DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Schwarz Investment Partners
Latest filing Sep 14, 2026
First filing on the tape Feb 23, 2022 · 17 filings
SEC status approved since Apr 27, 2022
RAUM
$185M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$181M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$92.4M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$185M as of May 14, 2026
Mar 6, 2023$107M then
HNW client RAUM$40.7M as of May 14, 2026
Mar 6, 2023$22.1M then
State-registered IARs (5.B.3)2 as of May 14, 2026
Mar 6, 20232 then
Employees (5.A)3 as of May 14, 2026
Mar 6, 20232 then
Private funds: no history
RAUM +14% over the last fiscal year+20% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $92.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 357derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $202,513derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$140M76%
- High-net-worth individuals$40.7M22%
- Corporations and businesses$3.4M1.8%
- Pension and profit-sharing plans$555,0610.3%
- Charitable organizations$194,6500.1%
- Individual clients
- 693reported
- HNW clients
- 21reported
- Pension plan clients
- 1reported
- Charitable clients
- 1reported
- Accounts
- 913reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert Wayne SchwarzCertified Financial Planner | Silver Lake, Ks | Mar 13, 2001 | 35 y | 0 |
| Mark Benjamin Johnson | Silver Lake, Ks | Aug 6, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Logan Thomas Wolfley to Triad Wealth Partners, LLCMay 17, 2022 · RIA to a newly registered adviser
- Robert Cole Schwarz to Private Advisor Group, LLCJun 30, 2016 · Other
Joined, latest
- Logan Thomas Wolfley from Ofg Financial Services, Inc.Nov 5, 2021 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Wayne Robert Schwarz · Chief Compliance Officer And Presidentcontrolsince 01/2003 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Silver Lake, Ks · principal | 2 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Sep 14, 2026financial planning (Item 5.G.1): no on the filing of 2026-05-14, yes on the filing of 2026-09-14peers: independent wealth managers, $100M to $500M (5,676)
- business activity changedChange between filings · filing Sep 14, 2026pension consulting (Item 5.G.6): no on the filing of 2026-05-14, yes on the filing of 2026-09-14peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Advisory activities · 1 to 4May 14, 2026 to Sep 14, 2026
- Financial planning clients · 0 to 0May 14, 2026 to Sep 14, 2026
- Succession · false to unsetMay 14, 2026 to Sep 14, 2026
- Business name · COBLER CAPITAL MANAGEMENT, LLC to SCHWARZ INVESTMENT PARTNERSJan 8, 2026 to May 14, 2026
- Accounts · 879 to 913Feb 28, 2025 to Jan 8, 2026
- Advisory employees · 3 to 2Feb 28, 2025 to Jan 8, 2026
- BD registered reps · 2 to 1Feb 28, 2025 to Jan 8, 2026
- HNW clients · 19 to 21Feb 28, 2025 to Jan 8, 2026
- Individual clients · 641 to 693Feb 28, 2025 to Jan 8, 2026
- Pension plan clients · 0 to 1Feb 28, 2025 to Jan 8, 2026
- Financial planning clients · to 0Feb 28, 2025 to Jan 8, 2026
- State-registered IARs · 3 to 2Feb 28, 2025 to Jan 8, 2026
- Legal name · COBLER CAPITAL MANAGEMENT, LLC to SCHWARZ INVESTMENT PARTNERSFeb 28, 2025 to Jan 8, 2026
- Organization form · Limited Liability Company to CorporationFeb 28, 2025 to Jan 8, 2026
- Discretionary RAUM · $162M to $185MFeb 28, 2025 to Jan 8, 2026
- HNW RAUM · $34.7M to $40.7MFeb 28, 2025 to Jan 8, 2026
- Individual RAUM · $125M to $140MFeb 28, 2025 to Jan 8, 2026
- Pension RAUM · unset to 555061.0Feb 28, 2025 to Jan 8, 2026
- RAUM · $162M to $185MFeb 28, 2025 to Jan 8, 2026
- Accounts · 835 to 879Sep 10, 2024 to Feb 28, 2025
- Corporate clients · 2 to 1Sep 10, 2024 to Feb 28, 2025
- HNW clients · 13 to 19Sep 10, 2024 to Feb 28, 2025
- Individual clients · 593 to 641Sep 10, 2024 to Feb 28, 2025
- Financial planning clients · 0 to Sep 10, 2024 to Feb 28, 2025
- Discretionary RAUM · $127M to $162MSep 10, 2024 to Feb 28, 2025
- HNW RAUM · $22.2M to $34.7MSep 10, 2024 to Feb 28, 2025
- Individual RAUM · $102M to $125MSep 10, 2024 to Feb 28, 2025
- RAUM · $127M to $162MSep 10, 2024 to Feb 28, 2025
- Advisory employees · 2 to 3May 7, 2024 to Sep 10, 2024
- Employees · 2 to 3May 7, 2024 to Sep 10, 2024
- State-registered IARs · 2 to 3May 7, 2024 to Sep 10, 2024
- Accounts · 789 to 835Nov 30, 2023 to Feb 14, 2024
- Corporate clients · 3 to 2Nov 30, 2023 to Feb 14, 2024
- HNW clients · 15 to 13Nov 30, 2023 to Feb 14, 2024
- Individual clients · 770 to 593Nov 30, 2023 to Feb 14, 2024
- Discretionary RAUM · $116M to $127MNov 30, 2023 to Feb 14, 2024
- HNW RAUM · $23.0M to $22.2MNov 30, 2023 to Feb 14, 2024
- Individual RAUM · $91.1M to $102MNov 30, 2023 to Feb 14, 2024
- RAUM · $116M to $127MNov 30, 2023 to Feb 14, 2024
- Accounts · 756 to 789Jul 11, 2023 to Oct 27, 2023
Signals
3 dated events
- Katherine Cassidy Mcmaster no longer registered at Schwarz Investment Partners; no later IA registration on IAPDJan 7, 2026 · Advisor departure · fact
- Logan Thomas Wolfley left Schwarz Investment Partners for Triad Wealth Partners, Llc (registered 2023-10-04)May 17, 2022 · Advisor changed firm · fact
- Cobler Capital Management, Llc filed its initial SEC registration (Form ADV)Feb 23, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- schwarzinvestmentpartners.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (785) 582-5805reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $92.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026