DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Harris | Oakmark
Legal name Harris Associates LP
Latest filing Aug 4, 2026
First filing on the tape Mar 29, 2012 · 33 filings
SEC status approved since Sep 29, 1995
RAUM
$109B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.6%
$7.2B individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$27B
derived; firm RAUM over IAPD count
Employees
221
43 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$109B as of Aug 4, 2026
Mar 29, 2012$73B then
HNW client RAUM$7.2B as of Aug 4, 2026
Mar 16, 2018$5.5B then
State-registered IARs (5.B.3)4 as of Aug 4, 2026
Mar 28, 20135 then
Employees (5.A)221 as of Aug 4, 2026
Mar 28, 2013173 then
Private funds2 as of Aug 4, 2026
Mar 29, 20122 then
RAUM +17% over the last fiscal year+5.2% a year over threeIARs 2 to 4
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
- RAUM per advisor
- $27BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 472derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $47.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 55.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.7%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $4.7B, 845 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$79B72%
- Pooled investment vehicles$9.0B8.3%
- High-net-worth individuals$7.2B6.6%
- State and municipal entities$5.9B5.4%
- Pension and profit-sharing plans$4.0B3.7%
- Corporations and businesses$2.4B2.2%
- Charitable organizations$1.7B1.5%
- Sovereign wealth funds$584M0.5%
- Insurance companies$25.5M0.0%
- Individual clients
- 0reported
- HNW clients
- 1,888reported
- Pension plan clients
- 37reported
- Charitable clients
- 133reported
- Accounts
- 2,326reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $833M managedreported
- Custody of client assets
- $4.7B for 845 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.07 fund_share=0.8 institutional_share=0.11 related_bd=true related_bank=true bd_reps=44.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Joseph ManganChartered Financial Analyst | Chicago, Il | Oct 2, 1995 | 34 y | 0 |
| Emily Shira Neumark | Chicago, Il | Feb 2, 2024 | 13 y | 0 |
| Brian Peter Hettinger | Chicago, Il | Sep 26, 2025 | 21 y | 0 |
| Bryan Charles Tennant | Chicago, Il | Oct 14, 2025 | 28 y | 7 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Edward Straus Loeb to Port Capital LLCJul 14, 2015 · Other
Joined, latest
- Bryan Charles Tennant from Astor Investment Management LLCOct 14, 2025 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Oakmark Global Equity L.P. | Hedge Fund | $359M | 32 | Mar 29, 2012 |
| Oakmark International Equity L.P. | Hedge Fund | $322M | 29 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Allessie · General Counsel And Secretarycontrolsince 01/2024 · owns less than 5%
- Paul Anthony Coniaris · Chairman And Director Of General Partnercontrolsince 01/2015 · owns less than 5%
- Lynn Jodie Crotteau · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- Earling Alex Fitch · Vice President And Director Of U.S.Researchcontrolsince 01/2023 · owns less than 5%
- Lawrence David Giunta · Director Of General Partnercontrolsince 05/2017 · owns less than 5%
- David Justin Hance · Vice President And Director Of International Researchcontrolsince 01/2016 · owns less than 5%
- Gregory David Herro · Deputy Chairman, Chief Investment Officer, International Equity, Director Of Gpcontrolsince 01/2015 · owns less than 5%
- Colin Michael Hudson · Vice Presidentcontrolsince 11/2016 · owns less than 5%
- Wolfgang Christopher Keller · Presidentcontrolsince 05/2015 · owns less than 5%
- Rok Young Lee · Chief Operating Officercontrolsince 06/2024 · owns less than 5%
- Si Yuan Eric Liu · Vice Presidentcontrolsince 01/2019 · owns less than 5%
- L Michael Manelli · Vice Presidentcontrolsince 01/2015 · owns less than 5%
- Carl William Nygren · Vice President And Chief Investment Officer, U.S. Equitycontrolsince 10/2006 · owns less than 5%
- Bruno Albert Philippe Setbon · Director Of General Partnercontrolsince 01/2024 · owns less than 5%
- Norman Eric Ward · Director Of General Partnercontrolsince 09/2022 · owns less than 5%
- David Zachary Weber · Chief Financial Officer And Treasurercontrolsince 11/2016 · owns less than 5%
- Jewel Rana Wright · Chief Legal And Administrative Officer, Director Of Gpcontrolsince 02/2018 · owns less than 5%
Entity owners
- Harris Associates, Inc. · General Partnerdirect · owns less than 5%
- Natixis Investment Managers, LLC · Limited Partner Of The Registrantdirect · owns 75% or more
- Bpce · Shareholderindirect · owns 75% or more of Natixis
- Natixis · Shareholderindirect · owns 75% or more of Natixis Investment Managers
- Natixis Investment Managers · Shareholderindirect · owns 75% or more of Natixis Investment Managers Participations 1
- Natixis Investment Managers Participations 1 · Memberindirect · owns 75% or more of Natixis Investment Managers, LLC
- Natixis Investment Managers, LLC · Shareholderindirect · owns 75% or more of Harris Associates, Inc.
Related persons
Schedule D 7.A
- Aew Capital Management LPinvestment adviserbankinvestment companynRAUM $3.0B
- Dnca Financeinvestment adviserreal estaten
- Gateway Investment Advisers, LLCinvestment advisernRAUM $12B
- Harris Associates Securities L.P.broker-dealery
- Investors Mutual Limitedinvestment advisern
- Loomis, Sayles & Company, L.P.investment adviserbankpooled vehicle sponsornRAUM $387B
- Mv Credit Partners Llpinvestment advisern
- Natixis Advisors, LLCinvestment adviserbanknRAUM $109B
- Natixis Distribution, LLCbroker-dealern
- Natixis Investment Managersinvestment advisern
- Natixis Investment Managers Hong Kong Limitedbroker-dealern
- Natixis Investment Managers S.A.investment advisern
- Natixis Investment Managers Singapore Limitedinvestment advisern
- Natixis Tradex Solutionsbroker-dealerinvestment advisern
- Vauban Infrastructure Partnersinvestment advisern
- Vaughan Nelson Investment Management, L.P.investment adviserbanknRAUM $12B
Advisers that list Harris | Oakmark as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chicago, Il · principal | 4 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,354 to 2,326Feb 6, 2026 to Mar 31, 2026
- Advisory employees · 46 to 43Feb 6, 2026 to Mar 31, 2026
- BD registered reps · 43 to 44Feb 6, 2026 to Mar 31, 2026
- Charity clients · 139 to 133Feb 6, 2026 to Mar 31, 2026
- Corporate clients · 209 to 203Feb 6, 2026 to Mar 31, 2026
- HNW clients · 1,874 to 1,888Feb 6, 2026 to Mar 31, 2026
- Pension plan clients · 46 to 37Feb 6, 2026 to Mar 31, 2026
- Pooled vehicle clients · 34 to 30Feb 6, 2026 to Mar 31, 2026
- Assets in custody · $4.4B to $4.7BFeb 6, 2026 to Mar 31, 2026
- Employees · 217 to 221Feb 6, 2026 to Mar 31, 2026
- State-registered IARs · 2 to 4Feb 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $94B to $109BFeb 6, 2026 to Mar 31, 2026
- HNW RAUM · $6.8B to $7.2BFeb 6, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $30.9M to $29.8MFeb 6, 2026 to Mar 31, 2026
- Pension RAUM · $4.4B to $4.0BFeb 6, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $8.2B to $9.0BFeb 6, 2026 to Mar 31, 2026
- RAUM · $94B to $109BFeb 6, 2026 to Mar 31, 2026
- Financial planning clients · unset to Mar 18, 2025 to Jul 14, 2025
- Accounts · 2,331 to 2,354Jul 25, 2024 to Mar 18, 2025
- Business name · HARRIS ASSOCIATES LP to HARRIS | OAKMARKJul 25, 2024 to Mar 18, 2025
- Charity clients · 141 to 139Jul 25, 2024 to Mar 18, 2025
- Corporate clients · 205 to 209Jul 25, 2024 to Mar 18, 2025
- HNW clients · 1,841 to 1,874Jul 25, 2024 to Mar 18, 2025
- Pension plan clients · 54 to 46Jul 25, 2024 to Mar 18, 2025
- Pooled vehicle clients · 36 to 34Jul 25, 2024 to Mar 18, 2025
- Assets in custody · $3.8B to $4.4BJul 25, 2024 to Mar 18, 2025
- Discretionary RAUM · $101B to $94BJul 25, 2024 to Mar 18, 2025
- HNW RAUM · $5.7B to $6.8BJul 25, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $25.9M to $30.9MJul 25, 2024 to Mar 18, 2025
- Pension RAUM · $4.4B to $4.4BJul 25, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $11B to $8.2BJul 25, 2024 to Mar 18, 2025
- RAUM · $101B to $94BJul 25, 2024 to Mar 18, 2025
- Wrap assets (manager) · $872M to $833MJul 25, 2024 to Mar 18, 2025
- Accounts · 2,306 to 2,331Mar 29, 2023 to Mar 19, 2024
- Advisory employees · 47 to 46Mar 29, 2023 to Mar 19, 2024
- BD registered reps · 46 to 43Mar 29, 2023 to Mar 19, 2024
- Corporate clients · 227 to 205Mar 29, 2023 to Mar 19, 2024
- HNW clients · 1,789 to 1,841Mar 29, 2023 to Mar 19, 2024
- Pooled vehicle clients · 45 to 36Mar 29, 2023 to Mar 19, 2024
- Assets in custody · $3.6B to $3.8BMar 29, 2023 to Mar 19, 2024
Signals
20 dated events
- Rok Young Lee (Chief Operating Officer) appeared on Schedule A of Harris | OakmarkJul 25, 2024 · Control person joined · fact
- Lynn Jodie Crotteau (Chief Compliance Officer) appeared on Schedule A of Harris | OakmarkJul 25, 2024 · Control person joined · fact
- Patrick Colin Mcfarland (Chief Compliance Officer) no longer on Schedule A of Harris | Oakmark (listed 2024-05-13, absent 2024-07-25)Jul 25, 2024 · Control person left · inference
- F Timothy Ryan (Director Of General Partner) no longer on Schedule A of Harris | Oakmark (listed 2023-03-29, absent 2024-03-19)Mar 19, 2024 · Control person left · inference
- Smith Clyde Mcgregor (Vice President) no longer on Schedule A of Harris | Oakmark (listed 2023-03-29, absent 2024-03-19)Mar 19, 2024 · Control person left · inference
- F Robert Bierig (Vice President) no longer on Schedule A of Harris | Oakmark (listed 2023-03-29, absent 2024-03-19)Mar 19, 2024 · Control person left · inference
- Bruno Albert Philippe Setbon (Director Of General Partner) appeared on Schedule A of Harris | OakmarkMar 19, 2024 · Control person joined · fact
- Joseph Allessie (General Counsel And Secretary) appeared on Schedule A of Harris | OakmarkMar 19, 2024 · Control person joined · fact
- Earling Alex Fitch (Vice President And Director Of U.S.Research) appeared on Schedule A of Harris | OakmarkMar 19, 2024 · Control person joined · fact
- Norman Eric Ward (Director Of General Partner) appeared on Schedule A of Harris | OakmarkMar 29, 2023 · Control person joined · fact
- F Robert Bierig (Vice President) appeared on Schedule A of Harris | OakmarkMar 21, 2022 · Control person joined · fact
- Gordon Kevin Grant (Co-Chairman And Director Of General Partner) no longer on Schedule A of Harris | Oakmark (listed 2021-07-23, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- W Thomas Murray (Vice President And Director Of U.S. Research) no longer on Schedule A of Harris | Oakmark (listed 2021-07-23, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- Jean Raby (Director Of General Partner) no longer on Schedule A of Harris | Oakmark (listed 2021-03-17, absent 2021-05-14)May 14, 2021 · Control person left · inference
- F Timothy Ryan (Director Of General Partner) appeared on Schedule A of Harris | OakmarkMay 14, 2021 · Control person joined · fact
- Lineburg Kristi Rowsell (President & Director Of Gp) no longer on Schedule A of Harris | Oakmark (listed 2020-06-30, absent 2021-03-17)Mar 17, 2021 · Control person left · inference
- Mills Beverly Bearden (Director Of General Partner) no longer on Schedule A of Harris | Oakmark (listed 2020-06-30, absent 2021-03-17)Mar 17, 2021 · Control person left · inference
- Edwin Jason Long (Vice President) no longer on Schedule A of Harris | Oakmark (listed 2020-06-30, absent 2021-03-17)Mar 17, 2021 · Control person left · inference
- Si Yuan Eric Liu (Vice President) appeared on Schedule A of Harris | OakmarkMar 18, 2019 · Control person joined · fact
- Harris | Oakmark reported RAUM $107.4B, down 26% from $145.5B (2018-03-16 to 2019-03-18)Mar 18, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Harris Associates Inc. · Family Officesshared crd · manager
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/harris-associatesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- harrisassoc.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-646-3600reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $27Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026