DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Diversified Portfolios, Inc.
Legal name Diversified Portfolios Inc
Latest filing Mar 26, 2026
First filing on the tape Mar 12, 2012 · 27 filings
SEC status approved since Mar 23, 1999
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$1.9B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$194M
derived; firm RAUM over IAPD count
Employees
19
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$1.9B as of Mar 26, 2026
Mar 12, 2012$350M then
HNW client RAUM$1.4B as of Mar 26, 2026
Mar 13, 2018$591M then
State-registered IARs (5.B.3)11 as of Mar 26, 2026
Mar 8, 20130 then
Employees (5.A)19 as of Mar 26, 2026
Mar 8, 20136 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 9 to 11
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $194MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 66derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.6MderivedHNW RAUM over HNW clients
- Average account
- $769,927derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.9%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Financial planning clients
- 500reportedItem 5.H
- Custody
- $211M, 58 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.4B71%
- Individuals$478M25%
- Charitable organizations$63.5M3.3%
- Corporations and businesses$13.2M0.7%
- Pension and profit-sharing plans$2.7M0.1%
- Individual clients
- 478reported
- HNW clients
- 182reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2,514reported
- Financial planning clients
- 500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $211M for 58 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Thomas Carpenter PostCertified Financial Planner | Bloomfield Hills, Mi | Sep 14, 2010 | 32 y | 0 |
| Ronald Mark YollesChartered Financial Analyst | Bloomfield Hills, Mi | Dec 20, 2010 | 40 y | 0 |
| Katharine Post WagnerCertified Financial Planner | Bloomfield Hills, Mi | Nov 4, 2015 | 13 y | 1 |
| Daniel Ross GoldbergChartered Financial Analyst | Bloomfield Hills, Mi | Sep 3, 2021 | 16 y | 0 |
| Bradley Michael Sorenson | Bloomfield Hills, Mi | Feb 24, 2023 | 11 y | 2 |
| Noel Dacanay VillajuanCertified Financial Planner | Bloomfield Hills, Mi | Jul 18, 2023 | 32 y | 4 |
| Catharine O. Betzig | Bloomfield Hills, Mi | May 7, 2024 | 13 y | 2 |
| Connor Sullivan HughesCertified Financial Planner | Bloomfield Hills, Mi | Mar 11, 2025 | 11 y | 0 |
| Ryan Patrick ConnerCertified Financial Planner | Bloomfield Hills, Mi | Jun 10, 2025 | 11 y | 2 |
| Christopher Todd BrittinghamCertified Financial Planner | Bloomfield Hills, Mi | Feb 9, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Carla Taylor Adams to Ametrine WealthJun 27, 2023 · RIA to a state-registered adviser
- John Angus Campbell to Namesake GroupDec 7, 2022 · RIA to a state-registered adviser
Joined, latest
- Christopher Todd Brittingham from Edelman Financial EnginesFeb 9, 2026 · RIA to RIA
- Ryan Patrick Conner from Plante Moran Financial AdvisorsJun 10, 2025 · RIA to RIA
- Catharine O. Betzig from J.P. Morgan Securities LLCMay 7, 2024 · Wirehouse to independent RIA
- Noel Dacanay Villajuan from Sequoia Financial Group, L.L.C.Jul 18, 2023 · RIA to RIA
- Bradley Michael Sorenson from Rochester Wealth Strategies, LLCFeb 24, 2023 · RIA to RIA
- John Angus Campbell from Plante Moran Financial AdvisorsJan 31, 2022 · Other
- Carla Taylor Adams from Blue Prairie Group,LLCAug 7, 2018 · RIA to RIA
- Katharine Post Wagner from Bok Financial AdvisorsNov 4, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bradley James Cox · Chief Administrative Officercontrolsince 08/2020 · owns less than 5%
- Carpenter Thomas Post · Secretarycontrolsince 10/2010 · owns 25% to 50%
- Post Katharine Wagner · Presidentcontrolsince 01/2024 · owns 10% to 25%
- Mark Ronald Yolles · Shareholdercontrolsince 10/2010 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bloomfield Hills, Mi · principal | 10 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 2,152 to 2,514Mar 21, 2025 to Mar 26, 2026
- Advisory employees · 9 to 11Mar 21, 2025 to Mar 26, 2026
- Charity clients · 6 to 0Mar 21, 2025 to Mar 26, 2026
- HNW clients · 164 to 182Mar 21, 2025 to Mar 26, 2026
- Individual clients · 442 to 478Mar 21, 2025 to Mar 26, 2026
- Pension plan clients · 3 to 0Mar 21, 2025 to Mar 26, 2026
- Assets in custody · $188M to $211MMar 21, 2025 to Mar 26, 2026
- Employees · 16 to 19Mar 21, 2025 to Mar 26, 2026
- State-registered IARs · 9 to 11Mar 21, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.7B to $1.9BMar 21, 2025 to Mar 26, 2026
- HNW RAUM · $1.2B to $1.4BMar 21, 2025 to Mar 26, 2026
- Individual RAUM · $391M to $478MMar 21, 2025 to Mar 26, 2026
- Pension RAUM · $2.2M to $2.7MMar 21, 2025 to Mar 26, 2026
- RAUM · $1.7B to $1.9BMar 21, 2025 to Mar 26, 2026
- Accounts · 2,085 to 2,152Jul 2, 2024 to Mar 21, 2025
- Corporate clients · 6 to 5Jul 2, 2024 to Mar 21, 2025
- HNW clients · 160 to 164Jul 2, 2024 to Mar 21, 2025
- Individual clients · 422 to 442Jul 2, 2024 to Mar 21, 2025
- Pension plan clients · 1 to 3Jul 2, 2024 to Mar 21, 2025
- Assets in custody · $174M to $188MJul 2, 2024 to Mar 21, 2025
- Employees · 10 to 16Jul 2, 2024 to Mar 21, 2025
- Financial planning clients · More than 500 to More than 500Jul 2, 2024 to Mar 21, 2025
- State-registered IARs · 7 to 9Jul 2, 2024 to Mar 21, 2025
- Discretionary RAUM · $1.5B to $1.7BJul 2, 2024 to Mar 21, 2025
- HNW RAUM · $1.1B to $1.2BJul 2, 2024 to Mar 21, 2025
- Individual RAUM · $374M to $391MJul 2, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $22.7M to $0Jul 2, 2024 to Mar 21, 2025
- Pension RAUM · $2.8M to $2.2MJul 2, 2024 to Mar 21, 2025
- RAUM · $1.5B to $1.7BJul 2, 2024 to Mar 21, 2025
- Accounts · 1,844 to 2,085Mar 28, 2023 to Mar 19, 2024
- Advisory employees · 8 to 9Mar 28, 2023 to Mar 19, 2024
- Charity clients · unset to 6.0Mar 28, 2023 to Mar 19, 2024
- Corporate clients · unset to 6.0Mar 28, 2023 to Mar 19, 2024
- HNW clients · 147 to 160Mar 28, 2023 to Mar 19, 2024
- Individual clients · 403 to 422Mar 28, 2023 to Mar 19, 2024
- Pension plan clients · unset to 1.0Mar 28, 2023 to Mar 19, 2024
- Assets in custody · $181M to $174MMar 28, 2023 to Mar 19, 2024
- Financial planning clients · 251-500 to More than 500Mar 28, 2023 to Mar 19, 2024
- Discretionary RAUM · $1.2B to $1.5BMar 28, 2023 to Mar 19, 2024
- HNW RAUM · $923M to $1.1BMar 28, 2023 to Mar 19, 2024
Signals
4 dated events
- Edward Robert Toal (President) no longer on Schedule A of Diversified Portfolios, Inc. (listed 2023-03-28, absent 2024-03-19)Mar 19, 2024 · Control person left · inference
- Carla Taylor Adams left Diversified Portfolios, Inc. for Ametrine Wealth (registered 2023-08-01)Jun 27, 2023 · Advisor changed firm · fact
- Bradley James Cox (Chief Compliance Officer) appeared on Schedule A of Diversified Portfolios, Inc.Mar 28, 2023 · Control person joined · fact
- John Angus Campbell left Diversified Portfolios, Inc. for Namesake Group (registered 2025-12-18)Dec 7, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 248-644-3030reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 248-644-4040reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/DIVERSIFIED-PORTFOLIOS-INCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- DIVPORT.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 248-644-3030reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- divport.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $194Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026