RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• B•••
- I••••• C•••••• P••••••• independent RIA currentsince Apr 12, 2017 · Springboro, Oh
- B••• T••• I•• mixed wealthMar 15, 2017 to Jan 6, 2023 · Bellbrook, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedOct 6, 2015 to Apr 3, 2017 · Springboro, Oh
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Oct 6, 2015 · Miamisburg, Oh
- M••••• K••••• • C••••••• L•• formerMar 16, 2012 to Feb 13, 2013 · Miamisburg, Oh
- M••••• S•••••• wirehouseOct 15, 2009 to Apr 13, 2012 · Centerville, Oh
- C••••••• F•••••••• D••••••• I••• BD affiliatedJul 14, 2008 to Nov 23, 2009 · Indianapolis, In
- W•••••• • R••• formerMar 19, 2008 to Jul 17, 2008 · Charleroi, Pa
- B••• T••• I•• to I••••• C•••••• P•••••••left Jan 6, 2023, registered Apr 12, 2017 (-2095 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to B••• T••• I••left Apr 3, 2017, registered Mar 15, 2017 (-19 days) · Other · moved with a team
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 6, 2015, registered Oct 6, 2015 (0 days) · Other · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to M••••• K••••• • C••••••• L••left Apr 13, 2012, registered Mar 16, 2012 (-28 days) · Other
- C••••••• F•••••••• D••••••• I••• to M••••• S••••••left Nov 23, 2009, registered Oct 15, 2009 (-39 days) · Other
- W•••••• • R••• to C••••••• F•••••••• D••••••• I•••left Jul 17, 2008, registered Jul 14, 2008 (-3 days) · Other
- J••• W•••••• B••• left B••• T••• I•• for I••••• C•••••• P••••••• (registered 2017-04-12)Jan 6, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address