DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Goldman Sachs Asset Management (Hong Kong) Limited
Latest filing May 22, 2026
First filing on the tape Aug 23, 2017 · 33 filings
SEC status approved since Sep 21, 2017
RAUM
$21B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
96
53 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$21B as of May 22, 2026
Mar 29, 2018$16B then
HNW client RAUM$0 as of May 22, 2026
Mar 28, 2020$0 then
State-registered IARs (5.B.3)0 as of May 22, 2026
Mar 29, 20180 then
Employees (5.A)96 as of May 22, 2026
Mar 29, 201845 then
Private funds: no history
RAUM +64% over the last fiscal year+9.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 22, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- OCIO / institutional advisory · selection of other advisers (5.G.7) and institutional share at least 50 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $262MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 83%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$16B75%
- Pooled investment vehicles$2.2B10%
- Corporations and businesses$1.5B7.0%
- Sovereign wealth funds$1.3B6.3%
- Pension and profit-sharing plans$283M1.3%
- Charitable organizations$54.1M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 2reported
- Charitable clients
- 18reported
- Accounts
- 81reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.1 institutional_share=0.83 related_bd=true related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Alison Lau · Directorcontrolsince 04/2024 · owns less than 5%
- Sara Lee · Directorcontrolsince 05/2024 · owns less than 5%
- Stuart Wrigley · Directorcontrolsince 09/2024 · owns less than 5%
- Leah Judith Shandling · Chief Compliance Officer - US Matterssince 10/2016 · owns less than 5%
Entity owners
- Goldman Sachs Asset Management International Holdings L.L.C. · Shareholderdirect · owns 75% or more
- Goldman Sachs Asset Management, L.P. · Memberindirect · owns 75% or more of Goldman Sachs Asset Management International Holdings L.L.C.
- Gsam Holdings LLC · General Partnerindirect · owns 75% or more of Goldman Sachs Asset Management, L.P.
- The Goldman Sachs Group Inc. · Memberindirect · owns 75% or more of Gsam Holdings LLC · public reporting company
- Gsam Holdings LLC · Memberindirect · owns 25% to 50% of Goldman Sachs Asset Management International Holdings L.L.C.
Related persons
Schedule D 7.A
- Ac Res Advisors, L.L.C.pooled vehicle sponsorn
- Aptitude Investment Management LPinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $6.1B
- Aptitude Partners Fund Gp LLCpooled vehicle sponsorn
- Arrow Reinsurance Company, Limitedreal estaten
- Asl Access Advisors LLCpooled vehicle sponsorn
- Battery Ventures Opportunities Access Offshore LPpooled vehicle sponsorn
- Broad Street Loan Partners IV Unlevered Advisors, S.A R.L.pooled vehicle sponsorn
- Broad Street Partners Lux Gp, S.A R.L.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners II Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Offshore Advisor, Ltd.pooled vehicle sponsorn
- Cllf Advisors LLCpooled vehicle sponsorn
- Co-Invest Aggregator Gp Ltdpooled vehicle sponsorn
- Dst Opportunities II Access LLCpooled vehicle sponsorn
- Folio Investments, Inc.broker-dealern
- Goldman Sachs (Asia) Financebroker-dealern
- Goldman Sachs (Asia) L.L.C.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (Asia) Securities Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (China) L.L.C.investment adviserpooled vehicle sponsorn
- Goldman Sachs (India) Capital Markets Private Limitedbroker-dealern
- Goldman Sachs (India) Securities Private Limitedbroker-dealerinvestment advisern
- Goldman Sachs (Singapore) Pte.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs & Co. LLCbroker-dealerinvestment adviserbanktrust companynRAUM $134B
- Goldman Sachs Access Funds Gp, LLCpooled vehicle sponsorn
- Goldman Sachs Alternative Assets S.A R.Lpooled vehicle sponsorn
- Goldman Sachs Asset Management (India) Private Limitedinvestment adviserpooled vehicle sponsorn
- Goldman Sachs Asset Management (Singapore) Pte. Ltd.broker-dealerinvestment adviserbankpooled vehicle sponsornRAUM $14B
- Goldman Sachs Asset Management Australia Pty Ltdbroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs Asset Management B.V.investment adviserpooled vehicle sponsorn
- Goldman Sachs Asset Management Belgium S.A.investment adviserpooled vehicle sponsorn
Advisers that list Goldman Sachs Asset Management (Hong Kong) Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing May 22, 2026related persons on Schedule D 7.A of 165.0 against a peer median of 13.0 (62 comparable advisers, 98.0th percentile, 11.4 robust deviations)peers: institutional managers, $20B and over (62) · 98% percentile
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 53.0 to 96.0 (+81.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +2.0% (79 comparable advisers, 97.0th percentile of changes)peers: institutional managers, $20B and over (79) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $12,942,771,289 to $21,189,475,396 (+64.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +11.0% (83 comparable advisers, 99.0th percentile of changes)peers: institutional managers, $20B and over (83) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 68 to 81Oct 9, 2025 to Mar 31, 2026
- Advisory employees · 22 to 53Oct 9, 2025 to Mar 31, 2026
- BD registered reps · 1 to 2Oct 9, 2025 to Mar 31, 2026
- Charity clients · 1 to 18Oct 9, 2025 to Mar 31, 2026
- Corporate clients · 1 to 5Oct 9, 2025 to Mar 31, 2026
- HNW clients · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- Individual clients · unset to 0.0Oct 9, 2025 to Mar 31, 2026
- Pension plan clients · 1 to 2Oct 9, 2025 to Mar 31, 2026
- Pooled vehicle clients · 2 to 10Oct 9, 2025 to Mar 31, 2026
- Employees · 53 to 96Oct 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $13B to $21BOct 9, 2025 to Mar 31, 2026
- Pension RAUM · $271M to $283MOct 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $909M to $2.2BOct 9, 2025 to Mar 31, 2026
- RAUM · $13B to $21BOct 9, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Oct 9, 2025
- Accounts · 48 to 68Dec 3, 2024 to Mar 31, 2025
- Advisory employees · 24 to 22Dec 3, 2024 to Mar 31, 2025
- Charity clients · 0 to 1Dec 3, 2024 to Mar 31, 2025
- HNW clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Individual clients · 0.0 to unsetDec 3, 2024 to Mar 31, 2025
- Pooled vehicle clients · 3 to 2Dec 3, 2024 to Mar 31, 2025
- HQ state · unset to Dec 3, 2024 to Mar 31, 2025
- Discretionary RAUM · $16B to $13BDec 3, 2024 to Mar 31, 2025
- Pension RAUM · $260M to $271MDec 3, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $717M to $909MDec 3, 2024 to Mar 31, 2025
- RAUM · $16B to $13BDec 3, 2024 to Mar 31, 2025
- Accounts · 38 to 48Aug 1, 2023 to Mar 28, 2024
- Advisory employees · 33 to 24Aug 1, 2023 to Mar 28, 2024
- BD registered reps · 7 to 1Aug 1, 2023 to Mar 28, 2024
- Corporate clients · 0 to 1Aug 1, 2023 to Mar 28, 2024
- Pooled vehicle clients · 2 to 3Aug 1, 2023 to Mar 28, 2024
- Employees · 60 to 53Aug 1, 2023 to Mar 28, 2024
- Discretionary RAUM · $16B to $16BAug 1, 2023 to Mar 28, 2024
- Pension RAUM · $379M to $260MAug 1, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $199M to $717MAug 1, 2023 to Mar 28, 2024
- RAUM · $16B to $16BAug 1, 2023 to Mar 28, 2024
- Accounts · 42 to 38Feb 9, 2023 to Mar 31, 2023
- Advisory employees · 27 to 33Feb 9, 2023 to Mar 31, 2023
- BD registered reps · 4 to 7Feb 9, 2023 to Mar 31, 2023
- Pension plan clients · 0 to 1Feb 9, 2023 to Mar 31, 2023
Signals
13 dated events
- Goldman Sachs Asset Management (Hong Kong) Limited reported RAUM $21.2B, up 64% from $12.9B (2025-10-09 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Yat Pun Tse (Director) no longer on Schedule A of Goldman Sachs Asset Management (Hong Kong) Limited (listed 2024-10-29, absent 2024-12-03)Dec 3, 2024 · Control person left · inference
- Stuart Wrigley (Director) appeared on Schedule A of Goldman Sachs Asset Management (Hong Kong) LimitedOct 29, 2024 · Control person joined · fact
- Nmn Tuan Lam (Director) no longer on Schedule A of Goldman Sachs Asset Management (Hong Kong) Limited (listed 2024-04-12, absent 2024-05-22)May 22, 2024 · Control person left · inference
- Florence Kui (Director) no longer on Schedule A of Goldman Sachs Asset Management (Hong Kong) Limited (listed 2024-04-12, absent 2024-05-22)May 22, 2024 · Control person left · inference
- Alison Lau (Director) appeared on Schedule A of Goldman Sachs Asset Management (Hong Kong) LimitedMay 22, 2024 · Control person joined · fact
- Sara Lee (Director) appeared on Schedule A of Goldman Sachs Asset Management (Hong Kong) LimitedMay 22, 2024 · Control person joined · fact
- Goldman Sachs Asset Management (Hong Kong) Limited reported RAUM $16.0B, down 42% from $27.4B (2023-02-09 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Ke Hung Lee (Director) no longer on Schedule A of Goldman Sachs Asset Management (Hong Kong) Limited (listed 2022-12-14, absent 2023-02-09)Feb 9, 2023 · Control person left · inference
- Florence Kui (Director) appeared on Schedule A of Goldman Sachs Asset Management (Hong Kong) LimitedFeb 9, 2023 · Control person joined · fact
- Goldman Sachs Asset Management (Hong Kong) Limited reported RAUM $29.3B, up 38% from $21.3B (2020-10-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Goldman Sachs Asset Management (Hong Kong) Limited reported RAUM $21.3B, up 41% from $15.1B (2019-11-08 to 2020-03-28)Mar 28, 2020 · RAUM change · derived
- Goldman Sachs Asset Management (Hong Kong) Limited filed its initial SEC registration (Form ADV)Aug 23, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- am.gs.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 852 2978 1000reportedpublic record, Form ADV, May 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026