2022 (24 days) · Affiliated broker-dealer or bank to independent RIA
K••••• A••••••• S•••••••• L•• to V••••••• A•••••••• I•••
left Aug 24, 2020, registered Oct 7, 2020 (44 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to K••••• A••••••• S•••••••• L••
left Jul 16, 2019, registered Jul 9, 2019 (-7 days) · Wirehouse to affiliated broker-dealer or bank
U••• I••••••••• S••••••• C•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Sep 28, 2018, registered Nov 14, 2018 (47 days) · Affiliated broker-dealer or bank to wirehouse
U••• F•••••••• P••••••• S••••••• to U••• I••••••••• S••••••• C••••••
left Jan 8, 2018, registered Jan 8, 2018 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Sep 30, 2015, registered May 23, 2014 (-495 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Sep 30, 2015, registered May 23, 2014 (-495 days) · Other
V•••• F•••••••• A•••••••• I••• to T• A••••••••• I•••
left May 21, 2014, registered May 23, 2014 (2 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to V•••• F•••••••• A•••••••• I•••
left Jan 2, 2013, registered Jul 11, 2013 (190 days) · Other
U••• I••••••••• S••••••• C•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Feb 21, 2012, registered Mar 12, 2012 (20 days) · Other

Signals

B•••• N••• T•••• left T••• F•••••••• for Mariner (registered 2025-07-10)
Jun 16, 2025 · Advisor changed firm · fact
B•••• N••• T•••• left V••••••• A•••••••• I••• for T••• F•••••••• (registered 2022-02-18)
Jan 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 16derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address