DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tandem Investment Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeremy CoxTruist Advisory Services, Inc. BD affiliatedTandem Investment Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 3, 2024Apr 16, 2024
Alex Michael RobinetteRaymond James & Associates, Inc. national BDTandem Investment Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIAApr 17, 2023Jul 19, 2023 (93 d)
Charles Samuel EdwardsAe Wealth Management, LLC BD affiliatedTandem Investment Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIAAug 2, 2022Feb 22, 2024 (569 d)
Ariel Benton DavisRaymond James & Associates, Inc. national BDTandem Investment Advisors Inc independent RIAAffiliated broker-dealer or bank to independent RIAJun 3, 2022Jul 12, 2022 (39 d)
Jordan Scott WatsonThe Investment Advisor Alliance LLC independent RIATandem Investment Advisors Inc independent RIARIA to RIANov 7, 2019Nov 21, 2019
William Leo LittleAmeriprise Financial Services, LLC national BDTandem Investment Advisors Inc otherOtherJul 3, 2006Sep 28, 2006 (87 d)
Derrick M GravaUBS Financial Services Inc. wirehouseTandem Investment Advisors Inc otherOtherNov 17, 2005Apr 29, 2009 (1259 d)
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7 moves match.