DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Q• C•••••••••
Legal name Q• C••••••••• L••
Latest filing Jan 20, 2026
First filing on the tape Mar 8, 2012 · 32 filings
SEC status approved since Dec 18, 2013
RAUM
$560M
reported, Item 5.F
Discretionary
17%
of RAUM
Private clients
16%
$91.8M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$280M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$560M as of Jan 20, 2026
Mar 8, 2012$63.9M then
HNW client RAUM$83.8M as of Jan 20, 2026
Jan 31, 2018$9.8M then
State-registered IARs (5.B.3)2 as of Jan 20, 2026
Mar 8, 20120 then
Employees (5.A)2 as of Jan 20, 2026
Feb 3, 20141 then
Private funds: no history
RAUM +12% over the last fiscal year+14% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $280MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 21derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $7.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 17%derivedof RAUM
- Institutional
- 84%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.1%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$444M79%
- High-net-worth individuals$83.8M15%
- State and municipal entities$22.6M4.0%
- Individuals$8.0M1.4%
- Charitable organizations$973,3350.2%
- Individual clients
- 13reported
- HNW clients
- 28reported
- Pension plan clients
- 33reported
- Charitable clients
- n/areported
- Accounts
- 76reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.16 fund_share=0.0 institutional_share=0.84 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• J••••• I••••••• | Takoma Park, Md | Jan 29, 2004 | 28 y | 1 |
| P••• W•••• | Takoma Park, Md | Feb 10, 2022 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J•••• C• S•••• to T• R••• P•••• A••••••• S•••••••• I•••Jul 2, 2015 · Other
Joined, latest
- J•••• C• S•••• from W•••• F•••• A•••••••Oct 30, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- I•••••••• M•••• J••••• · Managing Member & Chief Compliance Officercontrolsince 08/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Takoma Park, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 74 to 76Jan 21, 2025 to Jan 20, 2026
- HNW clients · 26 to 28Jan 21, 2025 to Jan 20, 2026
- Discretionary RAUM · $76.3M to $92.7MJan 21, 2025 to Jan 20, 2026
- HNW RAUM · $67.3M to $83.8MJan 21, 2025 to Jan 20, 2026
- Individual RAUM · $8.2M to $8.0MJan 21, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $422M to $467MJan 21, 2025 to Jan 20, 2026
- Pension RAUM · $401M to $444MJan 21, 2025 to Jan 20, 2026
- RAUM · $498M to $560MJan 21, 2025 to Jan 20, 2026
- HNW clients · 25 to 26Jan 16, 2024 to Jan 21, 2025
- Individual clients · 16 to 13Jan 16, 2024 to Jan 21, 2025
- Pension plan clients · 31 to 33Jan 16, 2024 to Jan 21, 2025
- Financial planning clients · 0 to 0Jan 16, 2024 to Jan 21, 2025
- Discretionary RAUM · $66.4M to $76.3MJan 16, 2024 to Jan 21, 2025
- HNW RAUM · $53.4M to $67.3MJan 16, 2024 to Jan 21, 2025
- Individual RAUM · $8.6M to $8.2MJan 16, 2024 to Jan 21, 2025
- Non-discretionary RAUM · $353M to $422MJan 16, 2024 to Jan 21, 2025
- Pension RAUM · $338M to $401MJan 16, 2024 to Jan 21, 2025
- RAUM · $419M to $498MJan 16, 2024 to Jan 21, 2025
- Accounts · 69 to 74Sep 6, 2023 to Jan 16, 2024
- HNW clients · 20 to 25Sep 6, 2023 to Jan 16, 2024
- State-registered IARs · 1 to 2Sep 6, 2023 to Jan 16, 2024
- Discretionary RAUM · $49.5M to $66.4MSep 6, 2023 to Jan 16, 2024
- HNW RAUM · $37.9M to $53.4MSep 6, 2023 to Jan 16, 2024
- Individual RAUM · $8.2M to $8.6MSep 6, 2023 to Jan 16, 2024
- Non-discretionary RAUM · $325M to $353MSep 6, 2023 to Jan 16, 2024
- Pension RAUM · $308M to $338MSep 6, 2023 to Jan 16, 2024
- RAUM · $375M to $419MSep 6, 2023 to Jan 16, 2024
- Accounts · 66 to 69Oct 20, 2022 to Jan 23, 2023
- HNW clients · 19 to 20Oct 20, 2022 to Jan 23, 2023
- Individual clients · 14 to 16Oct 20, 2022 to Jan 23, 2023
- Discretionary RAUM · $38.8M to $49.5MOct 20, 2022 to Jan 23, 2023
- HNW RAUM · $29.1M to $37.9MOct 20, 2022 to Jan 23, 2023
- Individual RAUM · $6.4M to $8.2MOct 20, 2022 to Jan 23, 2023
- Non-discretionary RAUM · $384M to $325MOct 20, 2022 to Jan 23, 2023
- Pension RAUM · $367M to $308MOct 20, 2022 to Jan 23, 2023
- RAUM · $423M to $375MOct 20, 2022 to Jan 23, 2023
- Accounts · 70 to 66Jan 13, 2021 to Feb 2, 2022
- HNW clients · 10 to 19Jan 13, 2021 to Feb 2, 2022
- Individual clients · 19 to 14Jan 13, 2021 to Feb 2, 2022
- Pension plan clients · 32 to 31Jan 13, 2021 to Feb 2, 2022
Signals
2 dated events
- Q• C••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Dec 23, 2014 · Succession (Item 4) · fact
- Q• C••••••••• filed its initial SEC registration (Form ADV)Dec 3, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- QP-C•••••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 301-326-1521reportedpublic record, Form ADV, Jan 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $280Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026