DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisors
Advisors registered through LPL Financial LLC
Every person with a current investment adviser registration on IAPD, with the firm, the branch city and state, the date the current registration began, prior registered firms, exams and designations. Nothing here is a book size: an advisor’s assets are not public and are not estimated on this page.
| Advisor | Firm | Branch | Here since | In industry | Prior firms | States |
|---|---|---|---|---|---|---|
| Samuel Markus Aamot dual registrant | LPL Financial LLC BD affiliated | Beverly Hills, Ca | May 19, 2025 | 16 y | 1 | 2 |
| Patrick Edward Aaron dual registrant | LPL Financial LLC BD affiliated | Washington, Pa | Jan 8, 2024 | 19 y | 3 | 1 |
| Ashraf M Abadir dual registrant | LPL Financial LLC BD affiliated | Bloomingdale, Il | Aug 19, 2026 | 12 y | 0 | 1 |
| Fred David Abajelo dual registrant | LPL Financial LLC BD affiliated | Sunnyvale, Ca | Sep 27, 2019 | 32 y | 3 | 2 |
| Colleen Kelly Abate Certified Financial Planner · dual registrant | LPL Financial LLC BD affiliated | Louisville, Ky | Feb 28, 2024 | 11 y | 2 | 1 |
| Peter Abbate dual registrant | LPL Financial LLC BD affiliated | Winter Park, Fl | Jun 24, 2025 | 14 y | 9 | 1 |
| Hunter Richard Abbe dual registrant | LPL Financial LLC BD affiliated | San Diego, Ca | Oct 4, 2021 | 10 y | 1 | 1 |
| Richard Deane Abbe dual registrant | LPL Financial LLC BD affiliated | San Diego, Ca | Oct 5, 2021 | 40 y | 2 | 1 |
| Kelsey Rochelle Abbott dual registrant | LPL Financial LLC BD affiliated | Rock Springs, Wy | Jul 15, 2025 | 10 y | 1 | 2 |
| Nathan Abbott dual registrant | LPL Financial LLC BD affiliated | Grand Rapids, Mi | Aug 23, 2023 | 11 y | 1 | 2 |
| Fred J Abbott Certified Financial Planner · dual registrant | LPL Financial LLC BD affiliated | Westerville, Oh | Oct 7, 2020 | 32 y | 5 | 2 |
| Joe Mark Abbott dual registrant | LPL Financial LLC BD affiliated | West Bastrop, Tx | Dec 9, 2022 | 24 y | 4 | 2 |
| Lisa Chaffin Abbott dual registrant | LPL Financial LLC BD affiliated | Huntsville, Al | Mar 19, 2014 | 24 y | 1 | 1 |
| William David Abbott dual registrant | LPL Financial LLC BD affiliated | Pittsford, Ny | Jul 10, 2025 | 30 y | 1 | 1 |
| Joseph Ralph Abbruzzi dual registrant | LPL Financial LLC BD affiliated | Mount Laurel, Nj | Nov 15, 2016 | 42 y | 3 | 1 |
| Mahmoud Saleheldin Abdelhalem dual registrant | LPL Financial LLC BD affiliated | San Diego, Ca | Feb 26, 2008 | 21 y | 1 | 1 |
| Paul David Abdenour dual registrant | LPL Financial LLC BD affiliated | Orland Park, Il | May 28, 2026 | 19 y | 4 | 1 |
| Clayton Daniel Abel Certified Financial Planner · dual registrant | LPL Financial LLC BD affiliated | Summerville, Sc | Sep 18, 2018 | 16 y | 0 | 2 |
| Roger Gordon Abel dual registrant | LPL Financial LLC BD affiliated | West Des Moines, Ia | Aug 10, 2018 | 24 y | 5 | 2 |
| Marley Jason Abell dual registrant | LPL Financial LLC BD affiliated | Sallisaw, Ok | Feb 20, 2008 | 25 y | 1 | 3 |
| Weldon Terry Abell dual registrant | LPL Financial LLC BD affiliated | Basehor, Ks | Nov 29, 2017 | 30 y | 1 | 1 |
| Nicholas Adam Abelow dual registrant | LPL Financial LLC BD affiliated | South Lake Tahoe, Ca | Jan 28, 2015 | 22 y | 5 | 2 |
| Dustin Abels dual registrant | LPL Financial LLC BD affiliated | Forest City, Ia | Dec 3, 2021 | 11 y | 2 | 2 |
| Christopher Abernethy dual registrant | LPL Financial LLC BD affiliated | Irvine, Ca | Aug 2, 2024 | 12 y | 0 | 3 |
| James Robert Abernethy dual registrant | LPL Financial LLC BD affiliated | Littleton, Co | Nov 29, 2017 | 35 y | 2 | 1 |
| Antoine Samir Abi Nader dual registrant | LPL Financial LLC BD affiliated | Northridge, Ca | Jun 5, 2025 | 22 y | 5 | 7 |
| Thomas Abildgaard dual registrant | LPL Financial LLC BD affiliated | Boston, Ma | Aug 19, 2025 | 10 y | 2 | 1 |
| Matthew Abold dual registrant | LPL Financial LLC BD affiliated | Dunn, Nc | Feb 16, 2026 | 18 y | 2 | 2 |
| Dima Aboshady dual registrant | LPL Financial LLC BD affiliated | Austin, Tx | Mar 21, 2023 | 14 y | 0 | 1 |
| Nasar Aboubakare dual registrant | LPL Financial LLC BD affiliated | Huntington Beach, Ca | Aug 24, 2023 | 19 y | 1 | 2 |
| Samee Aboubakare dual registrant | LPL Financial LLC BD affiliated | Huntington Beach, Ca | Jan 2, 2024 | 12 y | 0 | 1 |
| Esber Aboud dual registrant | LPL Financial LLC BD affiliated | Tempe, Az | Apr 25, 2025 | 9 y | 1 | 2 |
| Said Abouomar Certified Financial Planner · dual registrant | LPL Financial LLC BD affiliated | Holmdel, Nj | Mar 17, 2025 | 32 y | 2 | 2 |
| Raymond Catipon Abracosa dual registrant | LPL Financial LLC BD affiliated | Torrance, Ca | Apr 28, 2025 | 34 y | 3 | 2 |
| Reuben Abraham dual registrant | LPL Financial LLC BD affiliated | Newport Beach, Ca | Oct 15, 2024 | 10 y | 1 | 1 |
| Kamie Lee Abraham Certified Financial Planner · dual registrant | LPL Financial LLC BD affiliated | Westlake Village, Ca | Nov 6, 2024 | 12 y | 1 | 2 |
| Robert Paul Abraham dual registrant | LPL Financial LLC BD affiliated | Rochester, Mi | May 19, 2023 | 16 y | 3 | 1 |
| Samir Joseph Abraham dual registrant | LPL Financial LLC BD affiliated | Chicago, Il | Dec 20, 2002 | 28 y | 1 | 2 |
| Sydney Leigh Abraham | LPL Financial LLC BD affiliated | San Diego, Ca | Aug 1, 2023 | 10 y | 1 | 2 |
| Michael Anthony Abramo dual registrant | LPL Financial LLC BD affiliated | Cranston, Ri | Sep 10, 2013 | 29 y | 1 | 2 |
| Allan Ira Abrams dual registrant | LPL Financial LLC BD affiliated | Foster City, Ca | Jan 25, 2022 | 39 y | 2 | 2 |
| Stuart David Abrams dual registrant | LPL Financial LLC BD affiliated | Beachwood, Oh | Sep 16, 2025 | 26 y | 2 | 1 |
| Karen Keta Abramski Certified Financial Planner · dual registrant | LPL Financial LLC BD affiliated | Spring, Tx | Jun 25, 2002 | 26 y | 0 | 2 |
| Jessica Abrego dual registrant | LPL Financial LLC BD affiliated | San Diego, Ca | Sep 14, 2021 | 26 y | 8 | 1 |
| Raymond Anthony Abreu dual registrant | LPL Financial LLC BD affiliated | Poughkeepsie, Ny | Apr 26, 2023 | 13 y | 0 | 1 |
| Keyan Abrishamkar dual registrant | LPL Financial LLC BD affiliated | Rockville, Md | Jun 2, 2022 | 20 y | 4 | 2 |
| Carolyn J Abshier dual registrant | LPL Financial LLC BD affiliated | San Antonio, Tx | Jul 21, 2021 | 19 y | 1 | 1 |
| Frank Norfleet Abston dual registrant | LPL Financial LLC BD affiliated | Tampa, Fl | Jun 18, 2025 | 11 y | 1 | 1 |
| Pete Abston dual registrant | LPL Financial LLC BD affiliated | Memphis, Tn | Aug 21, 2025 | 13 y | 1 | 2 |
| Hadi Wael Abu-Asab dual registrant | LPL Financial LLC BD affiliated | Tampa, Fl | Jun 13, 2025 | 21 y | 3 | 1 |
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22,575 advisors match.