DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C••••••• W••••• A•••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Mar 12, 2026 · 1 filings
RAUM
$99.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
91%
$89.8M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
- RAUM per advisor
- $19.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $559,476derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$86.4M91%
- Corporations and businesses$5.2M5.5%
- Individuals$3.5M3.6%
- Pension and profit-sharing plans$81,2020.1%
- Individual clients
- 22reported
- HNW clients
- 24reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 177reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• C•••• T••••• | Atlanta, Ga | Mar 9, 2015 | 26 y | 4 |
| T•••••• D•••• W•••••• | Atlanta, Ga | Mar 9, 2015 | 25 y | 4 |
| M••••••• G••• M•••• | Atlanta, Ga | Jun 20, 2018 | 18 y | 4 |
| R••• B••••• | Atlanta, Ga | Dec 18, 2023 | 13 y | 0 |
| J••• C•••••••• E••••••Certified Financial Planner, Chartered Financial Consultant | Atlanta, Ga | Mar 21, 2024 | 29 y | 1 |
Advisor movement
Left, latest
- W••••• R••••• to S••••• W••••• A•••••••• I•••Jun 16, 2025 · Other
- B•••• S••••••• to S•• J••• • A••••••••• I•••Nov 16, 2021 · Other
Joined, latest
- J••• C•••••••• E•••••• from M• H••••••• S••••••••• I•••Mar 21, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- W••••• R••••• from G•••••• S•••• W••••• S•••••••• L•••Sep 5, 2018 · Other
- M••••••• G••• M•••• from M••••• S••••••Jun 20, 2018 · Wirehouse to a state-registered adviser
- T•••••• D•••• W•••••• from N•• A•••••• S•••••••• L••Aug 3, 2010 · Other
- J•••••• C•••• T••••• from N•• A•••••• S•••••••• L••Sep 30, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- W••••• R••••• left C••••••• W••••• A•••••••• L•• for S••••• W••••• A•••••••• I••• (registered 2025-07-10)Jun 16, 2025 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
- C••••••• W••••• A•••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/C•••••••-WEALTH-A••••••Yreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 770-431-1260reportedpublic record, Form ADV, Mar 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026