DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jpmorgan Partners

Former SEC-registered adviserNew York, New YorkCRD 110373SEC 801-58234IAPD
Legal name J.P. Morgan Partners, LLC
Latest filing May 18, 2018
First filing on the tape Mar 30, 2012 · 22 filings
RAUM
$38.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
$8.1M gross assets
History
22 filings and snapshots on the tape
RAUM$38.9M as of Mar 27, 2018
Mar 30, 2012$2.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2018
Mar 30, 20120 then
Employees (5.A)10 as of Mar 27, 2018
Apr 1, 20133 then
Private funds9 as of Mar 27, 2018
Mar 30, 201240 then
RAUM -85% over the last fiscal year-61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 18, 2018; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$2.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-85%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$22.1M, 12 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$38.9M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
17reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$22.1M for 12 clientsreported
Compensation
performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      45 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      J.P. Morgan Capital, L.P.no longer reportedPrivate Equity Fund$81.2M2Mar 30, 2012
      Chase 1998 Pool Participation Fund, L.P.no longer reportedPrivate Equity Fund$14.9M6Mar 30, 2012
      Chase 1999/2000 Pool Participation Fund, L.P.no longer reportedPrivate Equity Fund$7.2M3Mar 30, 2012
      J.P. Morgan Partners Global Investors L.P.no longer reportedPrivate Equity Fund$6.6M36Mar 30, 2012
      Chase 1998 Pool Participation Parallel Fund, L.P.no longer reportedPrivate Equity Fund$5.8M3Mar 30, 2012
      J.P. Morgan Partners Global Investors (Selldown) II, L.Pno longer reportedPrivate Equity Fund$5.7M15Mar 30, 2012
      Asia Opportunity Fund, L.P.Private Equity Fund$5.7M61Mar 30, 2012
      J.P. Morgan Partners Global Investors (Cayman), L.P.no longer reportedPrivate Equity Fund$4.2M22Mar 30, 2012
      J.P. Morgan Partners Global Investors (Cayman) IV, L.P.no longer reportedPrivate Equity Fund$4.1M7Mar 30, 2012
      J.P. Morgan Partners Global Investors (Selldown), L.Pno longer reportedPrivate Equity Fund$3.4M22Mar 30, 2012
      J.P. Morgan Partners Global Investors A, L.P.no longer reportedPrivate Equity Fund$1.9M3Mar 30, 2012
      Chase 1999/2000 Pool Participation Parallel Fund I, C.V.no longer reportedPrivate Equity Fund$1.7M2Mar 30, 2012
      Chase 1999/2000 Pool Participation Parallel Fund, C.V.no longer reportedPrivate Equity Fund$1.7M2Mar 30, 2012
      J.P. Morgan Partners Global Investors (Cayman/Selldown) IV, L.P.no longer reportedPrivate Equity Fund$1.4M6Mar 30, 2012
      Bear Growth Capital Partners, LPPrivate Equity Fund$1.4M23Mar 30, 2012
      J.P. Morgan Partners Global Investors (Cayman) II, L.P.no longer reportedPrivate Equity Fund$1.4M3Mar 30, 2012
      Jpmp Co-Invest Partners, L.P.no longer reportedPrivate Equity Fund$1.2M116Apr 1, 2013
      Technology Coinvestors Employee Fund, L.P.no longer reportedPrivate Equity Fund$1.1M86Apr 1, 2013
      J.P. Morgan 2001 Pool Participation Fund (Foundation), L.P.no longer reportedPrivate Equity Fund$942,5353Mar 30, 2012
      Jpmp Gco Equity Investors, L.P.no longer reportedPrivate Equity Fund$678,76818Mar 30, 2012
      Chase 2000 Pool Participation Foundation Fund, L.P.no longer reportedPrivate Equity Fund$532,9743Mar 30, 2012
      J.P. Morgan 2002 Pool Participation Fund (Foundation), L.P.no longer reportedPrivate Equity Fund$507,3393Mar 30, 2012
      Caip Co-Investment Fund Parallel Fund (I) C.V.Private Equity Fund$414,7661Mar 30, 2012
      Chase 2000 Pool Participation Fund, L.P.no longer reportedPrivate Equity Fund$321,0062Mar 30, 2012
      J.P. Morgan Partners Global Investors (Selldown) II-A, L.PPrivate Equity Fund$277,36616Mar 30, 2012
      J.P. Morgan Partners Global Investors (H&Q Employees), L.P.no longer reportedPrivate Equity Fund$249,77029Mar 27, 2015
      Ccp Friends 2000 -2, L.P.no longer reportedPrivate Equity Fund$241,622105Mar 30, 2012
      Jpmp Friends 2003-2, L.P.no longer reportedPrivate Equity Fund$205,54114Mar 30, 2012
      Caip Co-Investment Fund Parallel Fund (II) C.V.Private Equity Fund$184,8301Mar 30, 2012
      Jpmp Friends 2002-1, L.P.no longer reportedPrivate Equity Fund$178,64925Mar 30, 2012
      Jpmp Co-Invest Partners 2005, L.P.no longer reportedPrivate Equity Fund$159,87041Apr 1, 2013
      J.P. Morgan Partners Global Investors (Cayman) III, L.P.Private Equity Fund$142,78927Mar 30, 2012
      Ccp Friends 2001-2, L.P.no longer reportedPrivate Equity Fund$127,46346Mar 30, 2012
      Jpmp Friends 2002-2, L.P.no longer reportedPrivate Equity Fund$126,25616Mar 30, 2012
      Hw Co-Investors, LLCno longer reportedPrivate Equity Fund$121,5343Mar 30, 2012
      Ccp Friends 2000 -1, L.P.no longer reportedPrivate Equity Fund$108,73456Mar 30, 2012
      Ccp Friends 2001-1, L.P.no longer reportedPrivate Equity Fund$81,72332Mar 30, 2012
      J.P. Morgan Partners Global Investors (Cayman/Selldown) III, L.P.Private Equity Fund$46,60119Mar 30, 2012
      Jpmp Friends 2003-1, L.P.no longer reportedPrivate Equity Fund$45,11811Mar 30, 2012
      Jpmp Friends 2004-1 Partners, L.P.Private Equity Fund$5,75937Mar 30, 2012
      All funds of Jpmorgan Partners
      Owners and control persons
      Schedule A and B, latest filing
      • Ana Capella · Managing Directorcontrol
        since 01/2011 · owns less than 5%
      • P Brian Flanagan · Cfocontrol
        since 02/2013 · owns less than 5%
      • Warren Richard Smith · Presidentcontrol
        since 01/2013 · owns less than 5%
      • W Adyo Sampson · Chief Compliance Officer
        since 05/2018 · owns less than 5%
      Entity owners
      • Jpmp Capital Corp. · Managing Member
        direct · owns 75% or more
      • J.P. Morgan Chase & Co. · Shareholder
        indirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
      • Jpmorgan Chase Holdings LLC · Shareholder
        indirect · owns 75% or more of Jpmp Capital Corp.
      Related persons
      Schedule D 7.A
      • Asia Opportunity Company
        pooled vehicle sponsorn
      • Bear Stearns Asset Management Inc.
        investment adviserpooled vehicle sponsorn
      • Bgcp Gp, LLC
        pooled vehicle sponsorn
      • J.P. Morgan Investment Management Inc.
        investment adviserbankpooled vehicle sponsornRAUM $3519B
      • J.P. Morgan Partners (Bhca), L.P.
        pooled vehicle sponsorn
      • J.P. Morgan Private Investments Inc.
        investment adviserbanknRAUM $470B
      • J.P. Morgan Securities LLC
        broker-dealerinvestment advisertrust companyCPO or CTAreal estatenRAUM $430B
      • Jpmorgan Chase Bank N.A.
        investment adviserbankpooled vehicle sponsorCPO or CTAcustodiann
      • Jpmp Capital Corp.
        pooled vehicle sponsorn
      • Jpmp Global Investors, L.P.
        pooled vehicle sponsorn
      • Jpmp Master Fund Manager, L.P.
        pooled vehicle sponsorn
      • Oep Co-Investors Management II, Ltd.
        pooled vehicle sponsorn
      • Oep Co-Investors Management III, Ltd.
        pooled vehicle sponsorn
      Advisers that list Jpmorgan Partners as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 25 to 17
        Mar 24, 2017 to Mar 27, 2018
      • Advisory activities · 2 to 1
        Mar 24, 2017 to Mar 27, 2018
      • Pooled vehicle clients · unset to 17.0
        Mar 24, 2017 to Mar 27, 2018
      • Assets in custody · $46.9M to $22.1M
        Mar 24, 2017 to Mar 27, 2018
      • Other offices · unset to 0.0
        Mar 24, 2017 to Mar 27, 2018
      • Private funds · 22 to 9
        Mar 24, 2017 to Mar 27, 2018
      • Discretionary RAUM · $252M to $38.9M
        Mar 24, 2017 to Mar 27, 2018
      • Pooled vehicle RAUM · unset to 38912000.0
        Mar 24, 2017 to Mar 27, 2018
      • RAUM · $252M to $38.9M
        Mar 24, 2017 to Mar 27, 2018
      • Accounts · 26 to 25
        Feb 9, 2017 to Mar 24, 2017
      • Assets in custody · $71.9M to $46.9M
        Feb 9, 2017 to Mar 24, 2017
      • Private funds · 23 to 22
        Feb 9, 2017 to Mar 24, 2017
      • Discretionary RAUM · $277M to $252M
        Feb 9, 2017 to Mar 24, 2017
      • RAUM · $277M to $252M
        Feb 9, 2017 to Mar 24, 2017
      • Accounts · 27 to 26
        Jun 8, 2015 to Mar 28, 2016
      • Assets in custody · $471M to $71.9M
        Jun 8, 2015 to Mar 28, 2016
      • Private funds · 24 to 23
        Jun 8, 2015 to Mar 28, 2016
      • Discretionary RAUM · $676M to $277M
        Jun 8, 2015 to Mar 28, 2016
      • RAUM · $676M to $277M
        Jun 8, 2015 to Mar 28, 2016
      • Assets in custody · $1.3B to $471M
        Jan 16, 2015 to Mar 27, 2015
      • Employees · 11 to 10
        Jan 16, 2015 to Mar 27, 2015
      • Private funds · 23 to 24
        Jan 16, 2015 to Mar 27, 2015
      • Discretionary RAUM · $1.3B to $676M
        Jan 16, 2015 to Mar 27, 2015
      • RAUM · $1.3B to $676M
        Jan 16, 2015 to Mar 27, 2015
      • Accounts · 51 to 27
        Nov 15, 2013 to Mar 21, 2014
      • Advisory employees · 3 to 2
        Nov 15, 2013 to Mar 21, 2014
      • Assets in custody · $1.3B to $1.3B
        Nov 15, 2013 to Mar 21, 2014
      • Employees · 3 to 11
        Nov 15, 2013 to Mar 21, 2014
      • Private funds · 41 to 23
        Nov 15, 2013 to Mar 21, 2014
      • Discretionary RAUM · $1.3B to $1.3B
        Nov 15, 2013 to Mar 21, 2014
      • RAUM · $1.3B to $1.3B
        Nov 15, 2013 to Mar 21, 2014
      • Accounts · 53 to 51
        Jan 15, 2013 to Apr 1, 2013
      • Advisory employees · 5 to 3
        Jan 15, 2013 to Apr 1, 2013
      • Employees · 5 to 3
        Jan 15, 2013 to Apr 1, 2013
      • Private funds · 40 to 41
        Jan 15, 2013 to Apr 1, 2013
      • Discretionary RAUM · $2.8B to $1.3B
        Jan 15, 2013 to Apr 1, 2013
      • RAUM · $2.8B to $1.3B
        Jan 15, 2013 to Apr 1, 2013
      • Advisory employees · unset to 5.0
        Jun 14, 2012 to Jan 15, 2013
      • Employees · unset to 5.0
        Jun 14, 2012 to Jan 15, 2013
      Signals
      1 dated events
      • Jpmorgan Partners reported RAUM $38.9M, down 85% from $251.6M (2017-03-24 to 2018-03-27)
        Mar 27, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026