DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Horizon Wealth Advisors
Legal name Horizon Advisors, LLC
Latest filing Sep 9, 2026
First filing on the tape Mar 30, 2012 · 37 filings
SEC status approved since Jan 15, 2003
RAUM
$451M
reported, Item 5.F
Discretionary
85%
of RAUM
Private clients
99%
$446M individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$451M as of Mar 12, 2026
Mar 30, 2012$192M then
HNW client RAUM$416M as of Mar 12, 2026
Mar 26, 2018$193M then
State-registered IARs (5.B.3)3 as of Mar 12, 2026
Mar 30, 20120 then
Employees (5.A)4 as of Mar 12, 2026
Mar 19, 20135 then
Private funds: no history
RAUM +11% over the last fiscal year+10.0% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 9, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $519,482derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 85%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.5derivedItem 5.A over advisors
- Advisors per office
- 8.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $19.5M, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$416M92%
- Individuals$30.4M6.7%
- Corporations and businesses$3.3M0.7%
- Charitable organizations$2.2M0.5%
- Individual clients
- 96reported
- HNW clients
- 94reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 869reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $19.5M for 17 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lawrence Edward MaddoxCertified Financial Planner | Houston, Tx | Feb 28, 2000 | 41 y | 0 |
| Owen Mcbee MurrayChartered Financial Analyst | Houston, Tx | Mar 23, 2005 | 25 y | 1 |
| Rebecca Jo Mcelroy | Houston, Tx | Feb 29, 2016 | 15 y | 0 |
| Colin Michael LeeCertified Financial Planner | Houston, Tx | Sep 16, 2017 | 11 y | 1 |
| Jennifer Marie Youngblood | Houston, Tx | Jul 11, 2018 | 13 y | 0 |
| Joseph Wilmot Thomson | Houston, Tx | Nov 16, 2021 | 41 y | 1 |
| Bradley Allan HughesCertified Financial Planner | Houston, Tx | Sep 18, 2024 | 12 y | 1 |
| Louis Douglas Hopper | Houston, Tx | Jul 1, 2026 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Ryan Christopher Vogl to Creative PlanningMay 7, 2018 · RIA to RIA
- Henry Stanton Bragg to Hill Investment GroupJan 16, 2014 · Other
- Joseph O'Malley to J.P. Morgan Securities LLCSep 28, 2005 · Other
Joined, latest
- Louis Douglas Hopper from Drumond Wealth ManagementJul 1, 2026 · Other
- Bradley Allan Hughes from Edward JonesSep 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Colin Michael Lee from Securian Financial Services, Inc.Sep 16, 2017 · Other
- Owen Mcbee Murray from Roxbury Capital Management LLCMar 23, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Edward Lawrence Maddox · Partner, President And Chief Compliance Officercontrolsince 04/1999 · owns 50% to 75%
- Mcbee Owen Murray · Partner, Director Of Investment Researchcontrolsince 01/2011 · owns 10% to 25%
- Michael Colin Lee · Partner, Director Of Financial Planningsince 12/2020 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Houston, Tx · principal | 8 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 101-250 to 101-250Mar 12, 2026 to Sep 9, 2026
- Related adviser · false to unsetMar 12, 2026 to Sep 9, 2026
- Related bank · false to unsetMar 12, 2026 to Sep 9, 2026
- Related broker-dealer · false to unsetMar 12, 2026 to Sep 9, 2026
- Related insurance company · false to unsetMar 12, 2026 to Sep 9, 2026
- Succession · false to unsetMar 12, 2026 to Sep 9, 2026
- Accounts · 801 to 869Feb 25, 2025 to Mar 12, 2026
- Advisory employees · 3 to 4Feb 25, 2025 to Mar 12, 2026
- Corporate clients · 6 to 7Feb 25, 2025 to Mar 12, 2026
- HNW clients · 83 to 94Feb 25, 2025 to Mar 12, 2026
- Individual clients · 87 to 96Feb 25, 2025 to Mar 12, 2026
- Assets in custody · $22.1M to $19.5MFeb 25, 2025 to Mar 12, 2026
- Employees · 5 to 4Feb 25, 2025 to Mar 12, 2026
- Discretionary RAUM · $335M to $382MFeb 25, 2025 to Mar 12, 2026
- HNW RAUM · $368M to $416MFeb 25, 2025 to Mar 12, 2026
- Individual RAUM · $26.5M to $30.4MFeb 25, 2025 to Mar 12, 2026
- Non-discretionary RAUM · $71.6M to $69.2MFeb 25, 2025 to Mar 12, 2026
- RAUM · $407M to $451MFeb 25, 2025 to Mar 12, 2026
- Accounts · 762 to 801Mar 7, 2024 to Feb 25, 2025
- HNW clients · 74 to 83Mar 7, 2024 to Feb 25, 2025
- Individual clients · 91 to 87Mar 7, 2024 to Feb 25, 2025
- Pension plan clients · 1.0 to unsetMar 7, 2024 to Feb 25, 2025
- Assets in custody · $25.0M to $22.1MMar 7, 2024 to Feb 25, 2025
- Financial planning clients · 101-250 to 101-250Mar 7, 2024 to Feb 25, 2025
- Discretionary RAUM · $306M to $335MMar 7, 2024 to Feb 25, 2025
- HNW RAUM · $336M to $368MMar 7, 2024 to Feb 25, 2025
- Individual RAUM · $26.3M to $26.5MMar 7, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $68.9M to $71.6MMar 7, 2024 to Feb 25, 2025
- Pension RAUM · 2010674.0 to unsetMar 7, 2024 to Feb 25, 2025
- RAUM · $375M to $407MMar 7, 2024 to Feb 25, 2025
- Accounts · 729 to 762Feb 16, 2023 to Feb 12, 2024
- Advisory activities · 3 to 5Feb 16, 2023 to Feb 12, 2024
- Corporate clients · 5 to 6Feb 16, 2023 to Feb 12, 2024
- HNW clients · 66 to 74Feb 16, 2023 to Feb 12, 2024
- Individual clients · 102 to 91Feb 16, 2023 to Feb 12, 2024
- Assets in custody · $20.0M to $25.0MFeb 16, 2023 to Feb 12, 2024
- Employees · 4 to 5Feb 16, 2023 to Feb 12, 2024
- Discretionary RAUM · $274M to $306MFeb 16, 2023 to Feb 12, 2024
- HNW RAUM · $298M to $336MFeb 16, 2023 to Feb 12, 2024
- Individual RAUM · $28.5M to $26.3MFeb 16, 2023 to Feb 12, 2024
Signals
1 dated events
- Wilmot Joseph Thomson (Vice President, Secretary) no longer on Schedule A of Horizon Wealth Advisors (listed 2020-11-19, absent 2021-01-04)Jan 4, 2021 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@horizon-advisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 713-748-7000reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- HORIZON-ADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 713-748-7000reportedpublic record, Form ADV, Sep 9, 2026
- Team page
- horizon-advisors.com/team/owen-murrayreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026