DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

J.P. Morgan Latin America Management Company, LLC.

Former SEC-registered adviserNew York, New YorkCRD 109992SEC 801-57330IAPD
Latest filing Nov 18, 2013
First filing on the tape Mar 30, 2012 · 7 filings
RAUM
$41.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$5.1M gross assets
History
7 filings and snapshots on the tape
RAUM$41.9M as of Apr 1, 2013
Mar 30, 2012$10.1M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2013
Mar 30, 20120 then
Employees (5.A): 3
Private funds3 as of Apr 1, 2013
Mar 30, 20123 then
RAUM +316% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Nov 18, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+316%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J.P. Morgan Partners Latin America, L.P.Private Equity Fund$3.4M117Mar 30, 2012
      J.P. Morgan Partners Latin America Offshore, L.P.Private Equity Fund$1.5M2Mar 30, 2012
      J.P. Morgan Partners Latin America (Cayman), L.P.Private Equity Fund$218,93699Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Ana Capella · Managing Directorcontrol
        since 01/2011 · owns less than 5%
      • P Brian Flanagan · Cfocontrol
        since 02/2013 · owns less than 5%
      • Warren Richard Smith · Presidentcontrol
        since 01/2013 · owns less than 5%
      • E Eileen Ryan · Chief Compliance Officer
        since 03/2007 · owns less than 5%
      Entity owners
      • J.P. Morgan Investment Partners, L.P. · Managing Member
        direct · owns 75% or more
      • J.P. Morgan Chase & Co. Inc. · Owner
        indirect · owns 75% or more of J.P. Morgan Capital Corporation · public reporting company
      • Jpmp Capital, LLC (F/K/A J.P. Morgan Capital Corporation) · Owner
        indirect · owns 25% to 50% of J.P. Morgan Investment Partners, L.P.
      Related persons
      Schedule D 7.A
      Advisers that list J.P. Morgan Latin America Management Company, LLC. as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 3
        Jan 15, 2013 to Apr 1, 2013
      • Employees · 5 to 3
        Jan 15, 2013 to Apr 1, 2013
      • Discretionary RAUM · $10.1M to $41.9M
        Jan 15, 2013 to Apr 1, 2013
      • RAUM · $10.1M to $41.9M
        Jan 15, 2013 to Apr 1, 2013
      • Advisory employees · unset to 5.0
        Jun 14, 2012 to Jan 15, 2013
      • Employees · unset to 5.0
        Jun 14, 2012 to Jan 15, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026