DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Millennium Advisory Services, Inc.

Former SEC-registered adviserGlen Allen, VirginiaCRD 116057SEC 801-80969websiteIAPD
Latest filing Jan 27, 2025
First filing on the tape Mar 26, 2012 · 41 filings
SEC status approved since Feb 18, 2015
RAUM
$708M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$708M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
29
18 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$708M as of Jan 27, 2025
Mar 26, 2012$56.6M then
HNW client RAUM$173M as of Jan 27, 2025
Mar 29, 2018$30.8M then
State-registered IARs (5.B.3)24 as of Jan 27, 2025
Mar 18, 201610 then
Employees (5.A)29 as of Jan 27, 2025
Mar 18, 201612 then
Private funds: no history
RAUM +0.0% over the last fiscal year+6.9% a year over threeIARs 24 to 24
Practice profile
derived from the filing of Jan 27, 2025; every figure names its basis
RAUM per advisor
$29.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
115derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$946,517derivedHNW RAUM over HNW clients
Average account
$257,373derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
4.8derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+0.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+0.0%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
Financial planning clients
2,500reportedItem 5.H
Custody
$54.9M, 231 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$534M76%
  • High-net-worth individuals$173M24%
Individual clients
2,566reported
HNW clients
183reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2,749reported
Financial planning clients
2,500reported
Wrap fee programs
noreported
Custody of client assets
$54.9M for 231 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Andrew Steven Cooper · Chief Compliance Officer / Director Of Operationscontrol
      since 01/2020 · owns less than 5%
    • Bernard Paul Hunt · Presidentcontrol
      since 09/2021 · owns less than 5%
    Entity owners
    • Hub International Limited · Sole Shareholder
      direct · owns 75% or more
    • Hockey Intermediate Inc · Shareholder
      indirect · owns 75% or more of Hub International Limited
    • Hockey Investments L.P. · Limited Partner
      indirect · owns 50% to 75% of Hockey Parent Holdings L.P.
    • Hockey Parent Holdings Gp, LLC · General Partner
      indirect · owns F of Hockey Parent Holdings L.P.
    • Hockey Parent Holdings L.P. · Shareholder
      indirect · owns 75% or more of Hockey Parent Inc
    • Hockey Parent Inc · Shareholder
      indirect · owns 75% or more of Hockey Investments L.P.
    Related persons
    Schedule D 7.A
    Advisers that list Millennium Advisory Services, Inc. as a related person
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Chapel Hill, Nc000
    Glen Allen, Va · principal000
    St Petersburg, Fl000
    Carmel, In000
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 2,505 to 2,749
      Sep 12, 2023 to Mar 15, 2024
    • Advisory employees · 17 to 18
      Sep 12, 2023 to Mar 15, 2024
    • HNW clients · 111 to 183
      Sep 12, 2023 to Mar 15, 2024
    • Individual clients · 2,394 to 2,566
      Sep 12, 2023 to Mar 15, 2024
    • Assets in custody · $43.6M to $54.9M
      Sep 12, 2023 to Mar 15, 2024
    • Employees · 28 to 29
      Sep 12, 2023 to Mar 15, 2024
    • State-registered IARs · 20 to 24
      Sep 12, 2023 to Mar 15, 2024
    • Other offices · 0 to 4
      Sep 12, 2023 to Mar 15, 2024
    • Discretionary RAUM · $530M to $708M
      Sep 12, 2023 to Mar 15, 2024
    • HNW RAUM · $106M to $173M
      Sep 12, 2023 to Mar 15, 2024
    • Individual RAUM · $424M to $534M
      Sep 12, 2023 to Mar 15, 2024
    • RAUM · $530M to $708M
      Sep 12, 2023 to Mar 15, 2024
    • Accounts · 2,279 to 2,505
      Dec 8, 2022 to Mar 24, 2023
    • Advisory employees · 16 to 17
      Dec 8, 2022 to Mar 24, 2023
    • HNW clients · 145 to 111
      Dec 8, 2022 to Mar 24, 2023
    • Individual clients · 2,134 to 2,394
      Dec 8, 2022 to Mar 24, 2023
    • Assets in custody · $43.0M to $43.6M
      Dec 8, 2022 to Mar 24, 2023
    • Employees · 25 to 28
      Dec 8, 2022 to Mar 24, 2023
    • Discretionary RAUM · $580M to $530M
      Dec 8, 2022 to Mar 24, 2023
    • HNW RAUM · $140M to $106M
      Dec 8, 2022 to Mar 24, 2023
    • Individual RAUM · $440M to $424M
      Dec 8, 2022 to Mar 24, 2023
    • RAUM · $580M to $530M
      Dec 8, 2022 to Mar 24, 2023
    • Accounts · 1,918 to 2,279
      Jan 18, 2022 to Mar 29, 2022
    • Advisory employees · 15 to 16
      Jan 18, 2022 to Mar 29, 2022
    • HNW clients · 96 to 145
      Jan 18, 2022 to Mar 29, 2022
    • Individual clients · 1,822 to 2,134
      Jan 18, 2022 to Mar 29, 2022
    • Assets in custody · $29.0M to $43.0M
      Jan 18, 2022 to Mar 29, 2022
    • Discretionary RAUM · $428M to $580M
      Jan 18, 2022 to Mar 29, 2022
    • HNW RAUM · $93.4M to $140M
      Jan 18, 2022 to Mar 29, 2022
    • Individual RAUM · $334M to $440M
      Jan 18, 2022 to Mar 29, 2022
    • RAUM · $428M to $580M
      Jan 18, 2022 to Mar 29, 2022
    • Related adviser · false to true
      Mar 19, 2021 to Sep 30, 2021
    • Related broker-dealer · false to true
      Mar 19, 2021 to Sep 30, 2021
    • Accounts · 1,631 to 1,918
      Jul 9, 2020 to Mar 19, 2021
    • Advisory employees · 16 to 15
      Jul 9, 2020 to Mar 19, 2021
    • HNW clients · 62 to 96
      Jul 9, 2020 to Mar 19, 2021
    • Individual clients · 1,569 to 1,822
      Jul 9, 2020 to Mar 19, 2021
    • Assets in custody · $22.3M to $29.0M
      Jul 9, 2020 to Mar 19, 2021
    • Employees · 26 to 25
      Jul 9, 2020 to Mar 19, 2021
    • State-registered IARs · 21 to 20
      Jul 9, 2020 to Mar 19, 2021
    Signals
    37 dated events
    • Millennium Advisory Services, Inc. no longer on the SEC adviser roster (last listed 2025-02-03, RAUM $707.5M)
      Mar 6, 2025 · Left the SEC roster · derived
    • Roy Jordan Smith left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2024-02-26)
      Feb 28, 2025 · Advisor changed firm · fact
    • Steven Andrew Cooper left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-09)
      Feb 28, 2025 · Advisor changed firm · fact
    • 2 advisors left Millennium Advisory Services, Inc. (Glen Allen, VA) for Hub Investment Partners, LLC on the same day
      Feb 28, 2025 · Team lift-out · derived
    • Coleman Jacob Fox left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-02-04)
      Feb 5, 2025 · Advisor changed firm · fact
    • Timothy David Hummel left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-02-03)
      Feb 3, 2025 · Advisor changed firm · fact
    • Steven Michael Fenner left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-02-03)
      Feb 3, 2025 · Advisor changed firm · fact
    • Antonio Tremaine Kitt left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-30)
      Jan 30, 2025 · Advisor changed firm · fact
    • Thomas Gilbert Siebers left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-30)
      Jan 30, 2025 · Advisor changed firm · fact
    • Wendelin Anthony Padek left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2024-12-23)
      Jan 29, 2025 · Advisor changed firm · fact
    • Grant Anderson Russell left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-29)
      Jan 29, 2025 · Advisor changed firm · fact
    • Charles Gentry Dyson left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-29)
      Jan 29, 2025 · Advisor changed firm · fact
    • Paul Bernard Hunt left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-28)
      Jan 29, 2025 · Advisor changed firm · fact
    • Michael George Camizzi left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-22)
      Jan 24, 2025 · Advisor changed firm · fact
    • Patrick William Dupont left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2024-12-23)
      Jan 23, 2025 · Advisor changed firm · fact
    • Ryan Michael Jacobs left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2024-12-24)
      Jan 23, 2025 · Advisor changed firm · fact
    • Danielle Ryan Dykes left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-23)
      Jan 23, 2025 · Advisor changed firm · fact
    • Erin Alkire Lambert left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-03)
      Jan 23, 2025 · Advisor changed firm · fact
    • Edward Michael Ware left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-08)
      Jan 23, 2025 · Advisor changed firm · fact
    • David Ming Jeremiah left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-23)
      Jan 23, 2025 · Advisor changed firm · fact
    • Timothy Davis Silver left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-08)
      Jan 23, 2025 · Advisor changed firm · fact
    • Bradley Tyler Schardein left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2024-12-23)
      Jan 23, 2025 · Advisor changed firm · fact
    • Cynthia Diane Howell left Millennium Advisory Services, Inc. for Hub Investment Partners, Llc (registered 2025-01-09)
      Jan 23, 2025 · Advisor changed firm · fact
    • Millennium Advisory Services, Inc.'s advisors moved to Hub Investment Partners, LLC (Glen Allen, VA): 17 of 22 registered, within 13 days
      Jan 23, 2025 · Firm absorbed (people side) · derived
    • Jared Weston Keeley left Millennium Advisory Services, Inc. for Rfg Advisory, Llc (registered 2024-08-19)
      Aug 5, 2024 · Advisor changed firm · fact
    • Ashleigh N. Lemaster left Millennium Advisory Services, Inc. for Wealthcare Capital Management Llc (registered 2026-04-09)
      May 28, 2024 · Advisor changed firm · fact
    • Millennium Advisory Services, Inc. reported RAUM $707.5M, up 33% from $530.1M (2023-09-12 to 2024-03-15)
      Mar 15, 2024 · RAUM change · derived
    • Christian P Doyle left Millennium Advisory Services, Inc. for Saling Wealth Advisors (registered 2024-02-22)
      Jan 22, 2024 · Advisor changed firm · fact
    • Fredrick Joseph Denoyior (President) no longer on Schedule A of Millennium Advisory Services, Inc. (listed 2022-04-18, absent 2022-12-08)
      Dec 8, 2022 · Control person left · inference
    • Adam Sokolic (Vice President) no longer on Schedule A of Millennium Advisory Services, Inc. (listed 2022-04-18, absent 2022-12-08)
      Dec 8, 2022 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026