DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Hhm Wealth Advisors, LLC

Independent wealth managerChattanooga, TennesseeCRD 150843SEC 801-70419website IAPD

Latest filing Mar 18, 2026

First filing on the tape Feb 23, 2012 · 43 filings

SEC status approved since Aug 7, 2009

RAUM

$1.5B

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

96%

$1.4B individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$123M

derived; firm RAUM over IAPD count

Employees

13 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

43 filings and snapshots on the tape

RAUM$1.5B as of Mar 18, 2026

Feb 23, 2012$192M then

HNW client RAUM$1.1B as of Mar 18, 2026

Mar 21, 2018$310M then

State-registered IARs (5.B.3)12 as of Mar 18, 2026

Feb 6, 20136 then

Employees (5.A)20 as of Mar 18, 2026

Feb 6, 20136 then

Private funds: no history

RAUM +4.6% over the last fiscal year+17% a year over threeIARs 13 to 12

Practice profile

derived from the filing of Mar 18, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients

RAUM per advisor: $123MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 98derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $3.1MderivedHNW RAUM over HNW clients
Average account: $435,122derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.7derivedItem 5.A over advisors
Advisors per office: 4.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year: +4.6%derivedbetween the last two annual amendments
Advisor growth, one year: -7.7%derivedItem 5.B.3 between annual amendments
Client growth, one year: +4.7%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody: $198M, 102 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
a related person has custody of client cash (9.B.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$1.1B75%
Individuals$320M22%
Pension and profit-sharing plans$17.7M1.2%
Corporations and businesses$15.7M1.1%
Charitable organizations$15.3M1.0%
Banks and thrifts$3.5M0.2%

Individual clients: 828reported
HNW clients: 352reported
Pension plan clients: 33reported
Charitable clients: 5reported
Accounts: 3,383reported
Financial planning clients: 1-10reported
Wrap fee programs: noreported
Custody of client assets: $198M for 102 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

12 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Salvatore GeraciCertified Financial Planner	Chattanooga, Tn	Aug 7, 2009	38 y	3
Travis A HutchinsonCertified Financial Planner	Chattanooga, Tn	Sep 15, 2009	22 y	2
Andrew Mcfarlane CookCertified Financial Planner	Chattanooga, Tn	Mar 9, 2012	14 y	0
Jones D KroghCertified Financial Planner	Chattanooga, Tn	May 3, 2013	18 y	0
Joshua Wayne CroppCertified Financial Planner	Chattanooga, Tn	Jun 2, 2017	12 y	1
Jacob Daniel BrownCertified Financial Planner	Chattanooga, Tn	Apr 30, 2019	11 y	0
John Alexander DunhamCertified Financial Planner	Chattanooga, Tn	Oct 16, 2019	11 y	0
Bailey Richard HowardCertified Financial Planner	Chattanooga, Tn	Apr 6, 2022	10 y	0
Robert James Mclean	Chattanooga, Tn	Jul 8, 2022	9 y	0
Christopher Matthew ThurmanCertified Financial Planner	Chattanooga, Tn	Oct 5, 2022	14 y	0
Evan Jacob Seagle	Chattanooga, Tn	Mar 19, 2024	10 y	1
Patrick Shane O'ConnorCertified Financial Planner	Memphis, Tn	Jul 9, 2024	12 y	2

Advisor movement

1 left, 0 joined in 12 months

net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.3% of current headcount1 left over 36 months

Left, latest

Christopher J Sislo to Independent Advisor Alliance, LLC
Sep 17, 2025 · Other
Justin T Porter to Porter Wealth Management, LLC
Jan 31, 2018 · Other
Robert Morris Glasgow to Guardian Wealth Management, LLC
Apr 8, 2016 · Other
George Thompson Bryant to Barnett & Co Inc
Jul 14, 2014 · Other
Suzanne Johnson Burrell to Guardian Wealth Management, LLC
Apr 27, 2012 · Other
Kyle Douglas Kelly to Tarragon Capital, LLC
Feb 21, 2012 · Other

Joined, latest

Patrick Shane O'Connor from Duncan Williams Asset Management, LLC
Jul 9, 2024 · RIA to RIA
Evan Jacob Seagle from Bng Financial Services,Inc.
Mar 19, 2024 · Other
Joshua Wayne Cropp from UBS Financial Services Inc.
Jun 2, 2017 · Other
Justin T Porter from Patton Albertson Miller Group, LLC
Oct 4, 2016 · Other
Christopher J Sislo from Edward Jones
Sep 3, 2015 · Other
Robert Morris Glasgow from Rfg Advisory, LLC
Jan 26, 2015 · Other
George Thompson Bryant from First Tennessee Advisory Services, Inc.
Oct 22, 2013 · Other
Suzanne Johnson Burrell from Edward Jones
Aug 25, 2010 · Other
Travis A Hutchinson from Hhm Wealth Advisors, LLC
Sep 15, 2009 · Other
Kyle Douglas Kelly from Hhm Wealth Advisors, LLC
Sep 15, 2009 · Other
Salvatore Geraci from Hhm Wealth Advisors, LLC
Aug 7, 2009 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

H Gina Cook · Chief Compliance Officercontrol
since 01/2015 · owns less than 5%
A Travis Hutchinson · Managing Partner
since 07/2009 · owns 25% to 50%
M. Travis Horton · Member
since 01/2007 · owns 25% to 50% of The Cpa Group, LLC

Entity owners

The Cpa Group, LLC · Owner
direct · owns 50% to 75%

Related persons

Schedule D 7.A

The Cpa Group, LLC
insurancen

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Chattanooga, Tn · principal	12	0	1
Memphis, Tn	2	0	0

Offices

Schedule D 1.F, the 25 largest

Memphis, TN2 employees
Pensacola, FL1 employees

What changed

consecutive filings, newest first

Accounts · 3,313 to 3,383
Nov 21, 2025 to Mar 18, 2026
Charity clients · 7 to 5
Nov 21, 2025 to Mar 18, 2026
Corporate clients · 16 to 17
Nov 21, 2025 to Mar 18, 2026
HNW clients · 342 to 352
Nov 21, 2025 to Mar 18, 2026
Individual clients · 785 to 828
Nov 21, 2025 to Mar 18, 2026
Pension plan clients · 24 to 33
Nov 21, 2025 to Mar 18, 2026
Assets in custody · $197M to $198M
Nov 21, 2025 to Mar 18, 2026
Employees · 18 to 20
Nov 21, 2025 to Mar 18, 2026
State-registered IARs · 13 to 12
Nov 21, 2025 to Mar 18, 2026
Discretionary RAUM · $1.4B to $1.5B
Nov 21, 2025 to Mar 18, 2026
HNW RAUM · $1.1B to $1.1B
Nov 21, 2025 to Mar 18, 2026
Individual RAUM · $250M to $320M
Nov 21, 2025 to Mar 18, 2026
Non-discretionary RAUM · $35.4M to $21.2M
Nov 21, 2025 to Mar 18, 2026
Pension RAUM · $13.0M to $17.7M
Nov 21, 2025 to Mar 18, 2026
RAUM · $1.4B to $1.5B
Nov 21, 2025 to Mar 18, 2026
Accounts · 2,899 to 3,313
Oct 18, 2024 to Apr 2, 2025
Advisory employees · 12 to 13
Oct 18, 2024 to Apr 2, 2025
Charity clients · 6 to 7
Oct 18, 2024 to Apr 2, 2025
Corporate clients · 10 to 16
Oct 18, 2024 to Apr 2, 2025
HNW clients · 246 to 342
Oct 18, 2024 to Apr 2, 2025
Individual clients · 720 to 785
Oct 18, 2024 to Apr 2, 2025
Pension plan clients · 25 to 24
Oct 18, 2024 to Apr 2, 2025
Assets in custody · $137M to $197M
Oct 18, 2024 to Apr 2, 2025
Employees · 17 to 18
Oct 18, 2024 to Apr 2, 2025
Financial planning clients · 1-10 to 1-10
Oct 18, 2024 to Apr 2, 2025
State-registered IARs · 12 to 13
Oct 18, 2024 to Apr 2, 2025
Discretionary RAUM · $1.0B to $1.4B
Oct 18, 2024 to Apr 2, 2025
HNW RAUM · $743M to $1.1B
Oct 18, 2024 to Apr 2, 2025
Individual RAUM · $230M to $250M
Oct 18, 2024 to Apr 2, 2025
Non-discretionary RAUM · $39.1M to $35.4M
Oct 18, 2024 to Apr 2, 2025
Pension RAUM · $19.5M to $13.0M
Oct 18, 2024 to Apr 2, 2025
RAUM · $1.1B to $1.4B
Oct 18, 2024 to Apr 2, 2025
Other offices · 1 to 2
Jun 24, 2024 to Jul 2, 2024
Accounts · 2,615 to 2,899
Mar 10, 2023 to Mar 23, 2024
Advisory employees · 11 to 12
Mar 10, 2023 to Mar 23, 2024
Corporate clients · 6 to 10
Mar 10, 2023 to Mar 23, 2024
HNW clients · 256 to 246
Mar 10, 2023 to Mar 23, 2024
Individual clients · 641 to 720
Mar 10, 2023 to Mar 23, 2024
Pension plan clients · 16 to 25
Mar 10, 2023 to Mar 23, 2024
Assets in custody · $131M to $137M
Mar 10, 2023 to Mar 23, 2024

Signals

7 dated events

Christopher J Sislo left Hhm Wealth Advisors, Llc for Independent Advisor Alliance, Llc (registered 2025-09-16)
Sep 17, 2025 · Advisor changed firm · fact
Hhm Wealth Advisors, Llc reported RAUM $1.4B, up 32% from $1.1B (2024-10-18 to 2025-04-02)
Apr 2, 2025 · RAUM change · derived
Hhm Wealth Advisors, Llc reported RAUM $865.0M, up 33% from $649.5M (2021-08-09 to 2022-03-07)
Mar 7, 2022 · RAUM change · derived
Hhm Wealth Advisors, Llc reported RAUM $541.8M, up 29% from $419.6M (2019-07-10 to 2020-03-23)
Mar 23, 2020 · RAUM change · derived
D. James Hutcherson (Member) no longer on Schedule A of Hhm Wealth Advisors, Llc (listed 2019-04-08, absent 2019-07-10)
Jul 10, 2019 · Control person left · inference
M. Ladell Moffat (Member) no longer on Schedule A of Hhm Wealth Advisors, Llc (listed 2019-04-08, absent 2019-07-10)
Jul 10, 2019 · Control person left · inference
W. Chester Logan (Member) no longer on Schedule A of Hhm Wealth Advisors, Llc (listed 2019-04-08, absent 2019-07-10)
Jul 10, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: aconsiglio@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: asteadman@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: gcook@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: ggregory@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: hmiller@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: jmclean@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kehlers@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: kmimms@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email: wbuechley@hhmwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 423-280-2149reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 423-648-4411reportedpublished by the firm, firm site, Sep 15, 2026
Business phone: 423-702-7922reportedpublished by the firm, firm site, Sep 15, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $123Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026