DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••• B••••• A•• A•••••••••
Legal name A••• D• B••••• • A••••••••• I•••
Latest filing Jan 26, 2026
First filing on the tape Dec 1, 2011 · 38 filings
SEC status approved since Feb 8, 1995
RAUM
$65B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$65B as of Jan 26, 2026
Dec 1, 2011$4.2M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 26, 2026
Dec 1, 20110 then
Employees (5.A)51 as of Jan 26, 2026
Nov 6, 201227 then
Private funds: no history
RAUM +9.6% over the last fiscal year-2.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jan 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$57B100%
- Charitable organizations$4.1M0.0%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 25reported
- Charitable clients
- 1reported
- Accounts
- 52reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.87 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- D••••• D• H••••••• to N•••• L••Jan 6, 2015 · Other
- E••• B•••••• to A•• C•••••• L••May 5, 2011 · Other
- E••••• L••• P••••••••• to C•••••• C••••• G••••• I•••Sep 13, 2010 · Other
- D•••• T••••• Z•••••••• to I••••••••• A•••• M•••••••••Aug 1, 2008 · Other
- P••••• E••••• R••••••• to M••••• F••••• O•••••Nov 6, 2006 · Other
Joined, latest
- D•••• T••••• Z•••••••• from I••••••••• A•••• M•••••••••Jun 18, 2008 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••• A•••• A••• · Presidentcontrolsince 10/2018 · owns less than 5%
- B•••••• A•••• D•••• · Chairman, Chief Financial Officercontrolsince 11/1982 · owns 25% to 50%
- B••••••• A•••••• E•••••••• · Chief Operating Officercontrolsince 08/2021 · owns less than 5%
- G••••••••• R••••• P••••• · Chief Investment Officercontrolsince 02/2016 · owns less than 5%
- L••• S••••• P••• · Chief Compliance Officer/Managing Senior Consultantcontrolsince 03/2018 · owns less than 5%
- M•••••• N••••• T••••••••• · Vice Chaircontrolsince 10/1991 · owns 25% to 50%
- N•••••• J•••••••• C•••••••• · Chief Executive Officercontrolsince 08/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 60 to 52Jul 10, 2025 to Jan 26, 2026
- Advisory employees · 25 to 24Jul 10, 2025 to Jan 26, 2026
- Pension plan clients · 29 to 25Jul 10, 2025 to Jan 26, 2026
- Employees · 45 to 51Jul 10, 2025 to Jan 26, 2026
- Discretionary RAUM · $59B to $65BJul 10, 2025 to Jan 26, 2026
- Pension RAUM · $51B to $57BJul 10, 2025 to Jan 26, 2026
- RAUM · $59B to $65BJul 10, 2025 to Jan 26, 2026
- Financial planning clients · unset to Jan 24, 2025 to Jul 10, 2025
- Accounts · 53 to 60Feb 16, 2024 to Jan 24, 2025
- Charity clients · 2 to 1Feb 16, 2024 to Jan 24, 2025
- Pension plan clients · 20 to 29Feb 16, 2024 to Jan 24, 2025
- Discretionary RAUM · $83B to $59BFeb 16, 2024 to Jan 24, 2025
- Pension RAUM · $73B to $51BFeb 16, 2024 to Jan 24, 2025
- RAUM · $83B to $59BFeb 16, 2024 to Jan 24, 2025
- Accounts · 47 to 53Jan 27, 2023 to Jan 19, 2024
- Charity clients · 1 to 2Jan 27, 2023 to Jan 19, 2024
- Pension plan clients · 27 to 20Jan 27, 2023 to Jan 19, 2024
- State-registered IARs · 7 to 0Jan 27, 2023 to Jan 19, 2024
- Discretionary RAUM · $70B to $83BJan 27, 2023 to Jan 19, 2024
- Pension RAUM · $63B to $73BJan 27, 2023 to Jan 19, 2024
- RAUM · $70B to $83BJan 27, 2023 to Jan 19, 2024
- Accounts · 31 to 47May 13, 2022 to Jan 27, 2023
- Advisory employees · 18 to 25May 13, 2022 to Jan 27, 2023
- Pension plan clients · 16 to 27May 13, 2022 to Jan 27, 2023
- Employees · 40 to 45May 13, 2022 to Jan 27, 2023
- Discretionary RAUM · $66B to $70BMay 13, 2022 to Jan 27, 2023
- Pension RAUM · $62B to $63BMay 13, 2022 to Jan 27, 2023
- RAUM · $66B to $70BMay 13, 2022 to Jan 27, 2023
- Accounts · 27 to 31Sep 15, 2021 to Jan 5, 2022
- Advisory employees · 17 to 18Sep 15, 2021 to Jan 5, 2022
- Pension plan clients · 11 to 16Sep 15, 2021 to Jan 5, 2022
- Employees · 37 to 40Sep 15, 2021 to Jan 5, 2022
- Discretionary RAUM · $54B to $66BSep 15, 2021 to Jan 5, 2022
- Pension RAUM · $51B to $62BSep 15, 2021 to Jan 5, 2022
- RAUM · $54B to $66BSep 15, 2021 to Jan 5, 2022
- Accounts · 16 to 27May 13, 2020 to Jan 29, 2021
- Charity clients · unset to 1.0May 13, 2020 to Jan 29, 2021
- Pension plan clients · 16 to 11May 13, 2020 to Jan 29, 2021
- Employees · 33 to 37May 13, 2020 to Jan 29, 2021
- Discretionary RAUM · $48B to $54BMay 13, 2020 to Jan 29, 2021
Signals
6 dated events
- A••• B••••• A•• A••••••••• reported RAUM $59.4B, down 28% from $82.6B (2024-02-16 to 2025-01-24)Jan 24, 2025 · RAUM change · derived
- Elizabeth Aileen Burrows (Chief Operating Officer) appeared on Schedule A of A••• B••••• A•• A•••••••••Sep 15, 2021 · Control person joined · fact
- Duane John Skjervem (Chief Executive Officer) no longer on Schedule A of A••• B••••• A•• A••••••••• (listed 2021-09-15, absent 2021-09-15)Sep 15, 2021 · Control person left · inference
- Patrick James Rankin (Chief Financial Officer, Chief Operating Officer) no longer on Schedule A of A••• B••••• A•• A••••••••• (listed 2021-01-29, absent 2021-09-15)Sep 15, 2021 · Control person left · inference
- Duane John Skjervem (Chief Executive Officer) appeared on Schedule A of A••• B••••• A•• A•••••••••May 13, 2020 · Control person joined · fact
- Patrick James Rankin (Chief Financial Officer, Chief Operating Officer) appeared on Schedule A of A••• B••••• A•• A•••••••••Jan 21, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alan-biller-and-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••B•••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-328-7283reportedpublic record, Form ADV, Jan 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026