DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through Moors & Cabot, Inc
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Ian Andrew Amberson Certified Financial Planner, Chartered Financial Analyst · dual registrant | Moors & Cabot, Inc BD affiliated | Phoenix, Az | May 22, 2026 | 10 y | 1 | 1 |
| Keith Baier Certified Financial Planner · dual registrant | Moors & Cabot, Inc BD affiliated | Englewood, Fl | May 20, 2022 | 25 y | 3 | 1 |
| Lori Ann Bayba dual registrant | Moors & Cabot, Inc BD affiliated | Englewood, Fl | Sep 3, 2024 | 36 y | 1 | 1 |
| J•••••• D•••• B•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Jan 16, 2009 | 31 y | 1 | 2 |
| C••••••• B••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Dec 3, 2020 | 10 y | 0 | 1 |
| S•••• R••• B•••• dual registrant | M•••• • C••••• I•• BD affiliated | Boxborough, Ma | Oct 9, 2013 | 50 y | 0 | 1 |
| J•••• C••••••• C•••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Jackson, Ms | Jul 17, 2026 | 42 y | 2 | 2 |
| H••••• E•••••••• C••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Jul 2, 2026 | 12 y | 0 | 1 |
| A••••• R••••••• C••••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Westport, Ct | Oct 30, 2025 | 11 y | 2 | 1 |
| M••••••• R••• C••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Sep 25, 2025 | 12 y | 0 | 1 |
| J•••• J••••• C••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Apr 19, 2017 | 31 y | 1 | 5 |
| P•••••• R••••• C••••• dual registrant | M•••• • C••••• I•• BD affiliated | East Sandwich, Ma | Feb 15, 2018 | 32 y | 1 | 1 |
| T••••• B••• C••••• Certified Financial Planner · dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | May 18, 2026 | 13 y | 2 | 1 |
| B•••• J• C••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Ponte Vedra, Fl | Jul 5, 2023 | 13 y | 1 | 15 |
| A••••• B•••••• D••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Apr 28, 2017 | 38 y | 1 | 1 |
| J•••••• D•••• D••••• dual registrant | M•••• • C••••• I•• BD affiliated | Poland, Oh | Jun 25, 2007 | 29 y | 3 | 1 |
| S•••••• D•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Hoboken, Nj | Dec 22, 2023 | 10 y | 0 | 1 |
| S•••••• D••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Jul 23, 2026 | 43 y | 2 | 2 |
| D•••• J••••• D••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Nov 2, 2015 | 45 y | 4 | 1 |
| J•••• T••••• D••••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Mar 21, 2023 | 9 y | 2 | 1 |
| A••••• J•••• D•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Springfield, Ma | Aug 21, 2023 | 18 y | 3 | 1 |
| A•••••• J••••• D••••• Certified Financial Planner · dual registrant | M•••• • C••••• I•• BD affiliated | Maitland, Fl | Sep 17, 2013 | 27 y | 2 | 1 |
| E••••• L••••• D•••• dual registrant | M•••• • C••••• I•• BD affiliated | Maitland, Fl | Mar 8, 2017 | 41 y | 4 | 1 |
| S•••••• A•••• E••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Feb 19, 2025 | 12 y | 0 | 1 |
| J••• E••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Maitland, Fl | Aug 4, 2022 | 20 y | 5 | 1 |
| C•••••• O••• F••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | May 21, 2018 | 10 y | 1 | 1 |
| J• J•• F•••• dual registrant | M•••• • C••••• I•• BD affiliated | Whitefish, Mt | Jan 14, 2022 | 30 y | 3 | 1 |
| P••• L••••••• F••••• dual registrant | M•••• • C••••• I•• BD affiliated | Annapolis, Md | Apr 23, 2019 | 43 y | 4 | 2 |
| J•••• P• F•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Jan 15, 2021 | 26 y | 3 | 1 |
| S•••••• A• F•••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Oct 31, 2016 | 25 y | 0 | 1 |
| C••••• C•••• F••••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Covington, La | Jul 20, 2026 | 34 y | 3 | 3 |
| R••••• S•••• G•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Naples, Fl | Nov 2, 2010 | 40 y | 2 | 1 |
| L••••• A•• G••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Jul 20, 2026 | 33 y | 4 | 2 |
| P••• F•••••• G•••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Westport, Ct | Oct 25, 2019 | 13 y | 1 | 1 |
| D••••• K•••• G•••••• Certified Financial Planner · dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Aug 18, 2025 | 12 y | 3 | 1 |
| D••••• J• G•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Phoenix, Az | Oct 2, 2013 | 42 y | 1 | 1 |
| M•••••• C••••• H•••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Dec 4, 2020 | 37 y | 1 | 1 |
| R••••• H•••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Aug 15, 2019 | 26 y | 4 | 1 |
| M•••••• C••••••••• H••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Boston, Ma | Aug 2, 2007 | 32 y | 2 | 1 |
| D•••• J••• H•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Mertztown, Pa | Mar 20, 2024 | 32 y | 3 | 3 |
| L••• M•••• I••••• dual registrant | M•••• • C••••• I•• BD affiliated | Maitland, Fl | Sep 24, 2025 | 35 y | 2 | 1 |
| A•••• R•••• I•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Alexandria, Va | Jan 26, 2024 | 14 y | 2 | 1 |
| T••••• W••••• J••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Alexandria, Va | Jul 28, 2021 | 23 y | 3 | 1 |
| M•••••• J•••• J•••••• Certified Financial Planner, Chartered Financial Consultant · dual registrant | M•••• • C••••• I•• BD affiliated | Naples, Fl | Jul 5, 2023 | 20 y | 1 | 15 |
| C••••••••• J••• J•••• dual registrant | M•••• • C••••• I•• BD affiliated | Englewood, Fl | Aug 3, 2007 | 34 y | 3 | 1 |
| R••••• E••••• K•••• dual registrant | M•••• • C••••• I•• BD affiliated | Naples, Fl | Nov 5, 2021 | 18 y | 2 | 1 |
| T••••• S•••• K••• dual registrant | M•••• • C••••• I•• BD affiliated | Naples, Fl | Dec 16, 2020 | 22 y | 3 | 2 |
| C••••••••• A••••• K•••••••• dual registrant | M•••• • C••••• I•• BD affiliated | Phoenix, Az | Mar 25, 2026 | 10 y | 1 | 1 |
| D••••• R••••• K•••••• dual registrant | M•••• • C••••• I•• BD affiliated | Keokuk, Ia | Nov 5, 2021 | 34 y | 1 | 1 |
| F•••••• K•••• dual registrant | M•••• • C••••• I•• BD affiliated | Phoenix, Az | Aug 1, 2023 | 19 y | 4 | 1 |
The rest of the advisor and firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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78 advisors match.