DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Aew Capital Management LP
Latest filing Mar 31, 2026
First filing on the tape Mar 29, 2012 · 41 filings
SEC status approved since Dec 9, 1996
RAUM
$3.0B
reported, Item 5.F
Discretionary
77%
of RAUM
Private clients
0.0%
$1.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$3.0B
derived; firm RAUM over IAPD count
Employees
250
130 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
1
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$3.0B as of Mar 31, 2026
Mar 29, 2012$23B then
HNW client RAUM$0 as of Mar 31, 2026
Mar 27, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Apr 1, 20130 then
Employees (5.A)250 as of Mar 31, 2026
Apr 1, 2013218 then
Private funds1 as of Mar 31, 2026
Mar 29, 20123 then
RAUM -37% over the last fiscal year-9.8% a year over threeIARs 0 to 0offices 5 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $3.0BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $112MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 77%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 250.0derivedItem 5.A over advisors
- Advisors per office
- 0.1derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- -37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $12B, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$929M32%
- Corporations and businesses$785M27%
- Sovereign wealth funds$766M26%
- Pension and profit-sharing plans$266M9.1%
- State and municipal entities$92.1M3.2%
- Charitable organizations$40.3M1.4%
- Investment companies$33.7M1.2%
- Individuals$1.1M0.0%
- Individual clients
- n/areported
- HNW clients
- 0reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 27reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $1.6M managedreported
- Custody of client assets
- $12B for 14 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.32 institutional_share=0.39 related_bd=true related_bank=true bd_reps=6.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James J Finnegan | Boston, Ma | Oct 11, 2002 | 33 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- James J Finnegan from Aew Management & Advisors LPOct 11, 2002 · Other
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Seaport Global Property Securities Fund, L.P. | Other Private Fund | $534M | 62 | Mar 29, 2012 |
| Seaport European Property Securities Absolute Return Fund, L.P. | Hedge Fund | $162M | 10 | Sep 26, 2017 |
| Seaport Real Estate Securities Long/Short Fund, LLCno longer reported | Hedge Fund | $86.0M | 8 | Mar 29, 2012 |
| Seaport Real Estate Securities Value Fund, LLCno longer reported | Other Private Fund | $52.4M | 9 | Mar 29, 2012 |
Owners and control persons
Schedule A and B, latest filing
- James Michael Acton · Head Of Researchcontrolsince 03/2007 · owns less than 5%
- Carrie Bellerby · Chief Compliance Officer, Co-General Counselcontrolsince 01/2022 · owns less than 5%
- Evan Seth Berger · Chief Financial Officercontrolsince 04/2018 · owns less than 5%
- Patrick Michael Byrne · Chief Investment Officer, Head Of Private Equity & Debtcontrolsince 01/2021 · owns less than 5%
- E Jonathan Martin · Chief Executive Officercontrolsince 01/2017 · owns less than 5%
- Neal Sharma · Co-General Counselcontrolsince 01/2022 · owns less than 5%
- Thomas Joseph Straub · Head Of Securitiescontrolsince 09/2019 · owns less than 5%
- John Struzziery · Head Of Investor Relationscontrolsince 09/2019 · owns less than 5%
Entity owners
- Aew Capital Management, Inc. · General Partner Of Registrantdirect · owns less than 5%
- Natixis Investment Managers, LLC · Limited Partner Of Registrantdirect · owns 75% or more
- Bpce · Shareholderindirect · owns 75% or more of Natixis
- Natixis · Shareholderindirect · owns 75% or more of Natixis Investment Managers
- Natixis Investment Managers · Shareholderindirect · owns 75% or more of Natixis Investment Managers Participations 1
- Natixis Investment Managers Participations 1 · Memberindirect · owns 75% or more of Natixis Investment Managers, LLC
- Natixis Investment Managers, LLC · Shareholderindirect · owns 75% or more of Aew Capital Management, Inc.
Related persons
Schedule D 7.A
- Aew Asia Pte Ltd.investment advisery
- Aew Australia Pty Ltdinvestment advisery
- Aew European Property Securities Absolute Return Gp, L.L.C.pooled vehicle sponsory
- Aew Global Advisors (Europe) Limitedinvestment advisery
- Aew Global Property Gp, LLCpooled vehicle sponsory
- Dnca Financeinvestment adviserreal estaten
- Gateway Investment Advisers, LLCinvestment advisernRAUM $12B
- Harris | Oakmarkinvestment adviserbanknRAUM $109B
- Investors Mutual Limitedinvestment advisern
- Loomis, Sayles & Company, L.P.investment adviserbankpooled vehicle sponsornRAUM $387B
- Mv Credit Partners Llpinvestment advisern
- Natixis Advisors, LLCinvestment adviserbanknRAUM $109B
- Natixis Distribution, LLCbroker-dealern
- Natixis Investment Managers Internationalbroker-dealerinvestment advisern
- Natixis Investment Managers Singapore Limitedinvestment advisern
- Natixis Tradex Solutionsbroker-dealerinvestment advisern
- Vauban Infrastructure Partnersinvestment advisern
- Vaughan Nelson Investment Management, L.P.investment adviserbanknRAUM $12B
Advisers that list Aew Capital Management LP as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom3 employees
- Los Angeles, CA3 employees
- Singapore, Singapore3 employees
- Sydney, Australia1 employees
- Denver, CO
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- discretionary share shiftChange between filings · filing Mar 31, 2026discretionary share of RAUM moved from 100.0% to 77.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $1B to $5B (247)
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 48.0% to 64.0% between the annual amendments of 2025-03-31 and 2026-03-31peers: other advisers, $1B to $5B (247)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $4,795,690,696 to $3,024,891,606 (-37.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (231 comparable advisers, 3.0th percentile of changes)peers: other advisers, $1B to $5B (231) · 3.0% percentile
What changed
consecutive filings, newest first
- Accounts · 37 to 27Dec 15, 2025 to Mar 31, 2026
- Advisory employees · 150 to 130Dec 15, 2025 to Mar 31, 2026
- BD registered reps · 5 to 6Dec 15, 2025 to Mar 31, 2026
- Corporate clients · 9 to 8Dec 15, 2025 to Mar 31, 2026
- Pooled vehicle clients · 14 to 6Dec 15, 2025 to Mar 31, 2026
- Assets in custody · $13B to $12BDec 15, 2025 to Mar 31, 2026
- Employees · 281 to 250Dec 15, 2025 to Mar 31, 2026
- Other offices · 5 to 6Dec 15, 2025 to Mar 31, 2026
- Private funds · 2 to 1Dec 15, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $2.3BDec 15, 2025 to Mar 31, 2026
- Individual RAUM · $1.1M to $1.1MDec 15, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $690MDec 15, 2025 to Mar 31, 2026
- Pension RAUM · $248M to $266MDec 15, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $2.4B to $929MDec 15, 2025 to Mar 31, 2026
- RAUM · $4.8B to $3.0BDec 15, 2025 to Mar 31, 2026
- Wrap assets (manager) · $3.6M to $1.6MDec 15, 2025 to Mar 31, 2026
- Accounts · 39 to 37Jul 1, 2024 to Mar 31, 2025
- Advisory employees · 196 to 150Jul 1, 2024 to Mar 31, 2025
- BD registered reps · 4 to 5Jul 1, 2024 to Mar 31, 2025
- Corporate clients · 10 to 9Jul 1, 2024 to Mar 31, 2025
- Assets in custody · $13B to $13BJul 1, 2024 to Mar 31, 2025
- Employees · 332 to 281Jul 1, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Jul 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $5.8B to $4.8BJul 1, 2024 to Mar 31, 2025
- Individual RAUM · $1.1M to $1.1MJul 1, 2024 to Mar 31, 2025
- Pension RAUM · $294M to $248MJul 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.4B to $2.4BJul 1, 2024 to Mar 31, 2025
- RAUM · $5.8B to $4.8BJul 1, 2024 to Mar 31, 2025
- Wrap assets (manager) · $4.2M to $3.6MJul 1, 2024 to Mar 31, 2025
- Accounts · 35 to 39May 5, 2023 to Mar 28, 2024
- BD registered reps · 7 to 4May 5, 2023 to Mar 28, 2024
- Pooled vehicle clients · 10 to 14May 5, 2023 to Mar 28, 2024
- Assets in custody · $15B to $13BMay 5, 2023 to Mar 28, 2024
- Employees · 337 to 332May 5, 2023 to Mar 28, 2024
- Other offices · 3 to 5May 5, 2023 to Mar 28, 2024
- Private funds · 3 to 2May 5, 2023 to Mar 28, 2024
- Discretionary RAUM · $4.1B to $5.8BMay 5, 2023 to Mar 28, 2024
- Individual RAUM · $982,001 to $1.1MMay 5, 2023 to Mar 28, 2024
- Pension RAUM · $140M to $294MMay 5, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.8B to $2.4BMay 5, 2023 to Mar 28, 2024
Signals
15 dated events
- Aew Capital Management Lp reported RAUM $3.0B, down 37% from $4.8B (2025-12-15 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Aew Capital Management Lp reported RAUM $5.8B, up 41% from $4.1B (2023-05-05 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Davies Jeffrey Furber (Global Chairman) no longer on Schedule A of Aew Capital Management Lp (listed 2023-05-05, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Aew Capital Management Lp reported RAUM $4.1B, down 91% from $45.9B (2022-11-01 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- David Schaefer (Chief Executive Officer, Asia Pacific) no longer on Schedule A of Aew Capital Management Lp (listed 2022-11-01, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- J James Finnegan (Chief Compliance Officer, General Counsel) no longer on Schedule A of Aew Capital Management Lp (listed 2021-07-19, absent 2022-01-10)Jan 10, 2022 · Control person left · inference
- Carrie Bellerby (Chief Compliance Officer, Co-General Counsel) appeared on Schedule A of Aew Capital Management LpJan 10, 2022 · Control person joined · fact
- Neal Sharma (Co-General Counsel) appeared on Schedule A of Aew Capital Management LpJan 10, 2022 · Control person joined · fact
- Leonard Marc Davidson (Managing Director) no longer on Schedule A of Aew Capital Management Lp (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Jane Pamela Herbst (Managing Director) no longer on Schedule A of Aew Capital Management Lp (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Johnston Robert Plumb (Managing Director) no longer on Schedule A of Aew Capital Management Lp (listed 2020-06-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Patrick Michael Byrne (Head Of Private Equity & Debt) appeared on Schedule A of Aew Capital Management LpMar 31, 2021 · Control person joined · fact
- A Matthew Troxell (Managing Director) no longer on Schedule A of Aew Capital Management Lp (listed 2019-07-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Thomas Joseph Straub (Managing Director) appeared on Schedule A of Aew Capital Management LpMar 30, 2020 · Control person joined · fact
- John Struzziery (Managing Director) appeared on Schedule A of Aew Capital Management LpMar 30, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- AEW Capital Management LP · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aew-globalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- aew.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-261-9000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.0Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026