DFX Intelligence
Consolidation
What the advisers themselves reported about M&AWhere this comes fromItem 4 of Form ADV asks whether the adviser is succeeding to the business of another registered adviser and names the firm acquired. It catches asset purchases and mergers where the target’s registration folds into the buyer’s; a stock purchase that keeps the target registered shows instead as a new owner on Schedule A and, later, as a roster exit.Firms absorbed reads the same events from the people side: half or more of a firm’s registered advisors moving to one other firm within fourteen days, which catches acquisitions before, or without, a succession filing.Press-sourced deals, PE sponsors and consolidator platforms are the next cycle.
1,631 events match
- Great Hill Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Kenmar Preferred Investments, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Prospect Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sage Financial Advisors Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cello Capital Management, Lp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Tru Independence, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Deer Park Road Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Galtere Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Interval Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Iii To I Financial Management Research, L.P. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Garcia Wealth Management Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Madison Avenue Securities, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ashe Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Institutional And Family Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Rowland & Company reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sawtooth Solutions, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Dragon Financial Group reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trademark Capital Management Inc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Athyrium Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Providence Investment Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Parentebeard Wealth Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Emerald Investment Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Krasney Financial, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Soroban Capital Partners Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Piermont Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Matrix Capital Management Company, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nipun Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cwcapital Investments Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Consonance Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Chotin Asset Management Corporation reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Hoplite Capital Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ld Lowe Wealth Advisory reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Aesir Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Wellington Management Company, Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Parvus Asset Management Europe Limited reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Heritage Financial Planning reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Partners For Prosperity, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Qp Consulting reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Fidelity Management & Research (Japan) Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Armour Residential Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Butler, Stephen James reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Priority Financial Partners reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Breithorn Capital Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Bennicas & Associates reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Cg Asset Management, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Ifg Advisory, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Offshore Investment Advisor reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Swan Capital Management, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Swan Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- European Value Partners S.A. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Strategic Wealth Partners Group, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Trust Asset Management, Llp reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Sterling Global Strategies, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Victory Capital Management Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Denali Capital Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Nfp Ria Services reported succeeding to the business of Another Adviser (Form ADV Item 4)
- White Oaks Wealth Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Edge Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Gratus Capital, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
- Parallax Volatility Advisers, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)