DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Investment Consulting Group Inc
Latest filing Aug 24, 2026
First filing on the tape Mar 19, 2012 · 25 filings
SEC status approved since Jan 31, 1991
RAUM
$2.8B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
12%
$348M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$1.4B
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.8B as of Aug 24, 2026
Mar 19, 2012$1.2B then
HNW client RAUM$326M as of Aug 24, 2026
Mar 23, 2018$232M then
State-registered IARs (5.B.3)3 as of Aug 24, 2026
Mar 19, 20120 then
Employees (5.A)7 as of Aug 24, 2026
Mar 12, 20132 then
Private funds: no history
RAUM +9.2% over the last fiscal year+11% a year over threeIARs 2 to 3offices 0 to 1
Practice profile
derived from the filing of Aug 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $1.4BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 62derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.6MderivedHNW RAUM over HNW clients
- Average account
- $5.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 79%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$2.2B83%
- High-net-worth individuals$326M12%
- Corporations and businesses$62.1M2.3%
- Charitable organizations$31.2M1.2%
- Individuals$22.7M0.9%
- Insurance companies$5.4M0.2%
- Individual clients
- 53reported
- HNW clients
- 71reported
- Pension plan clients
- 28reported
- Charitable clients
- 6reported
- Accounts
- 504reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.12 fund_share=0.0 institutional_share=0.79 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Ray Stanforth | Davenport, Ia | Jan 1, 1999 | 46 y | 0 |
| Ross Curran Stanforth | Davenport, Ia | Jul 5, 2010 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Joseph Parker Degeorge to Advisory Advocates LLCSep 30, 2020 · Other
- Brenda Lee King to Wells Fargo AdvisorsDec 31, 2009 · Other
Joined, latest
- Joseph Parker Degeorge from Luminist Capital, LLCDec 20, 2019 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Ray Donald Stanforth · President/Chief Compliance Officercontrolsince 05/1990 · owns 75% or more
- Curran Austin Stanforth · Directorsince 02/2008 · owns less than 5%
- Curran Lisa Anne Stanforth · Directorsince 11/2009 · owns less than 5%
- Curran Rita Stanforth · Secretary/Treasurersince 02/1997 · owns less than 5%
- Curran Ross Stanforth · Vice President/Directorsince 03/2005 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Davenport, Ia · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Aug 24, 2026discretionary share of RAUM of 0% against a peer median of 100% (247 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: other advisers, $1B to $5B (247) · 0.0% percentile
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Mar 27, 2026 to Aug 24, 2026
- Employees · 6 to 7Mar 27, 2026 to Aug 24, 2026
- State-registered IARs · 2 to 3Mar 27, 2026 to Aug 24, 2026
- Other offices · 0 to 1Mar 27, 2026 to Aug 24, 2026
- Accounts · 517 to 504Dec 22, 2025 to Mar 27, 2026
- Advisory activities · 8 to 7Dec 22, 2025 to Mar 27, 2026
- Charity clients · 5 to 6Dec 22, 2025 to Mar 27, 2026
- HNW clients · 81 to 71Dec 22, 2025 to Mar 27, 2026
- Individual clients · 43 to 53Dec 22, 2025 to Mar 27, 2026
- Pension plan clients · 34 to 28Dec 22, 2025 to Mar 27, 2026
- Employees · 7 to 6Dec 22, 2025 to Mar 27, 2026
- Financial planning clients · 11-25 to 101-250Dec 22, 2025 to Mar 27, 2026
- HNW RAUM · $315M to $326MDec 22, 2025 to Mar 27, 2026
- Individual RAUM · $16.4M to $22.7MDec 22, 2025 to Mar 27, 2026
- Non-discretionary RAUM · $2.6B to $2.8BDec 22, 2025 to Mar 27, 2026
- Pension RAUM · $2.0B to $2.2BDec 22, 2025 to Mar 27, 2026
- RAUM · $2.6B to $2.8BDec 22, 2025 to Mar 27, 2026
- Accounts · 491 to 517Mar 27, 2024 to Mar 13, 2025
- Corporate clients · 15 to 16Mar 27, 2024 to Mar 13, 2025
- HNW clients · 68 to 81Mar 27, 2024 to Mar 13, 2025
- Individual clients · 44 to 43Mar 27, 2024 to Mar 13, 2025
- Pension plan clients · 58 to 34Mar 27, 2024 to Mar 13, 2025
- Employees · 2 to 7Mar 27, 2024 to Mar 13, 2025
- Financial planning clients · 1-10 to 11-25Mar 27, 2024 to Mar 13, 2025
- HNW RAUM · $259M to $315MMar 27, 2024 to Mar 13, 2025
- Individual RAUM · $18.6M to $16.4MMar 27, 2024 to Mar 13, 2025
- Non-discretionary RAUM · $2.4B to $2.6BMar 27, 2024 to Mar 13, 2025
- Pension RAUM · $1.9B to $2.0BMar 27, 2024 to Mar 13, 2025
- RAUM · $2.4B to $2.6BMar 27, 2024 to Mar 13, 2025
- Accounts · 487 to 491Nov 10, 2023 to Mar 27, 2024
- Advisory activities · 5 to 8Nov 10, 2023 to Mar 27, 2024
- Corporate clients · 16 to 15Nov 10, 2023 to Mar 27, 2024
- HNW clients · 73 to 68Nov 10, 2023 to Mar 27, 2024
- Individual clients · 41 to 44Nov 10, 2023 to Mar 27, 2024
- Pension plan clients · 28 to 58Nov 10, 2023 to Mar 27, 2024
- HNW RAUM · $248M to $259MNov 10, 2023 to Mar 27, 2024
- Individual RAUM · $14.5M to $18.6MNov 10, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $2.1B to $2.4BNov 10, 2023 to Mar 27, 2024
- Pension RAUM · $1.6B to $1.9BNov 10, 2023 to Mar 27, 2024
- RAUM · $2.1B to $2.4BNov 10, 2023 to Mar 27, 2024
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- ICGINC.COreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 563-322-2322reportedpublic record, Form ADV, Aug 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.4Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026