DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Berkshire Money Management, Inc.
Latest filing Mar 11, 2026
First filing on the tape Jan 26, 2012 · 41 filings
SEC status approved since Jan 29, 2003
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$1.2B individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
22
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$1.2B as of Mar 11, 2026
Mar 26, 2012$259M then
HNW client RAUM$965M as of Mar 11, 2026
Feb 6, 2018$296M then
State-registered IARs (5.B.3)8 as of Mar 11, 2026
Mar 26, 20120 then
Employees (5.A)22 as of Mar 11, 2026
Mar 26, 20135 then
Private funds: no history
RAUM +14% over the last fiscal year+17% a year over threeIARs 8 to 8
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 88derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $519,508derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 3.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.3%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $416M, 369 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$965M79%
- Individuals$214M17%
- Corporations and businesses$26.6M2.2%
- Pension and profit-sharing plans$19.8M1.6%
- Charitable organizations$1.4M0.1%
- Individual clients
- 540reported
- HNW clients
- 335reported
- Pension plan clients
- 6reported
- Charitable clients
- 15reported
- Accounts
- 2,362reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $416M for 369 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Allen Pierre Harris | Dalton, Ma | Apr 6, 2004 | 28 y | 0 |
| Scott Christopher Little | Dalton, Ma | Jan 20, 2009 | 24 y | 0 |
| Zachary Ryan Marcotte | Dalton, Ma | Feb 10, 2014 | 18 y | 0 |
| Peter James Coughlin | Dalton, Ma | Dec 12, 2016 | 41 y | 1 |
| John Arthur Bielski | Dalton, Ma | Jul 30, 2018 | 23 y | 2 |
| Lauren Michelle Beckett | Dalton, Ma | Aug 23, 2018 | 12 y | 0 |
| Holly Kathleen Simeone | Great Barrington, Ma | Jun 21, 2022 | 11 y | 0 |
| Michael James O'Brien | Dalton, Ma | Feb 14, 2025 | 12 y | 0 |
| Peter Jeffrey Gagne | Dalton, Ma | Aug 6, 2025 | 19 y | 2 |
| Brendan Richard Bullett | Dalton, Ma | Sep 23, 2025 | 22 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Nathan Robert Tomkiewicz to Tomkiewicz Wealth ManagementApr 17, 2025 · RIA to a state-registered adviser
- Jared Reinstein to Planvision, LLCApr 11, 2024 · Other
- Ivory Jerome Johnson to Independent Financial PartnersMay 8, 2014 · Other
Joined, latest
- Brendan Richard Bullett from Commonwealth Financial NetworkSep 23, 2025 · Affiliated broker-dealer or bank to independent RIA
- Peter Jeffrey Gagne from Commonwealth Financial NetworkAug 6, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jared Reinstein from Citizens Securities, Inc.May 21, 2021 · Affiliated broker-dealer or bank to independent RIA
- John Arthur Bielski from Atlas Private Wealth Management, LLCJul 30, 2018 · RIA to RIA
- Peter James Coughlin from Wells Fargo AdvisorsDec 12, 2016 · Other
- Ivory Jerome Johnson from Scarborough Capital Management, Inc.Nov 27, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lee Stacey Carver · Co-Owner, Chief Engagement Officercontrolsince 01/2024 · owns 25% to 50%
- Pierre Allen Harris · Co-Owner, Ceo, Chief Investment Officer & Chief Compliance Officercontrolsince 04/2001 · owns 50% to 75%
- Rose Natalie Wheeler · Chief Operating Officercontrolsince 01/2020 · owns less than 5%
- Christopher Scott Little · Associate Vice Presidentsince 01/2002 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dalton, Ma · principal | 9 | 1 | 0 | ||
| Ballston Lake, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Great Barrington, MA3 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Mar 11, 2026CARVER, STACEY, LEE (CO-OWNER, CHIEF ENGAGEMENT OFFICER) appeared on Schedule A between the filings of 2021-11-18 and 2026-03-11peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,286 to 2,362Dec 11, 2025 to Mar 11, 2026
- Charity clients · 6 to 15Dec 11, 2025 to Mar 11, 2026
- HNW clients · 313 to 335Dec 11, 2025 to Mar 11, 2026
- Individual clients · 526 to 540Dec 11, 2025 to Mar 11, 2026
- Assets in custody · $395M to $416MDec 11, 2025 to Mar 11, 2026
- Employees · 18 to 22Dec 11, 2025 to Mar 11, 2026
- Discretionary RAUM · $1.1B to $1.2BDec 11, 2025 to Mar 11, 2026
- HNW RAUM · $829M to $965MDec 11, 2025 to Mar 11, 2026
- Individual RAUM · $204M to $214MDec 11, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $231,404 to $596,698Dec 11, 2025 to Mar 11, 2026
- Pension RAUM · $17.7M to $19.8MDec 11, 2025 to Mar 11, 2026
- RAUM · $1.1B to $1.2BDec 11, 2025 to Mar 11, 2026
- Accounts · 2,171 to 2,286Aug 14, 2024 to Feb 28, 2025
- Advisory employees · 9 to 8Aug 14, 2024 to Feb 28, 2025
- Charity clients · 5 to 6Aug 14, 2024 to Feb 28, 2025
- Corporate clients · 8 to 7Aug 14, 2024 to Feb 28, 2025
- HNW clients · 259 to 313Aug 14, 2024 to Feb 28, 2025
- Individual clients · 542 to 526Aug 14, 2024 to Feb 28, 2025
- Pension plan clients · 7 to 6Aug 14, 2024 to Feb 28, 2025
- Assets in custody · $314M to $395MAug 14, 2024 to Feb 28, 2025
- Employees · 19 to 18Aug 14, 2024 to Feb 28, 2025
- Financial planning clients · 11-25 to 11-25Aug 14, 2024 to Feb 28, 2025
- State-registered IARs · 9 to 8Aug 14, 2024 to Feb 28, 2025
- Discretionary RAUM · $904M to $1.1BAug 14, 2024 to Feb 28, 2025
- HNW RAUM · $662M to $829MAug 14, 2024 to Feb 28, 2025
- Individual RAUM · $203M to $204MAug 14, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $139,561 to $231,404Aug 14, 2024 to Feb 28, 2025
- Pension RAUM · $16.2M to $17.7MAug 14, 2024 to Feb 28, 2025
- RAUM · $904M to $1.1BAug 14, 2024 to Feb 28, 2025
- Accounts · 2,064 to 2,171Aug 23, 2023 to Mar 12, 2024
- Corporate clients · 6 to 8Aug 23, 2023 to Mar 12, 2024
- HNW clients · 226 to 259Aug 23, 2023 to Mar 12, 2024
- Individual clients · 543 to 542Aug 23, 2023 to Mar 12, 2024
- Pension plan clients · 9 to 7Aug 23, 2023 to Mar 12, 2024
- Assets in custody · $416M to $314MAug 23, 2023 to Mar 12, 2024
- Financial planning clients · 51-100 to 11-25Aug 23, 2023 to Mar 12, 2024
- Discretionary RAUM · $766M to $904MAug 23, 2023 to Mar 12, 2024
- HNW RAUM · $534M to $662MAug 23, 2023 to Mar 12, 2024
- Individual RAUM · $197M to $203MAug 23, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $0 to $139,561Aug 23, 2023 to Mar 12, 2024
Signals
3 dated events
- Nathan Robert Tomkiewicz left Berkshire Money Management, Inc. for Tomkiewicz Wealth Management (registered 2025-05-23)Apr 17, 2025 · Advisor changed firm · fact
- Jared Reinstein left Berkshire Money Management, Inc. for Planvision, Llc (registered 2024-05-08)Apr 11, 2024 · Advisor changed firm · fact
- Berkshire Money Management, Inc. reported RAUM $609.0M, up 29% from $470.9M (2019-04-22 to 2020-02-28)Feb 28, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@berkshiremm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-232-6072reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 413-997-2006reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/berkshiremmreportedpublic record, Form ADV, Sep 17, 2026
- Website
- BERKSHIREMM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-232-6072reportedpublic record, Form ADV, Mar 11, 2026
- Contact form
- berkshiremm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- berkshiremm.com/who-we-arereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026