DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Bond Tech Inc
Latest filing Apr 1, 2026
First filing on the tape Nov 23, 2011 · 20 filings
SEC status approved since Dec 16, 1993
RAUM
$222M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
28%
$63.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$222M as of Apr 1, 2026
Feb 27, 2012$310M then
HNW client RAUM$42.1M as of Apr 1, 2026
Mar 26, 2024$5.4M then
State-registered IARs (5.B.3)2 as of Apr 1, 2026
Feb 27, 20120 then
Employees (5.A)2 as of Apr 1, 2026
Mar 1, 20133 then
Private funds: no history
RAUM +20% over the last fiscal year+23% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 64derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $580,091derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$157M71%
- High-net-worth individuals$42.1M19%
- Individuals$21.0M9.5%
- Pension and profit-sharing plans$1.7M0.8%
- Charitable organizations$336,0040.2%
- Individual clients
- 110reported
- HNW clients
- 18reported
- Pension plan clients
- 2reported
- Charitable clients
- 1reported
- Accounts
- 382reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.28 fund_share=0.0 institutional_share=0.72 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brad L Drager | Bellbrook, Oh | Mar 14, 2017 | 18 y | 6 |
| Samantha Jean Carver | Bellbrook, Oh | Jan 27, 2023 | 10 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- John William Bach to Invest Capital PartnersJan 6, 2023 · Other
Joined, latest
- Samantha Jean Carver from Invest Capital PartnersJan 27, 2023 · RIA to RIA
- John William Bach from Raymond James Financial Services Advisors, IncMar 15, 2017 · Other
- Brad L Drager from Raymond James Financial Services Advisors, IncMar 14, 2017 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Raymond James Financial Services Advisors, IncApr 3, 2017 · Springboro, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L Brad Drager · President / Ccocontrolsince 12/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellbrook, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Apr 1, 2026institutional share of RAUM of 72% against a peer median of 0% (5676 comparable advisers, 100.0th percentile, 24.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,676) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 352 to 382May 30, 2025 to Apr 1, 2026
- HNW clients · 17 to 18May 30, 2025 to Apr 1, 2026
- Individual clients · 102 to 110May 30, 2025 to Apr 1, 2026
- Pension plan clients · 1 to 2May 30, 2025 to Apr 1, 2026
- Insurance-licensed employees · 2 to 0May 30, 2025 to Apr 1, 2026
- Discretionary RAUM · $183M to $220MMay 30, 2025 to Apr 1, 2026
- HNW RAUM · $31.7M to $42.1MMay 30, 2025 to Apr 1, 2026
- Individual RAUM · $16.9M to $21.0MMay 30, 2025 to Apr 1, 2026
- Non-discretionary RAUM · $913,093 to $1.2MMay 30, 2025 to Apr 1, 2026
- Pension RAUM · $1.2M to $1.7MMay 30, 2025 to Apr 1, 2026
- RAUM · $184M to $222MMay 30, 2025 to Apr 1, 2026
- Financial planning clients · 101-250 to 101-250Mar 31, 2025 to May 30, 2025
- Accounts · 300 to 352Mar 26, 2024 to Mar 31, 2025
- Charity clients · unset to 1.0Mar 26, 2024 to Mar 31, 2025
- HNW clients · 1 to 17Mar 26, 2024 to Mar 31, 2025
- Individual clients · 104 to 102Mar 26, 2024 to Mar 31, 2025
- Pension plan clients · 17 to 1Mar 26, 2024 to Mar 31, 2025
- Discretionary RAUM · $147M to $183MMar 26, 2024 to Mar 31, 2025
- HNW RAUM · $5.4M to $31.7MMar 26, 2024 to Mar 31, 2025
- Individual RAUM · $32.9M to $16.9MMar 26, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $844,359 to $913,093Mar 26, 2024 to Mar 31, 2025
- Pension RAUM · $2.3M to $1.2MMar 26, 2024 to Mar 31, 2025
- RAUM · $148M to $184MMar 26, 2024 to Mar 31, 2025
- Accounts · 271 to 300Feb 2, 2023 to Mar 26, 2024
- HNW clients · unset to 1.0Feb 2, 2023 to Mar 26, 2024
- Individual clients · 97 to 104Feb 2, 2023 to Mar 26, 2024
- Pension plan clients · unset to 17.0Feb 2, 2023 to Mar 26, 2024
- Insurance-licensed employees · 1 to 2Feb 2, 2023 to Mar 26, 2024
- Financial planning clients · 251-500 to 101-250Feb 2, 2023 to Mar 26, 2024
- Discretionary RAUM · $119M to $147MFeb 2, 2023 to Mar 26, 2024
- HNW RAUM · unset to 5362235.0Feb 2, 2023 to Mar 26, 2024
- Individual RAUM · $27.9M to $32.9MFeb 2, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $392,166 to $844,359Feb 2, 2023 to Mar 26, 2024
- Pension RAUM · unset to 2319485.0Feb 2, 2023 to Mar 26, 2024
- RAUM · $120M to $148MFeb 2, 2023 to Mar 26, 2024
- HQ city · unset to BELLBROOKJan 6, 2023 to Feb 2, 2023
- HQ state · unset to OHJan 6, 2023 to Feb 2, 2023
- Accounts · 8 to 271Mar 31, 2022 to Jan 6, 2023
- Advisory activities · 3 to 5Mar 31, 2022 to Jan 6, 2023
- BD registered reps · 2 to 0Mar 31, 2022 to Jan 6, 2023
Signals
5 dated events
- John William Bach left Bond Tech Inc for Invest Capital Partners (registered 2017-04-12)Jan 6, 2023 · Advisor changed firm · fact
- William John Bach (Vice President) no longer on Schedule A of Bond Tech Inc (listed 2022-03-31, absent 2023-01-06)Jan 6, 2023 · Control person left · inference
- Michelle Tanya Olvera (Chief Compliance Officer) no longer on Schedule A of Bond Tech Inc (listed 2022-03-31, absent 2023-01-06)Jan 6, 2023 · Control person left · inference
- Michelle Tanya Olvera (Chief Compliance Officer) appeared on Schedule A of Bond Tech IncMar 31, 2021 · Control person joined · fact
- Bond Tech Inc reported RAUM $62.6M, down 69% from $199.7M (2018-03-20 to 2019-03-30)Mar 30, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- btadv.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 937-836-3991reportedpublic record, Form ADV, Apr 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026