DFX Intelligence
Advisors
Advisors registered through CorientAbout this listEvery person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations.Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
652 advisors
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Brigette Lee Parnell | Corient independent RIA | Frisco, Tx | Jul 8, 2026 | 17 y | 3 | 1 |
| Erin Lee Patak Certified Financial Planner, Chartered Financial Analyst | Corient independent RIA | Houston, Tx | May 12, 2025 | 13 y | 3 | 1 |
| Scott Gowell Patten | Corient independent RIA | Westport, Ct | Sep 9, 2025 | 34 y | 1 | 1 |
| F•••• D•••••• P•••••••• | C•••••• independent RIA | Chicago, Il | Jun 18, 2026 | 25 y | 4 | 2 |
| J•••• T• P•••• | C•••••• independent RIA | Tulsa, Ok | Jul 1, 2026 | 15 y | 2 | 2 |
| B•••• R••• P•••••••• Certified Financial Planner, Chartered Financial Consultant, Chartered Financial Analyst | C•••••• independent RIA | San Diego, Ca | Sep 15, 2022 | 21 y | 2 | 2 |
| P••• L•••••• P•••••• Chartered Financial Analyst | C•••••• independent RIA | San Francisco, Ca | Nov 6, 2024 | 16 y | 2 | 1 |
| S••••• D••••• P•••• Chartered Financial Analyst | C•••••• independent RIA | Boston, Ma | Nov 10, 2022 | 37 y | 1 | 2 |
| J••• M•••••• P••••• Certified Financial Planner, Chartered Financial Analyst | C•••••• independent RIA | San Diego, Ca | Sep 15, 2022 | 16 y | 2 | 2 |
| J••••• T••••• P••••••• | C•••••• independent RIA | Seattle, Wa | Feb 20, 2023 | 10 y | 1 | 1 |
| J•• R•••••• P••••••• Certified Financial Planner | C•••••• independent RIA | Charlotte, Nc | Sep 3, 2024 | 11 y | 1 | 1 |
| N••• J••••• P••••••• Chartered Financial Analyst | C•••••• independent RIA | Portland, Me | Aug 6, 2026 | 32 y | 0 | 1 |
| R••••• D•••• P••••• | C•••••• independent RIA | Moristown, Nj | Dec 7, 2022 | 15 y | 2 | 1 |
| R••• P•••• Certified Financial Planner | C•••••• independent RIA | San Diego, Ca | Sep 11, 2025 | 11 y | 1 | 1 |
| M•••••• R•••••• P••••• | C•••••• independent RIA | Newport Beach, Ca | Nov 14, 2022 | 22 y | 2 | 2 |
| A•••••• P••••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jun 22, 2026 | 10 y | 1 | 1 |
| E••• E•••••••• P••••••• | C•••••• independent RIA | San Diego, Ca | Jun 8, 2026 | 11 y | 3 | 1 |
| P•••• T•••••• P••••• Certified Financial Planner | C•••••• independent RIA | New York, Ny | Nov 28, 2023 | 11 y | 0 | 2 |
| T••••• M•••••• P••••• | C•••••• independent RIA | Portland , Me | Aug 20, 2026 | 50 y | 1 | 1 |
| D••• L••• P••••••• Certified Financial Planner | C•••••• independent RIA | Dallas, Tx | Nov 18, 2022 | 29 y | 2 | 1 |
| C•••••••• A•• P•••• Certified Financial Planner | C•••••• independent RIA | Menlo Park, Ca | Jan 20, 2023 | 23 y | 2 | 1 |
| K•••••• W••••• P•• Certified Financial Planner | C•••••• independent RIA | Charlotte, Nc | Oct 11, 2022 | 21 y | 3 | 2 |
| A••••• D••••• P••••• | C•••••• independent RIA | Menlo Park, Ca | Jan 20, 2023 | 10 y | 2 | 1 |
| T••••• W•••••• P••••• | C•••••• independent RIA | Boston, Ma | Jun 25, 2024 | 12 y | 2 | 1 |
| N••••• P••••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jun 29, 2026 | 15 y | 2 | 1 |
| T••••• C•••••• P•••••• Certified Financial Planner, Personal Financial Specialist | C•••••• independent RIA | Atlanta, Ga | Nov 28, 2022 | 15 y | 1 | 1 |
| B•••••• S•••• P••••• | C•••••• independent RIA | Tulsa , Ok | Jul 9, 2026 | 33 y | 3 | 2 |
| M•••••• J••• P••••• Certified Financial Planner, Chartered Financial Analyst | C•••••• independent RIA | Menlo Park, Ca | Jun 9, 2025 | 10 y | 3 | 1 |
| W•••••• D•••• P••••• | C•••••• independent RIA | Shaker Heights, Oh | Jul 2, 2026 | 33 y | 2 | 2 |
| M••••• J••••••• P••••• Certified Financial Planner | C•••••• independent RIA | Chicago, Il | Jun 16, 2026 | 12 y | 5 | 1 |
| J••• J••••• P••• Chartered Financial Analyst | C•••••• independent RIA | Chicago, Il | Dec 22, 2022 | 12 y | 1 | 1 |
| R••••• L•••• Q••••••• Chartered Financial Analyst | C•••••• independent RIA | Shaker Heights, Oh | Aug 20, 2026 | 16 y | 0 | 2 |
| R••••• C••••• Q•••• Certified Financial Planner, Chartered Financial Analyst | C•••••• independent RIA | Boston, Ma | Oct 12, 2022 | 33 y | 0 | 1 |
| B•••• J••••• Q•••• | C•••••• independent RIA | San Francisco, Ca | Jun 29, 2026 | 19 y | 6 | 1 |
| C••••••••• J•••• R•••••• Chartered Financial Analyst | C•••••• independent RIA | Dallas, Tx | Nov 18, 2022 | 12 y | 2 | 1 |
| K••• R•••••••• Certified Financial Planner | C•••••• independent RIA | Columbus, Oh | Nov 23, 2022 | 11 y | 1 | 1 |
| J•••• C•••••••• R•••• | C•••••• independent RIA | Dallas , Tx | Jul 28, 2026 | 19 y | 1 | 1 |
| S•••• R••••• | C•••••• independent RIA | Dallas, Tx | Jan 31, 2023 | 14 y | 4 | 2 |
| J•••• H••••••• R•••••• | C•••••• independent RIA | Frisco, Tx | Jul 14, 2026 | 11 y | 3 | 2 |
| S••••• R••••••• R••••• | C•••••• independent RIA | Menlo Park, Ca | Jan 20, 2023 | 24 y | 3 | 2 |
| E••• W•••••• R••••• | C•••••• independent RIA | Birmingham, Mi | Dec 5, 2022 | 11 y | 1 | 1 |
| J•••• W•••••• R••••• Certified Financial Planner | C•••••• independent RIA | Morristown, Nj | Dec 12, 2022 | 25 y | 1 | 2 |
| M••••••• C• R•••••••• Certified Financial Planner | C•••••• independent RIA | Portland, Me | Aug 18, 2026 | 13 y | 2 | 1 |
| H•••• P••• R••••• | C•••••• independent RIA | New York, Ny | Jan 27, 2023 | 51 y | 1 | 2 |
| M••• H•••••• R••• Chartered Financial Analyst | C•••••• independent RIA | Jupiter, Fl | Jul 22, 2024 | 25 y | 5 | 1 |
| E•••••••• L••••••• R•••••• Certified Financial Planner | C•••••• independent RIA | San Francisco, Ca | Nov 6, 2024 | 23 y | 3 | 1 |
| M•••••• S•••• R••••• Certified Financial Planner, Chartered Financial Analyst | C•••••• independent RIA | Itasca, Il | Dec 14, 2022 | 15 y | 1 | 2 |
| T•••••• R••••• R••• Chartered Financial Analyst | C•••••• independent RIA | Denver, Co | Mar 31, 2023 | 17 y | 3 | 2 |
| K•••••• R••• R••••••• | C•••••• independent RIA | Wayne, Pa | Nov 2, 2022 | 12 y | 1 | 1 |
| G•••• T••••• R••••• Chartered Financial Analyst | C•••••• independent RIA | Denver, Co | Mar 31, 2023 | 32 y | 2 | 1 |
The advisor and firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.