DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Manarin Investment Counsel Ltd

Former SEC-registered adviserOmaha, NebraskaCRD 109664SEC 801-19624IAPD
Latest filing Mar 8, 2016
First filing on the tape Nov 11, 2011 · 27 filings
RAUM
$235M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$235M as of Jan 21, 2016
Mar 30, 2012$467M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Jan 21, 2016
Mar 30, 20120 then
Employees (5.A)6 as of Jan 21, 2016
Apr 1, 201320 then
Private funds2 as of Apr 1, 2013
Mar 30, 20122 then
RAUM -26% over the last fiscal year-25% a year over threeIARs 7 to 2
Practice profile
derived from the filing of Mar 8, 2016; every figure names its basis
RAUM per advisor
$118MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$126,184derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-26%derivedbetween the last two annual amendments
Advisor growth, one year
-71%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,865reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
2 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Pyramid II Limited Partnershipno longer reportedOther Private Fund$22.6M64Mar 30, 2012
Pyramid I Limited Partnershipno longer reportedOther Private Fund$13.9M43Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Marie Dawn Claussen · Chief Compliance Officer, Chief Operations Officercontrol
    since 07/2015 · owns less than 5%
  • Renato Roland Manarin · President, Treasurer (Acquired 10/2012), Secretary (Acquired 12/2014)control
    since 06/1989 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,381 to 1,865
    Dec 22, 2015 to Jan 21, 2016
  • Advisory activities · 8 to 7
    Dec 22, 2015 to Jan 21, 2016
  • BD registered reps · 8 to 0
    Dec 22, 2015 to Jan 21, 2016
  • Commission compensation · true to false
    Dec 22, 2015 to Jan 21, 2016
  • Employees · 10 to 6
    Dec 22, 2015 to Jan 21, 2016
  • State-registered IARs · 5 to 2
    Dec 22, 2015 to Jan 21, 2016
  • Discretionary RAUM · $319M to $235M
    Dec 22, 2015 to Jan 21, 2016
  • RAUM · $319M to $235M
    Dec 22, 2015 to Jan 21, 2016
  • Related broker-dealer · true to false
    Dec 22, 2015 to Jan 21, 2016
  • Advisory employees · 15 to 5
    Jul 9, 2015 to Aug 14, 2015
  • Employees · 15 to 10
    Jul 9, 2015 to Aug 14, 2015
  • State-registered IARs · 7 to 5
    Jul 9, 2015 to Aug 14, 2015
  • Accounts · 1,269 to 1,381
    Jan 22, 2015 to Mar 26, 2015
  • Advisory employees · 16 to 15
    Jan 22, 2015 to Mar 26, 2015
  • BD registered reps · 11 to 8
    Jan 22, 2015 to Mar 26, 2015
  • Employees · 16 to 15
    Jan 22, 2015 to Mar 26, 2015
  • State-registered IARs · 10 to 7
    Jan 22, 2015 to Mar 26, 2015
  • Discretionary RAUM · $631M to $319M
    Jan 22, 2015 to Mar 26, 2015
  • RAUM · $631M to $319M
    Jan 22, 2015 to Mar 26, 2015
  • Accounts · 1,344 to 1,269
    Feb 12, 2014 to Mar 28, 2014
  • Advisory employees · 20 to 16
    Feb 12, 2014 to Mar 28, 2014
  • BD registered reps · 14 to 11
    Feb 12, 2014 to Mar 28, 2014
  • Commission compensation · false to true
    Feb 12, 2014 to Mar 28, 2014
  • Assets in custody · 36943019.0 to unset
    Feb 12, 2014 to Mar 28, 2014
  • Custody of client assets · true to false
    Feb 12, 2014 to Mar 28, 2014
  • Employees · 20 to 16
    Feb 12, 2014 to Mar 28, 2014
  • Financial planning clients · More than 500 to 0
    Feb 12, 2014 to Mar 28, 2014
  • Private funds · 2 to unset
    Feb 12, 2014 to Mar 28, 2014
  • Discretionary RAUM · $549M to $631M
    Feb 12, 2014 to Mar 28, 2014
  • RAUM · $549M to $631M
    Feb 12, 2014 to Mar 28, 2014
  • Discretionary RAUM · $226M to $549M
    Apr 1, 2013 to May 24, 2013
  • Non-discretionary RAUM · $322M to $0
    Apr 1, 2013 to May 24, 2013
  • Accounts · 1,341 to 1,344
    Mar 19, 2013 to Apr 1, 2013
  • Advisory employees · 18 to 20
    Mar 19, 2013 to Apr 1, 2013
  • BD registered reps · 15 to 14
    Mar 19, 2013 to Apr 1, 2013
  • Assets in custody · $38.1M to $36.9M
    Mar 19, 2013 to Apr 1, 2013
  • Employees · 19 to 20
    Mar 19, 2013 to Apr 1, 2013
  • Discretionary RAUM · $209M to $226M
    Mar 19, 2013 to Apr 1, 2013
  • Non-discretionary RAUM · $258M to $322M
    Mar 19, 2013 to Apr 1, 2013
  • RAUM · $467M to $549M
    Mar 19, 2013 to Apr 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026