DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cedrus
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Daley Haggar | Cedrus independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 1, 2019 | May 10, 2019 (39 d) |
| Jeremy Frederick Fawcett | Cedrus independent RIA | Equitable Advisors, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 10, 2019 | Jan 8, 2019 |
| John Henry Geringer | Cedrus independent RIA | Shepherd Kaplan LLC asset manager | Other | Dec 12, 2018 | Jan 1, 2025 (2212 d) |
| John Alexander Scott, III | Cedrus other | Next Financial Group, Inc. other | Other | Dec 31, 2005 | Jul 29, 2005 |
| Mitchell Bruce Moore | Cedrus other | Next Financial Group, Inc. other | Other | Oct 5, 2005 | Jul 29, 2005 |
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5 moves match.