DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Anderson Hoagland & Co
Latest filing Feb 3, 2026
First filing on the tape Mar 6, 2012 · 21 filings
SEC status approved since Mar 4, 1980
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
66%
$946M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$204M
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.4B as of Feb 3, 2026
Mar 6, 2012$254M then
HNW client RAUM$932M as of Feb 3, 2026
Mar 30, 2018$329M then
State-registered IARs (5.B.3)7 as of Feb 3, 2026
Mar 11, 20130 then
Employees (5.A)8 as of Feb 3, 2026
Mar 11, 20136 then
Private funds2 as of Feb 27, 2025
Jan 15, 20142 then
RAUM +15% over the last fiscal year+16% a year over threeIARs 7 to 7
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $204MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.3MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 29%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $312M, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$932M65%
- Charitable organizations$401M28%
- Corporations and businesses$66.5M4.7%
- Pension and profit-sharing plans$14.4M1.0%
- Individuals$13.5M0.9%
- Individual clients
- 24reported
- HNW clients
- 112reported
- Pension plan clients
- 4reported
- Charitable clients
- 7reported
- Accounts
- 415reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $312M for 36 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.66 fund_share=0.0 institutional_share=0.29 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David C. AndersonChartered Financial Analyst | St. Louis, Mo | Oct 31, 1995 | 46 y | 0 |
| Laurance R. HoaglandChartered Financial Analyst | St Louis, Mo | Oct 31, 1995 | 34 y | 0 |
| Craig Carpenter HoaglandChartered Financial Analyst | St Louis, Mo | Dec 8, 1997 | 30 y | 0 |
| John Joseph Kang | St Louis, Mo | Apr 10, 2008 | 27 y | 0 |
| Cheryl A Obrien | St Louis, Mo | Feb 7, 2019 | 12 y | 1 |
| Andrew Michael ShenbergCertified Financial Planner, Chartered Financial Analyst | St Louis, Mo | Feb 3, 2023 | 23 y | 6 |
| Jeremy Meier Phillips | St Louis, Mo | Apr 12, 2024 | 10 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Harrison Ivie to J.P. Morgan Securities LLCJan 10, 2024 · RIA to wirehouse
- Jennifer Michelle O'Connor to Moneta Group Investment Advisors, LLCFeb 4, 2022 · RIA to RIA
Joined, latest
- Jeremy Meier Phillips from Colorado Wealth Group LLCApr 12, 2024 · RIA to RIA
- Andrew Michael Shenberg from KrilogyFeb 3, 2023 · RIA to RIA
- Cheryl A Obrien from Pnc Wealth ManagementFeb 7, 2019 · Affiliated broker-dealer or bank to independent RIA
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Ahco Core Fund, LLCno longer reported | Other Private Fund | $15.9M | 29 | Oct 2, 2013 |
| Ahco Bond Fund, LLCno longer reported | Other Private Fund | $5.6M | 11 | Oct 2, 2013 |
Owners and control persons
Schedule A and B, latest filing
- C. David Anderson · Chairman And Directorcontrolsince 12/2012 · owns 25% to 50%
- Carpenter Craig Hoagland · President And Treasurercontrolsince 12/2012 · owns 25% to 50%
- Joseph John Kang · Vice President, Corporate Secretary And Chief Compliance Officercontrolsince 12/2012 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| St Louis, Mo · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 3, 2026advises private funds (Item 7.B): yes on the filing of 2025-02-27, no on the filing of 2026-02-03peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 383 to 415Feb 27, 2025 to Feb 3, 2026
- Charity clients · 5 to 7Feb 27, 2025 to Feb 3, 2026
- HNW clients · 113 to 112Feb 27, 2025 to Feb 3, 2026
- Individual clients · 19 to 24Feb 27, 2025 to Feb 3, 2026
- Pooled vehicle clients · 2 to 0Feb 27, 2025 to Feb 3, 2026
- Assets in custody · $317M to $312MFeb 27, 2025 to Feb 3, 2026
- Private funds · 2 to unsetFeb 27, 2025 to Feb 3, 2026
- Discretionary RAUM · $1.2B to $1.4BFeb 27, 2025 to Feb 3, 2026
- HNW RAUM · $799M to $932MFeb 27, 2025 to Feb 3, 2026
- Individual RAUM · $6.8M to $13.5MFeb 27, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $2,797 to $0Feb 27, 2025 to Feb 3, 2026
- Pension RAUM · $13.0M to $14.4MFeb 27, 2025 to Feb 3, 2026
- Pooled vehicle RAUM · $24.2M to $0Feb 27, 2025 to Feb 3, 2026
- RAUM · $1.2B to $1.4BFeb 27, 2025 to Feb 3, 2026
- Accounts · 370 to 383Jul 12, 2024 to Feb 27, 2025
- Advisory employees · 6 to 7Jul 12, 2024 to Feb 27, 2025
- Charity clients · 6 to 5Jul 12, 2024 to Feb 27, 2025
- HNW clients · 109 to 113Jul 12, 2024 to Feb 27, 2025
- Individual clients · 20 to 19Jul 12, 2024 to Feb 27, 2025
- Assets in custody · $289M to $317MJul 12, 2024 to Feb 27, 2025
- Employees · 7 to 8Jul 12, 2024 to Feb 27, 2025
- Financial planning clients · 11-25 to 11-25Jul 12, 2024 to Feb 27, 2025
- State-registered IARs · 6 to 7Jul 12, 2024 to Feb 27, 2025
- Discretionary RAUM · $1.1B to $1.2BJul 12, 2024 to Feb 27, 2025
- HNW RAUM · $691M to $799MJul 12, 2024 to Feb 27, 2025
- Individual RAUM · $6.1M to $6.8MJul 12, 2024 to Feb 27, 2025
- Non-discretionary RAUM · $0 to $2,797Jul 12, 2024 to Feb 27, 2025
- Pension RAUM · $8.9M to $13.0MJul 12, 2024 to Feb 27, 2025
- Pooled vehicle RAUM · $21.5M to $24.2MJul 12, 2024 to Feb 27, 2025
- RAUM · $1.1B to $1.2BJul 12, 2024 to Feb 27, 2025
- Accounts · 364 to 370Feb 22, 2023 to Feb 12, 2024
- Charity clients · 7 to 6Feb 22, 2023 to Feb 12, 2024
- HNW clients · 108 to 109Feb 22, 2023 to Feb 12, 2024
- Individual clients · 15 to 20Feb 22, 2023 to Feb 12, 2024
- Pension plan clients · 3 to 4Feb 22, 2023 to Feb 12, 2024
- Assets in custody · $256M to $289MFeb 22, 2023 to Feb 12, 2024
- Financial planning clients · 1-10 to 11-25Feb 22, 2023 to Feb 12, 2024
- Discretionary RAUM · $922M to $1.1BFeb 22, 2023 to Feb 12, 2024
- HNW RAUM · $616M to $691MFeb 22, 2023 to Feb 12, 2024
- Individual RAUM · $3.5M to $6.1MFeb 22, 2023 to Feb 12, 2024
Signals
3 dated events
- Harrison Ivie left Anderson Hoagland & Co for J.P. Morgan Securities Llc (registered 2026-03-10)Jan 10, 2024 · Advisor changed firm · fact
- Jennifer Michelle O'Connor left Anderson Hoagland & Co for Moneta Group Investment Advisors, Llc (registered 2022-02-28)Feb 4, 2022 · Advisor changed firm · fact
- Anderson Hoagland & Co reported RAUM $895.6M, up 41% from $634.2M (2020-06-23 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- AHCO.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 314-726-2107reportedpublic record, Form ADV, Feb 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $204Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026