DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Goldman Sachs Asset Management International
Latest filing Aug 21, 2026
First filing on the tape Dec 23, 2011 · 72 filings
SEC status approved since Jan 25, 1991
RAUM
$621B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.2%
$7.7B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
611
412 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
31
reported on Schedule D
History
72 filings and snapshots on the tape
RAUM$621B as of Aug 21, 2026
Mar 30, 2012$191B then
HNW client RAUM$7.2B as of Aug 21, 2026
Mar 29, 2018$1.7B then
State-registered IARs (5.B.3)0 as of Aug 21, 2026
Mar 30, 20120 then
Employees (5.A)611 as of Aug 21, 2026
Mar 28, 2013275 then
Private funds31 as of Aug 21, 2026
Mar 30, 201225 then
RAUM +41% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 21, 2026; every figure names its basis
Archetypes, each a printed rule
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $145MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $2.0B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$435B71%
- Pension and profit-sharing plans$83B13%
- Insurance companies$41B6.7%
- Corporations and businesses$21B3.3%
- Sovereign wealth funds$19B3.2%
- High-net-worth individuals$7.2B1.2%
- Other investment advisers$5.2B0.8%
- Charitable organizations$1.3B0.2%
- Investment companies$997M0.2%
- Individuals$540M0.1%
- State and municipal entities$252M0.0%
- Banks and thrifts$135M0.0%
- Individual clients
- 77reported
- HNW clients
- 987reported
- Pension plan clients
- 36reported
- Charitable clients
- 27reported
- Accounts
- 4,296reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $111M managedreported
- Custody of client assets
- $2.0B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.71 institutional_share=0.23 related_bd=true related_bank=true bd_reps=9.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
45 reported on Schedule D 7.B.(1)
All funds of Goldman Sachs Asset Management International
Owners and control persons
Schedule A and B, latest filing
- Fadi Abuali · Chief Executive Officercontrolsince 06/2020 · owns less than 5%
- Satish Bapat · Director And Chief Operating Officercontrolsince 07/2023 · owns less than 5%
- Shelley Rebecca Fuller · Directorcontrolsince 08/2023 · owns less than 5%
- Lorna Petra Monteiro · Director And Chief Financial Officercontrolsince 05/2023 · owns less than 5%
- Jean Kristy Owen-Jardine · Directorcontrolsince 06/2022 · owns less than 5%
- H James Reynolds · Directorcontrolsince 02/2024 · owns less than 5%
- Nmn Karen Sharpe · Directorcontrolsince 01/2021 · owns less than 5%
- Nmn Katherine Uniacke · Chairman And Directorcontrolsince 01/2014 · owns less than 5%
- Seth David Plutzer · General Counsel, Asset Management Division (Chief Legal Officer)since 01/2021 · owns less than 5%
- Leah Judith Shandling · Chief Compliance Officer - US Matterssince 03/2010 · owns less than 5%
Entity owners
- Goldman Sachs Asset Management International Holdings Ltd · Shareholderdirect · owns 75% or more
- Goldman Sachs Group, Inc. · Shareholderindirect · owns 75% or more of Gsam Holdings LLC · public reporting company
- Gsam Holdings LLC · Shareholderindirect · owns 75% or more of Gsami Holdings I LLC
- Gsami Holdings I LLC · Shareholderindirect · owns 75% or more of Gsami Holdings II Ltd.
- Gsami Holdings II Ltd. · Shareholderindirect · owns 75% or more of Goldman Sachs Asset Management International Holdings Ltd
Related persons
Schedule D 7.A
- Ac Res Advisors, L.L.C.pooled vehicle sponsorn
- Aptitude Investment Management LPinvestment adviserbankpooled vehicle sponsorLP sponsornRAUM $6.1B
- Aptitude Partners Fund Gp LLCpooled vehicle sponsorn
- Arrow Reinsurance Company, Limitedreal estaten
- Asl Access Advisors LLCpooled vehicle sponsorn
- Battery Ventures Opportunities Access Offshore LPpooled vehicle sponsorn
- Broad Street Loan Partners IV Unlevered Advisors, S.A R.L.pooled vehicle sponsorn
- Broad Street Partners Lux Gp, S.A R.L.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners II Advisor, L.L.C.pooled vehicle sponsorn
- Broad Street Senior Credit Partners Offshore Advisor, Ltd.pooled vehicle sponsorn
- Cllf Advisors LLCpooled vehicle sponsorn
- Co-Invest Aggregator Gp Ltdpooled vehicle sponsorn
- Dst Opportunities II Access LLCpooled vehicle sponsorn
- Folio Investments, Inc.broker-dealern
- Goldman Sachs (Asia) Financebroker-dealern
- Goldman Sachs (Asia) L.L.C.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (Asia) Securities Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs (China) L.L.C.investment adviserpooled vehicle sponsorn
- Goldman Sachs (India) Capital Markets Private Limitedbroker-dealern
- Goldman Sachs (India) Securities Private Limitedbroker-dealerinvestment advisern
- Goldman Sachs (Singapore) Pte.broker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs & Co. LLCbroker-dealerinvestment adviserbanktrust companynRAUM $134B
- Goldman Sachs Access Funds Gp, LLCpooled vehicle sponsorn
- Goldman Sachs Alternative Assets S.A R.Lpooled vehicle sponsorn
- Goldman Sachs Asset Management (Hong Kong) Limitedinvestment advisernRAUM $21B
- Goldman Sachs Asset Management (India) Private Limitedinvestment adviserpooled vehicle sponsorn
- Goldman Sachs Asset Management (Singapore) Pte. Ltd.broker-dealerinvestment adviserbankpooled vehicle sponsornRAUM $14B
- Goldman Sachs Asset Management Australia Pty Ltdbroker-dealerinvestment adviserpooled vehicle sponsorn
- Goldman Sachs Asset Management B.V.investment adviserpooled vehicle sponsorn
Advisers that list Goldman Sachs Asset Management International as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3,541 to 4,296Feb 18, 2026 to Mar 31, 2026
- Advisory employees · 249 to 412Feb 18, 2026 to Mar 31, 2026
- BD registered reps · 6 to 9Feb 18, 2026 to Mar 31, 2026
- Charity clients · 23 to 27Feb 18, 2026 to Mar 31, 2026
- Corporate clients · 708 to 806Feb 18, 2026 to Mar 31, 2026
- HNW clients · 841 to 987Feb 18, 2026 to Mar 31, 2026
- Individual clients · 53 to 77Feb 18, 2026 to Mar 31, 2026
- Pension plan clients · 28 to 36Feb 18, 2026 to Mar 31, 2026
- Pooled vehicle clients · 275 to 405Feb 18, 2026 to Mar 31, 2026
- Assets in custody · unset to 1963323568.0Feb 18, 2026 to Mar 31, 2026
- Custody of client assets · false to trueFeb 18, 2026 to Mar 31, 2026
- Employees · 409 to 611Feb 18, 2026 to Mar 31, 2026
- Discretionary RAUM · $440B to $621BFeb 18, 2026 to Mar 31, 2026
- HNW RAUM · $6.1B to $7.2BFeb 18, 2026 to Mar 31, 2026
- Individual RAUM · $485M to $540MFeb 18, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $11.2M to $49.0MFeb 18, 2026 to Mar 31, 2026
- Pension RAUM · $48B to $83BFeb 18, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $304B to $435BFeb 18, 2026 to Mar 31, 2026
- RAUM · $440B to $621BFeb 18, 2026 to Mar 31, 2026
- Wrap assets (manager) · $121M to $111MFeb 18, 2026 to Mar 31, 2026
- Private funds · 30 to 31Jan 2, 2026 to Feb 18, 2026
- Private funds · 29 to 30Nov 12, 2025 to Jan 2, 2026
- Financial planning clients · 0 to 0Jun 6, 2025 to Nov 12, 2025
- Accounts · 2,877 to 3,541Feb 3, 2025 to Mar 31, 2025
- Advisory employees · 202 to 249Feb 3, 2025 to Mar 31, 2025
- BD registered reps · 8 to 6Feb 3, 2025 to Mar 31, 2025
- Charity clients · 16 to 23Feb 3, 2025 to Mar 31, 2025
- Corporate clients · 568 to 708Feb 3, 2025 to Mar 31, 2025
- HNW clients · 643 to 841Feb 3, 2025 to Mar 31, 2025
- Individual clients · 20 to 53Feb 3, 2025 to Mar 31, 2025
- Pension plan clients · 26 to 28Feb 3, 2025 to Mar 31, 2025
- Pooled vehicle clients · 238 to 275Feb 3, 2025 to Mar 31, 2025
- Employees · 389 to 409Feb 3, 2025 to Mar 31, 2025
- Private funds · 28 to 29Feb 3, 2025 to Mar 31, 2025
- Discretionary RAUM · $405B to $440BFeb 3, 2025 to Mar 31, 2025
- HNW RAUM · $4.3B to $6.1BFeb 3, 2025 to Mar 31, 2025
- Individual RAUM · $527M to $485MFeb 3, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $10.7M to $11.2MFeb 3, 2025 to Mar 31, 2025
- Pension RAUM · $50B to $48BFeb 3, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $264B to $304BFeb 3, 2025 to Mar 31, 2025
Signals
18 dated events
- Goldman Sachs Asset Management International reported RAUM $621.0B, up 41% from $440.2B (2026-02-18 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Goldman Sachs Asset Management International reported RAUM $405.2B, up 29% from $315.3B (2024-02-26 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- H James Reynolds (Director) appeared on Schedule A of Goldman Sachs Asset Management InternationalFeb 26, 2024 · Control person joined · fact
- Shelley Rebecca Fuller (Director) appeared on Schedule A of Goldman Sachs Asset Management InternationalSep 15, 2023 · Control person joined · fact
- Robert James Garman (Director) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2023-08-01, absent 2023-09-15)Sep 15, 2023 · Control person left · inference
- Satish Bapat (Director And Chief Operating Officer) appeared on Schedule A of Goldman Sachs Asset Management InternationalAug 1, 2023 · Control person joined · fact
- Robert James Garman (Director) appeared on Schedule A of Goldman Sachs Asset Management InternationalJun 16, 2023 · Control person joined · fact
- Lorna Petra Monteiro (Director And Chief Financial Officer) appeared on Schedule A of Goldman Sachs Asset Management InternationalJun 16, 2023 · Control person joined · fact
- Sophie Carinne Withey (Director) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2022-12-14, absent 2023-01-05)Jan 5, 2023 · Control person left · inference
- Raymond Glenn Thorpe (Director, Chief Operating Officer) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2022-12-14, absent 2023-01-05)Jan 5, 2023 · Control person left · inference
- Jean Kristy Owen-Jardine (Director) appeared on Schedule A of Goldman Sachs Asset Management InternationalJul 22, 2022 · Control person joined · fact
- Nmn Michael Holmes (Chief Financial Officer, Director) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2022-03-31, absent 2022-05-18)May 18, 2022 · Control person left · inference
- Anne Lisa Donnelly (Director) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2021-12-16, absent 2022-01-24)Jan 24, 2022 · Control person left · inference
- Nmn Karen Sharpe (Director) appeared on Schedule A of Goldman Sachs Asset Management InternationalOct 8, 2021 · Control person joined · fact
- Nmn Karen Sharpe (Director) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2021-02-09, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Nmn Karen Sharpe (Director) appeared on Schedule A of Goldman Sachs Asset Management InternationalFeb 9, 2021 · Control person joined · fact
- Fadi Abuali (Chief Executive Officer) appeared on Schedule A of Goldman Sachs Asset Management InternationalJun 24, 2020 · Control person joined · fact
- Francis Andrew Wilson (Chief Executive Officer, Director) no longer on Schedule A of Goldman Sachs Asset Management International (listed 2019-11-08, absent 2020-02-05)Feb 5, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- Goldman Sachs Asset Management International · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- am.gs.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 44-207-774-1000reportedpublic record, Form ADV, Aug 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026