DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
American Century Investment Management Inc
Latest filing Mar 31, 2026
First filing on the tape Nov 16, 2011 · 30 filings
SEC status approved since Dec 14, 1971
RAUM
$306B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
220
211 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
3
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$306B as of Mar 31, 2026
Mar 29, 2012$117B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 6, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)220 as of Mar 31, 2026
Mar 28, 2013140 then
Private funds3 as of Mar 31, 2026
Mar 29, 20122 then
RAUM +14% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $426MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 9.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$257B84%
- Pension and profit-sharing plans$21B6.8%
- Pooled investment vehicles$19B6.2%
- Sovereign wealth funds$6.6B2.2%
- Charitable organizations$1.1B0.4%
- State and municipal entities$585M0.2%
- Insurance companies$530M0.2%
- Corporations and businesses$106,4460.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 48reported
- Charitable clients
- 6reported
- Accounts
- 719reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $2.3B managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.9 institutional_share=0.1 related_bd=true related_bank=false bd_reps=14.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Scott Anthony Moore to Nuance Investments, LLCOct 18, 2006 · Other
- John Robert Sykora to Monarch Wealth Management, LLCOct 18, 2006 · Other
- Christy Ruth Turner to Wells Fargo AdvisorsOct 18, 2006 · Other
- Bruce Allen Wimberly to CorientJul 21, 2006 · Other
- John David Seitzer to Everest Wealth ManagementMay 1, 2006 · Other
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Zalico Variable Series I Separate Accountno longer reported | Other Private Fund | $867M | 40 | Mar 28, 2013 |
| Vl Series Account-1no longer reported | Other Private Fund | $817M | 4 | Mar 31, 2015 |
| Avanti Fund LLCno longer reported | Other Private Fund | $97.8M | 5 | Mar 29, 2012 |
| American Century Venture Fund I, LP | Venture Capital Fund | $92.3M | 101 | Mar 29, 2019 |
| American Century Investments Value Yield LLCno longer reported | Private Equity Fund | $26.7M | 2 | Mar 29, 2012 |
| American Century Venture Fund I-B, LP | Venture Capital Fund | $14.8M | 55 | Mar 29, 2021 |
| Global Disciplined Equity Private Fund, LLCno longer reported | Other Private Fund | $6.1M | 1 | Mar 30, 2016 |
| Non-U.S. Concentrated Growth Private Fund, LLCno longer reported | Other Private Fund | $2.5M | 1 | Mar 30, 2016 |
| American Century Non-U.S. Intrinsic Value, LLCno longer reported | Other Private Fund | $958,623 | 1 | Mar 6, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Thomas Patrick Bannigan · Chief Financial Officer, Chief Accounting Officer, Vice President, Director And Treasurercontrolsince 04/2013 · owns less than 5%
- Chengpei Cleo Chang · Senior Vice President And Directorcontrolsince 03/2021 · owns less than 5%
- Dongjin John Pak · Senior Vice President And General Counselcontrolsince 08/2021 · owns less than 5%
- Diane Amy Shelton · Chief Compliance Officercontrolsince 02/2014 · owns less than 5%
- Sheng Victor Zhang · President, Chief Executive Officer, Chief Investment Officer & Directorcontrolsince 03/2014 · owns less than 5%
Entity owners
- American Century Companies, Inc. · Shareholderdirect · owns 75% or more
- Stowers Institue For Medical Research · Shareholder Of Class B Sharesindirect · owns 25% to 50% of American Century Companies, Inc.
- Stowers Resource Management, Inc. · Shareholder Of Class A Sharesindirect · owns 25% to 50% of American Century Companies, Inc.
- Nomura Am Holdings USA, LLC · Shareholder Of Class A Sharesindirect · owns 25% to 50% of American Century Companies, Inc.
- Nomura Holding America Inc. · Memberindirect · owns 75% or more of Nomura Am Holdings USA, LLC
- Nomura Holdings, Inc. · Shareholderindirect · owns 75% or more of Nomura Holding America Inc. · public reporting company
Related persons
Schedule D 7.A
- American Century Investment Management (Asia Pacific) Limitedinvestment advisern
- American Century Investment Management (Au) Pty Limitedinvestment advisern
- American Century Investment Management (Uk) Limitedinvestment advisern
- American Century Investment Services, Inc.broker-dealern
- American Century Investments (Eu) Gmbhinvestment advisern
- American Century Investments Private Client Group, Inc.investment advisernRAUM $2.3B
- American Century Private Investments Gp I, LLCpooled vehicle sponsorn
- American Century Private Investments Gp II, LLCpooled vehicle sponsorn
Advisers that list American Century Investment Management Inc as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY65 employees
- Santa Clara, CA27 employees
- Los Angeles, CA15 employees
- New Canaan, CT12 employees
- Portland, OR5 employees
- London, United Kingdom5 employees
- Central, Hong Kong2 employees
What changed
consecutive filings, newest first
- Accounts · 667 to 719Apr 25, 2025 to Mar 31, 2026
- Advisory employees · 216 to 211Apr 25, 2025 to Mar 31, 2026
- BD registered reps · 13 to 14Apr 25, 2025 to Mar 31, 2026
- Charity clients · 8 to 6Apr 25, 2025 to Mar 31, 2026
- Corporate clients · unset to 5.0Apr 25, 2025 to Mar 31, 2026
- Pension plan clients · 54 to 48Apr 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 82 to 93Apr 25, 2025 to Mar 31, 2026
- Employees · 225 to 220Apr 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $268B to $306BApr 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $159M to $0Apr 25, 2025 to Mar 31, 2026
- Pension RAUM · $19B to $21BApr 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $17B to $19BApr 25, 2025 to Mar 31, 2026
- RAUM · $268B to $306BApr 25, 2025 to Mar 31, 2026
- Wrap assets (manager) · $2.0B to $2.3BApr 25, 2025 to Mar 31, 2026
- Accounts · 647 to 667Aug 22, 2024 to Apr 25, 2025
- Advisory employees · 217 to 216Aug 22, 2024 to Apr 25, 2025
- Charity clients · 9 to 8Aug 22, 2024 to Apr 25, 2025
- Pension plan clients · 52 to 54Aug 22, 2024 to Apr 25, 2025
- Pooled vehicle clients · 92 to 82Aug 22, 2024 to Apr 25, 2025
- Financial planning clients · 0 to 0Aug 22, 2024 to Apr 25, 2025
- Private funds · 2 to 3Aug 22, 2024 to Apr 25, 2025
- Discretionary RAUM · $229B to $268BAug 22, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $756M to $159MAug 22, 2024 to Apr 25, 2025
- Pension RAUM · $15B to $19BAug 22, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $16B to $17BAug 22, 2024 to Apr 25, 2025
- RAUM · $230B to $268BAug 22, 2024 to Apr 25, 2025
- Wrap assets (manager) · $1.8B to $2.0BAug 22, 2024 to Apr 25, 2025
- Accounts · 464 to 647Sep 8, 2023 to Mar 21, 2024
- Advisory employees · 204 to 217Sep 8, 2023 to Mar 21, 2024
- BD registered reps · 12 to 13Sep 8, 2023 to Mar 21, 2024
- Pension plan clients · 56 to 52Sep 8, 2023 to Mar 21, 2024
- Pooled vehicle clients · 96 to 92Sep 8, 2023 to Mar 21, 2024
- Employees · 213 to 225Sep 8, 2023 to Mar 21, 2024
- Discretionary RAUM · $215B to $229BSep 8, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $225M to $756MSep 8, 2023 to Mar 21, 2024
- Pension RAUM · $14B to $15BSep 8, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $16B to $16BSep 8, 2023 to Mar 21, 2024
- RAUM · $215B to $230BSep 8, 2023 to Mar 21, 2024
- Wrap assets (manager) · $1.4B to $1.8BSep 8, 2023 to Mar 21, 2024
- Other offices · 6 to 7Mar 21, 2023 to Sep 8, 2023
Signals
5 dated events
- Dongjin John Pak (Senior Vice President And General Counsel) appeared on Schedule A of American Century Investment Management IncMar 22, 2022 · Control person joined · fact
- A Charles Etherington (General Counsel And Senior Vice President) no longer on Schedule A of American Century Investment Management Inc (listed 2021-03-23, absent 2022-03-22)Mar 22, 2022 · Control person left · inference
- Chengpei Cleo Chang (Senior Vice President And Director) appeared on Schedule A of American Century Investment Management IncMar 23, 2021 · Control person joined · fact
- Stuart Jonathan Thomas (Executive Vice President And Director) no longer on Schedule A of American Century Investment Management Inc (listed 2021-03-18, absent 2021-03-23)Mar 23, 2021 · Control person left · inference
- David George Macewen (Co-President, Co-Chief Executive Officer, And Co-Chief Investment Officer) no longer on Schedule A of American Century Investment Management Inc (listed 2019-02-15, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- American Century Investment Management Inc · Private Equityshared crd · organization
- American Century Investment Management Inc · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/avantisinvestorsreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/american-century-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- americancentury.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 816-531-5575reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026