DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Gsam Strategist Portfolios, LLC

Former SEC-registered adviserNew York, New YorkCRD 109683SEC 801-51431IAPD
Latest filing Apr 12, 2024
First filing on the tape Nov 8, 2011 · 82 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
82 filings and snapshots on the tape
RAUM$33B as of Mar 28, 2019
Mar 27, 2012$14B then
HNW client RAUM$0 as of Mar 28, 2024
Mar 31, 2021$0 then
State-registered IARs (5.B.3)0 as of Mar 28, 2024
Mar 26, 20131 then
Employees (5.A)5 as of Mar 28, 2024
Mar 26, 201399 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Apr 12, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Charles William Bousquette · Chief Operating Officercontrol
        since 01/2024 · owns less than 5%
      • Otto Marc Nachmann · Chief Executive Officercontrol
        since 01/2023 · owns less than 5%
      • Seth David Plutzer · Chief Legal Officer
        since 01/2021 · owns less than 5%
      • Leah Judith Shandling · Chief Compliance Officer
        since 07/2019 · owns less than 5%
      Entity owners
      • Gsam Holdings LLC · Member
        direct · owns 75% or more
      • The Goldman Sachs Group, Inc. · Member
        indirect · owns 75% or more of Gsam Holdings LLC · public reporting company
      Related persons
      Schedule D 7.A
      • Ac Res Advisors, L.L.C.
        pooled vehicle sponsorn
      • Aptitude Investment Management LP
        investment adviserbankpooled vehicle sponsorLP sponsornRAUM $6.1B
      • Aptitude Partners Fund Gp LLC
        pooled vehicle sponsorn
      • Arrow Reinsurance Company, Limited
        real estaten
      • Asl Access Advisors LLC
        pooled vehicle sponsorn
      • Battery Ventures Opportunities Access Offshore LP
        pooled vehicle sponsorn
      • Broad Street Loan Partners IV Unlevered Advisors, S.A R.L.
        pooled vehicle sponsorn
      • Broad Street Partners Lux Gp, S.A R.L.
        pooled vehicle sponsorn
      • Broad Street Senior Credit Partners Advisor, L.L.C.
        pooled vehicle sponsorn
      • Broad Street Senior Credit Partners II Advisor, L.L.C.
        pooled vehicle sponsorn
      • Broad Street Senior Credit Partners Offshore Advisor, Ltd.
        pooled vehicle sponsorn
      • Cllf Advisors LLC
        pooled vehicle sponsorn
      • Co-Invest Aggregator Gp Ltd
        pooled vehicle sponsorn
      • Dst Opportunities II Access LLC
        pooled vehicle sponsorn
      • Folio Investments, Inc.
        broker-dealern
      • Goldman Sachs (Asia) Finance
        broker-dealern
      • Goldman Sachs (Asia) L.L.C.
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • Goldman Sachs (Asia) Securities Limited
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • Goldman Sachs (China) L.L.C.
        investment adviserpooled vehicle sponsorn
      • Goldman Sachs (India) Capital Markets Private Limited
        broker-dealern
      • Goldman Sachs (India) Securities Private Limited
        broker-dealerinvestment advisern
      • Goldman Sachs (Singapore) Pte.
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • Goldman Sachs & Co. LLC
        broker-dealerinvestment adviserbanktrust companynRAUM $134B
      • Goldman Sachs Access Funds Gp, LLC
        pooled vehicle sponsorn
      • Goldman Sachs Alternative Assets S.A R.L
        pooled vehicle sponsorn
      • Goldman Sachs Asset Management (Hong Kong) Limited
        investment advisernRAUM $21B
      • Goldman Sachs Asset Management (India) Private Limited
        investment adviserpooled vehicle sponsorn
      • Goldman Sachs Asset Management (Singapore) Pte. Ltd.
        broker-dealerinvestment adviserbankpooled vehicle sponsornRAUM $14B
      • Goldman Sachs Asset Management Australia Pty Ltd
        broker-dealerinvestment adviserpooled vehicle sponsorn
      • Goldman Sachs Asset Management B.V.
        investment adviserpooled vehicle sponsorn
      Advisers that list Gsam Strategist Portfolios, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 0 to 4
        Jan 30, 2024 to Mar 28, 2024
      • BD registered reps · 10 to 5
        Jan 30, 2024 to Mar 28, 2024
      • Employees · 10 to 5
        Jan 30, 2024 to Mar 28, 2024
      • Other offices · 2 to 0
        Jan 30, 2024 to Mar 28, 2024
      • Advisory employees · 2 to 0
        Feb 9, 2023 to Mar 31, 2023
      • BD registered reps · 13 to 10
        Feb 9, 2023 to Mar 31, 2023
      • Employees · 14 to 10
        Feb 9, 2023 to Mar 31, 2023
      • Advisory employees · 11 to 2
        Feb 11, 2022 to Mar 31, 2022
      • Advisory employees · 10 to 11
        Jan 13, 2021 to Mar 31, 2021
      • BD registered reps · 12 to 13
        Jan 13, 2021 to Mar 31, 2021
      • Financial planning clients · unset to 0
        Jan 13, 2021 to Mar 31, 2021
      • HNW RAUM · unset to 0.0
        Jan 13, 2021 to Mar 31, 2021
      • Individual RAUM · unset to 0.0
        Jan 13, 2021 to Mar 31, 2021
      • Pension RAUM · unset to 0.0
        Jan 13, 2021 to Mar 31, 2021
      • Pooled vehicle RAUM · unset to 0.0
        Jan 13, 2021 to Mar 31, 2021
      • Advisory employees · 8 to 10
        Nov 8, 2019 to Mar 27, 2020
      • Advisory activities · 5 to 2
        Nov 8, 2019 to Mar 27, 2020
      • BD registered reps · 0 to 12
        Nov 8, 2019 to Mar 27, 2020
      • Employees · 28 to 14
        Nov 8, 2019 to Mar 27, 2020
      • State-registered IARs · 1 to 0
        Nov 8, 2019 to Mar 27, 2020
      • Other offices · 1 to 2
        Nov 8, 2019 to Mar 27, 2020
      • Business name · STANDARD & POORS INVESTMENT ADVISORY SERVICES LLC to GSAM STRATEGIST PORTFOLIOS, LLC
        Oct 29, 2019 to Nov 8, 2019
      • Legal name · STANDARD & POORS INVESTMENT ADVISORY SERVICES LLC to GSAM STRATEGIST PORTFOLIOS, LLC
        Sep 9, 2019 to Oct 29, 2019
      • Accounts · 8.0 to unset
        Mar 28, 2019 to Aug 2, 2019
      • Discretionary RAUM · 0.0 to unset
        Mar 28, 2019 to Aug 2, 2019
      • Non-discretionary RAUM · 33056000000.0 to unset
        Mar 28, 2019 to Aug 2, 2019
      • RAUM · 33056000000.0 to unset
        Mar 28, 2019 to Aug 2, 2019
      • Related bank · false to true
        Mar 28, 2019 to Aug 2, 2019
      • Related broker-dealer · false to true
        Mar 28, 2019 to Aug 2, 2019
      • Accounts · 7 to 8
        Nov 6, 2018 to Mar 28, 2019
      • Non-discretionary RAUM · $41B to $33B
        Nov 6, 2018 to Mar 28, 2019
      • RAUM · $41B to $33B
        Nov 6, 2018 to Mar 28, 2019
      • Accounts · 14 to 7
        Sep 26, 2017 to Mar 13, 2018
      • Advisory employees · 9 to 8
        Sep 26, 2017 to Mar 13, 2018
      • Advisory activities · 4 to 5
        Sep 26, 2017 to Mar 13, 2018
      • Charity clients · unset to 0.0
        Sep 26, 2017 to Mar 13, 2018
      • Corporate clients · unset to 0.0
        Sep 26, 2017 to Mar 13, 2018
      • HNW clients · unset to 0.0
        Sep 26, 2017 to Mar 13, 2018
      • Individual clients · unset to 0.0
        Sep 26, 2017 to Mar 13, 2018
      • Pension plan clients · unset to 0.0
        Sep 26, 2017 to Mar 13, 2018
      Signals
      4 dated events
      • Charles William Bousquette (Chief Operating Officer) appeared on Schedule A of Gsam Strategist Portfolios, Llc
        Jan 30, 2024 · Control person joined · fact
      • Gordon Michael Thompson (Chief Executive Officer) no longer on Schedule A of Gsam Strategist Portfolios, Llc (listed 2022-12-14, absent 2023-02-09)
        Feb 9, 2023 · Control person left · inference
      • Otto Marc Nachmann (Chief Executive Officer) appeared on Schedule A of Gsam Strategist Portfolios, Llc
        Feb 9, 2023 · Control person joined · fact
      • Charles William Bassignani (Member Of The Board Of Managers & Chief Investment Officer) no longer on Schedule A of Gsam Strategist Portfolios, Llc (listed 2019-03-28, absent 2019-08-02)
        Aug 2, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026