DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Congress Asset Management Company, Llp
Latest filing Mar 17, 2026
First filing on the tape Mar 9, 2012 · 38 filings
SEC status approved since Jan 31, 1985
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
48%
$6.8B individuals and HNW
Advisors
16
registered through the firm on IAPD
RAUM per advisor
$887M
derived; firm RAUM over IAPD count
Employees
79
28 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$14B as of Mar 17, 2026
Mar 9, 2012$7.0B then
HNW client RAUM$4.4B as of Mar 17, 2026
Mar 20, 2018$2.1B then
State-registered IARs (5.B.3)14 as of Mar 17, 2026
Jan 22, 20130 then
Employees (5.A)79 as of Mar 17, 2026
Jan 22, 201350 then
Private funds: no history
RAUM +0.1% over the last fiscal year+12% a year over threeIARs 14 to 14
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $887MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 501derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.9derivedItem 5.A over advisors
- Advisors per office
- 8.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $226M, 51 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.4B31%
- Investment companies$4.3B30%
- Individuals$2.4B17%
- Pension and profit-sharing plans$1.3B9.4%
- Charitable organizations$921M6.5%
- State and municipal entities$532M3.7%
- Corporations and businesses$225M1.6%
- Pooled investment vehicles$52.4M0.4%
- Insurance companies$49.0M0.3%
- Individual clients
- 6,408reported
- HNW clients
- 1,611reported
- Pension plan clients
- 49reported
- Charitable clients
- 94reported
- Accounts
- 8,312reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $2.4B managedreported
- Custody of client assets
- $226M for 51 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.48 fund_share=0.3 institutional_share=0.2 related_bd=false related_bank=false bd_reps=14.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Anthony LaganChartered Financial Analyst | Boston, Ma | May 24, 2006 | 34 y | 0 |
| E. Martine ElieChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 24 y | 0 |
| John Middleton BeaverChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 24 y | 0 |
| Jeffrey Ryan PorterChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 20 y | 2 |
| John Gerald FitzgeraldChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 28 y | 0 |
| John Brendan O'ReillyChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 39 y | 0 |
| Amy Bowker NoyesChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 30 y | 0 |
| Todd William SolomanChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 25 y | 0 |
| Gregg Andrew OkeefeChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 40 y | 0 |
| Christopher Michael LaganChartered Financial Analyst | Boston, Ma | Sep 26, 2011 | 33 y | 0 |
| Brian Timothy Guild | Boston, Ma | Dec 7, 2015 | 18 y | 1 |
| Matthew Terence LaganChartered Financial Analyst | Boston, Ma | Oct 31, 2016 | 23 y | 0 |
| Jeffrey Kirkland KerriganChartered Financial Analyst | Boston, Ma | Nov 7, 2017 | 13 y | 2 |
| Keith Robert GontarzChartered Financial Analyst | Boston, Ma | Oct 9, 2020 | 17 y | 2 |
| Noel Billings BlairChartered Financial Analyst | Boston, Ma | Feb 15, 2022 | 25 y | 0 |
| Ryan G TumbryChartered Financial Analyst | Boston, Ma | Aug 12, 2026 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Peter Christian Andersen to Congress Wealth Management LLCDec 7, 2016 · Other
- George Herbert Norcross to Columbia Management Investment Advisers, LLCDec 7, 2016 · Other
- Paul Joseph Deeley to Albert Heeg Investment ManagementNov 29, 2010 · Other
Joined, latest
- Keith Robert Gontarz from Allspring Funds Management, LLCOct 9, 2020 · Other
- Jeffrey Kirkland Kerrigan from Haber Trilix Advisors, LPNov 7, 2017 · Other
- Brian Timothy Guild from Congress Wealth Management LLCDec 7, 2015 · Other
- George Herbert Norcross from Putnam Investment Management, LLCNov 12, 2015 · Other
- Jeffrey Ryan Porter from Prelude Asset Management LLCSep 26, 2011 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A. James Fricano · Chief Compliance Officercontrolsince 10/2023 · owns less than 5%
- Michael Christopher Lagan · Presidentcontrolsince 05/2022 · owns less than 5%
- Anthony Daniel Lagan · Chief Executive Officer And Chief Investment Officercontrolsince 08/2013 · owns less than 5%
- Terence Matthew Lagan · Vice President & Portfolio Managercontrolsince 01/2003 · owns less than 5%
- Michael Christopher Lagan · Trusteecontrolsince 06/2004 · owns 25% to 50% of Lagan Holding Company Trust
- Anthony Daniel Lagan · Trusteecontrolsince 06/2004 · owns 50% to 75% of Lagan Holding Company Trust
- Terence Matthew Lagan · Officercontrolsince 06/2013 · owns F of Lagan Holding Company Trust
Entity owners
- Lagan Holding Company Trust · General Partnerdirect · owns 75% or more
- Lagan Holding Company Trust · Indirect Ownerindirect · owns 75% or more of Lagan-Congress, Inc
- Lagan - Congress, Inc. · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 16 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 17, 2026FRICANO, JAMES, A. (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-10-24 and 2026-03-17peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 8,097 to 8,312Mar 20, 2025 to Mar 17, 2026
- Advisory employees · 27 to 28Mar 20, 2025 to Mar 17, 2026
- BD registered reps · 15 to 14Mar 20, 2025 to Mar 17, 2026
- Charity clients · 100 to 94Mar 20, 2025 to Mar 17, 2026
- Corporate clients · 122 to 131Mar 20, 2025 to Mar 17, 2026
- HNW clients · 1,624 to 1,611Mar 20, 2025 to Mar 17, 2026
- Individual clients · 6,172 to 6,408Mar 20, 2025 to Mar 17, 2026
- Pension plan clients · 56 to 49Mar 20, 2025 to Mar 17, 2026
- Assets in custody · $245M to $226MMar 20, 2025 to Mar 17, 2026
- Employees · 72 to 79Mar 20, 2025 to Mar 17, 2026
- Discretionary RAUM · $14B to $14BMar 20, 2025 to Mar 17, 2026
- HNW RAUM · $4.3B to $4.4BMar 20, 2025 to Mar 17, 2026
- Individual RAUM · $2.4B to $2.4BMar 20, 2025 to Mar 17, 2026
- Pension RAUM · $1.5B to $1.3BMar 20, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $82.6M to $52.4MMar 20, 2025 to Mar 17, 2026
- RAUM · $14B to $14BMar 20, 2025 to Mar 17, 2026
- Wrap assets (manager) · $2.2B to $2.4BMar 20, 2025 to Mar 17, 2026
- Accounts · 7,032 to 8,097Mar 26, 2024 to Mar 20, 2025
- Advisory employees · 28 to 27Mar 26, 2024 to Mar 20, 2025
- BD registered reps · 13 to 15Mar 26, 2024 to Mar 20, 2025
- Charity clients · 121 to 100Mar 26, 2024 to Mar 20, 2025
- HNW clients · 1,510 to 1,624Mar 26, 2024 to Mar 20, 2025
- Individual clients · 5,193 to 6,172Mar 26, 2024 to Mar 20, 2025
- Pension plan clients · 55 to 56Mar 26, 2024 to Mar 20, 2025
- Pooled vehicle clients · 13 to 3Mar 26, 2024 to Mar 20, 2025
- Assets in custody · $193M to $245MMar 26, 2024 to Mar 20, 2025
- Employees · 66 to 72Mar 26, 2024 to Mar 20, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 20, 2025
- State-registered IARs · 13 to 14Mar 26, 2024 to Mar 20, 2025
- Other offices · 0 to 1Mar 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $12B to $14BMar 26, 2024 to Mar 20, 2025
- HNW RAUM · $3.8B to $4.3BMar 26, 2024 to Mar 20, 2025
- Individual RAUM · $2.0B to $2.4BMar 26, 2024 to Mar 20, 2025
- Pension RAUM · $1.2B to $1.5BMar 26, 2024 to Mar 20, 2025
- Pooled vehicle RAUM · $453M to $82.6MMar 26, 2024 to Mar 20, 2025
- RAUM · $12B to $14BMar 26, 2024 to Mar 20, 2025
- Wrap assets (manager) · $1.9B to $2.2BMar 26, 2024 to Mar 20, 2025
- Accounts · 6,423 to 7,032Oct 24, 2023 to Mar 26, 2024
- Advisory employees · 25 to 28Oct 24, 2023 to Mar 26, 2024
- Advisory activities · 5 to 6Oct 24, 2023 to Mar 26, 2024
Signals
5 dated events
- A. James Fricano (Chief Compliance Officer) appeared on Schedule A of Congress Asset Management Company, LlpOct 24, 2023 · Control person joined · fact
- Ann Marie Swanson (Chief Compliance Officer) no longer on Schedule A of Congress Asset Management Company, Llp (listed 2023-09-21, absent 2023-10-04)Oct 4, 2023 · Control person left · inference
- Ann Marie Swanson (Chief Compliance Officer) appeared on Schedule A of Congress Asset Management Company, LlpSep 3, 2021 · Control person joined · fact
- Congress Asset Management Company, Llp reported RAUM $10.7B, up 27% from $8.4B (2020-10-15 to 2021-03-01)Mar 1, 2021 · RAUM change · derived
- Congress Asset Management Company, Llp reported RAUM $7.3B, up 28% from $5.7B (2017-09-28 to 2018-03-20)Mar 20, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/congress-asset-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- congress-mutual-funds.web.appreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-428-4300reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $887Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026