DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• P••••••••• S••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 23, 2012 · 19 filings
SEC status approved since Nov 3, 1988
RAUM
$764M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
34
11 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$764M as of Mar 26, 2026
Feb 10, 2017$28.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 23, 20120 then
Employees (5.A)34 as of Mar 26, 2026
Mar 27, 201335 then
Private funds: no history
RAUM +2.4% over the last fiscal year+16% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $764MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $95.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 82%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 34.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, pension consulting, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$624M98%
- Corporations and businesses$14.4M2.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.82 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• P•••••• M•••• | Newtown, Pa | Sep 16, 2026 | 31 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 days0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• P•••••• M•••• from W••••••••• A••••••• P••••••• L••Sep 16, 2026 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G••••• M•••••••• J••••• · Chief Executive Officer, Managing Principal, Chief Compliance Officercontrolsince 01/2008 · owns 25% to 50%
- H•••••• J•••••••• M••• · Senior Consultant, Senior Principalcontrolsince 09/2016 · owns 10% to 25%
- M••••••••• C••••••••• · Chief Investment Officer, Senior Consultant, Principalcontrolsince 09/2018 · owns less than 5%
- S•••••• R••••••• I•• · Managing Principal, President, Chief Operating Officercontrolsince 01/2008 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Newtown, PA9 employees
What changed
consecutive filings, newest first
- Accounts · 4 to 8Jan 15, 2026 to Mar 26, 2026
- Discretionary RAUM · $746M to $764MJan 15, 2026 to Mar 26, 2026
- Pension RAUM · $578M to $624MJan 15, 2026 to Mar 26, 2026
- RAUM · $746M to $764MJan 15, 2026 to Mar 26, 2026
- Accounts · 5 to 4Mar 27, 2024 to Mar 24, 2025
- Advisory employees · 15 to 11Mar 27, 2024 to Mar 24, 2025
- HNW clients · 0.0 to unsetMar 27, 2024 to Mar 24, 2025
- Individual clients · 0.0 to unsetMar 27, 2024 to Mar 24, 2025
- Pooled vehicle clients · 0.0 to unsetMar 27, 2024 to Mar 24, 2025
- Employees · 32 to 34Mar 27, 2024 to Mar 24, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 24, 2025
- Discretionary RAUM · $618M to $746MMar 27, 2024 to Mar 24, 2025
- Pension RAUM · $564M to $578MMar 27, 2024 to Mar 24, 2025
- RAUM · $618M to $746MMar 27, 2024 to Mar 24, 2025
- Accounts · 4 to 5Mar 30, 2023 to Mar 27, 2024
- Advisory employees · 16 to 15Mar 30, 2023 to Mar 27, 2024
- Employees · 38 to 32Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $495M to $618MMar 30, 2023 to Mar 27, 2024
- Pension RAUM · $441M to $564MMar 30, 2023 to Mar 27, 2024
- RAUM · $495M to $618MMar 30, 2023 to Mar 27, 2024
- Advisory employees · 12 to 16Mar 30, 2022 to Mar 30, 2023
- Advisory activities · 4 to 5Mar 30, 2022 to Mar 30, 2023
- Employees · 37 to 38Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $517M to $495MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $459M to $441MMar 30, 2022 to Mar 30, 2023
- RAUM · $517M to $495MMar 30, 2022 to Mar 30, 2023
- Advisory employees · 13 to 12Sep 9, 2021 to Mar 30, 2022
- HNW clients · unset to 0.0Sep 9, 2021 to Mar 30, 2022
- Pension plan clients · 165.0 to unsetSep 9, 2021 to Mar 30, 2022
- Employees · 36 to 37Sep 9, 2021 to Mar 30, 2022
- Discretionary RAUM · $484M to $517MSep 9, 2021 to Mar 30, 2022
- Pension RAUM · $430M to $459MSep 9, 2021 to Mar 30, 2022
- RAUM · $484M to $517MSep 9, 2021 to Mar 30, 2022
- Accounts · 2 to 4Mar 11, 2020 to Mar 31, 2021
- HNW clients · 0.0 to unsetMar 11, 2020 to Mar 31, 2021
- Pension plan clients · 161 to 165Mar 11, 2020 to Mar 31, 2021
- Employees · 33 to 36Mar 11, 2020 to Mar 31, 2021
- Discretionary RAUM · $48.5M to $484MMar 11, 2020 to Mar 31, 2021
- Pension RAUM · $0 to $430MMar 11, 2020 to Mar 31, 2021
- RAUM · $48.5M to $484MMar 11, 2020 to Mar 31, 2021
Signals
4 dated events
- M•••••• P•••••• M•••• registered as an investment adviser representative at I••••••••• P••••••••• S••••••• L••Sep 16, 2026 · Advisor registered · fact
- C•••••••• S•••• T••••• (Chief Operating Officer, Chief Compliance Officer And Principal) no longer on Schedule A of I••••••••• P••••••••• S••••••• L•• (listed 2021-03-31, absent 2021-09-09)Sep 9, 2021 · Control person left · inference
- J••• S•••••• L•••• (Principal, Senior Consultant) no longer on Schedule A of I••••••••• P••••••••• S••••••• L•• (listed 2020-03-11, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- F•••••••• J••• S••••• (Co-Chief Investment Officer) no longer on Schedule A of I••••••••• P••••••••• S••••••• L•• (listed 2018-10-17, absent 2019-03-26)Mar 26, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/investment-performance-services-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 912-352-2862reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026