DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• W••••• M••••••••• I••
Latest filing Jun 22, 2026
First filing on the tape Mar 1, 2021 · 22 filings
SEC status approved since Mar 31, 2021
RAUM
$514M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$502M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$514M as of Jun 22, 2026
Mar 4, 2022$226M then
HNW client RAUM$358M as of Jun 22, 2026
Mar 4, 2022$142M then
State-registered IARs (5.B.3)5 as of Jun 22, 2026
Mar 4, 20223 then
Employees (5.A)11 as of Jun 22, 2026
Mar 4, 20228 then
Private funds: no history
RAUM +27% over the last fiscal year+30% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jun 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 104derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $344,488derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $15.5MreportedItem 5.I
- Custody
- $2.9M, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$358M70%
- Individuals$144M28%
- Pension and profit-sharing plans$11.9M2.3%
- Individual clients
- 365reported
- HNW clients
- 156reported
- Pension plan clients
- 7reported
- Charitable clients
- 0reported
- Accounts
- 1,491reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $2.9M for 13 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• T•••• S•••• | Marietta, Ga | Jan 3, 2008 | 26 y | 0 |
| A••••• W••••• P••••Chartered Financial Analyst | Marietta, Ga | Sep 11, 2023 | 15 y | 1 |
| S••••• L••• T••••••••Certified Financial Planner | Marietta, Ga | Jun 6, 2024 | 15 y | 1 |
| M••••••• B••••• D•••• | Lexington, Ky | Oct 30, 2024 | 14 y | 0 |
| W•••••• L•• M••••••Certified Financial Planner | Marietta, Ga | Jun 4, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- M•••••• K••••• B•••• to C••••••• P•••••••Mar 3, 2025 · RIA to RIA
- M•••••• S• S••• to S•••••• S••••••••• I•••Jan 3, 2023 · RIA to RIA
- M••••••• S••••• B•••••• to D•• • E••••• L••Jul 19, 2022 · RIA to RIA
Joined, latest
- S••••• L••• T•••••••• from H••••••• F••••••••Jun 6, 2024 · RIA to RIA
- A••••• W••••• P•••• from H• W•••••Sep 11, 2023 · RIA to RIA
- M•••••• K••••• B•••• from W••••• F•••••••• A•••••••• L••Oct 20, 2022 · RIA to RIA
- M•••••• S• S••• from M•••••••• F•••••••• P••••••• I•••Sep 20, 2022 · Other
- M••••••• S••••• B•••••• from N••••••••• M••••• I••••••••• S•••••••••May 8, 2020 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| W•••• P•••••• E••••• R••• E•••••• L••no longer reported | Real Estate Fund | $900,000 | 13 | Mar 1, 2021 |
Owners and control persons
Schedule A and B, latest filing
- S••••• C••••• T•••• · President & Chief Compliance Officercontrolsince 05/2001 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Marietta, Ga · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,398 to 1,491Jan 20, 2026 to Mar 28, 2026
- Advisory employees · 4 to 5Jan 20, 2026 to Mar 28, 2026
- HNW clients · 121 to 156Jan 20, 2026 to Mar 28, 2026
- Individual clients · 366 to 365Jan 20, 2026 to Mar 28, 2026
- Pension plan clients · 6 to 7Jan 20, 2026 to Mar 28, 2026
- Assets in custody · $5.8M to $2.9MJan 20, 2026 to Mar 28, 2026
- Employees · 10 to 11Jan 20, 2026 to Mar 28, 2026
- State-registered IARs · 4 to 5Jan 20, 2026 to Mar 28, 2026
- Discretionary RAUM · $399M to $502MJan 20, 2026 to Mar 28, 2026
- HNW RAUM · $262M to $358MJan 20, 2026 to Mar 28, 2026
- Individual RAUM · $137M to $144MJan 20, 2026 to Mar 28, 2026
- Non-discretionary RAUM · $5.7M to $11.9MJan 20, 2026 to Mar 28, 2026
- Pension RAUM · $5.7M to $11.9MJan 20, 2026 to Mar 28, 2026
- RAUM · $405M to $514MJan 20, 2026 to Mar 28, 2026
- Accounts · 1,197 to 1,398Jul 26, 2024 to Mar 17, 2025
- Advisory employees · 3 to 4Jul 26, 2024 to Mar 17, 2025
- HNW clients · 95 to 121Jul 26, 2024 to Mar 17, 2025
- Individual clients · 346 to 366Jul 26, 2024 to Mar 17, 2025
- Pension plan clients · 5 to 6Jul 26, 2024 to Mar 17, 2025
- Assets in custody · $3.4M to $5.8MJul 26, 2024 to Mar 17, 2025
- Employees · 8 to 10Jul 26, 2024 to Mar 17, 2025
- Financial planning clients · 251-500 to 251-500Jul 26, 2024 to Mar 17, 2025
- State-registered IARs · 3 to 4Jul 26, 2024 to Mar 17, 2025
- Discretionary RAUM · $304M to $399MJul 26, 2024 to Mar 17, 2025
- HNW RAUM · $120M to $262MJul 26, 2024 to Mar 17, 2025
- Individual RAUM · $184M to $137MJul 26, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $4.0M to $5.7MJul 26, 2024 to Mar 17, 2025
- Pension RAUM · $4.0M to $5.7MJul 26, 2024 to Mar 17, 2025
- RAUM · $308M to $405MJul 26, 2024 to Mar 17, 2025
- Accounts · 1,043 to 1,197Jun 21, 2023 to Mar 11, 2024
- Advisory employees · 4 to 3Jun 21, 2023 to Mar 11, 2024
- HNW clients · 87 to 95Jun 21, 2023 to Mar 11, 2024
- Individual clients · 308 to 346Jun 21, 2023 to Mar 11, 2024
- Pension plan clients · 2 to 5Jun 21, 2023 to Mar 11, 2024
- Assets in custody · $3.0M to $3.4MJun 21, 2023 to Mar 11, 2024
- Employees · 7 to 8Jun 21, 2023 to Mar 11, 2024
- Financial planning clients · 101-250 to 251-500Jun 21, 2023 to Mar 11, 2024
- Discretionary RAUM · $232M to $304MJun 21, 2023 to Mar 11, 2024
- HNW RAUM · $144M to $120MJun 21, 2023 to Mar 11, 2024
- Individual RAUM · $88.2M to $184MJun 21, 2023 to Mar 11, 2024
Signals
5 dated events
- W•••• W••••• M••••••••• I•• reported RAUM $513.6M, up 27% from $404.6M (2026-01-20 to 2026-03-28)Mar 28, 2026 · RAUM change · derived
- M•••••• K••••• B•••• left W•••• W••••• M••••••••• I•• for C••••••• P••••••• (registered 2025-04-07)Mar 3, 2025 · Advisor changed firm · fact
- M•••••• S• S••• left W•••• W••••• M••••••••• I•• for S•••••• S••••••••• I••• (registered 2023-04-20)Jan 3, 2023 · Advisor changed firm · fact
- M••••••• S••••• B•••••• left W•••• W••••• M••••••••• I•• for D•• • E••••• L•• (registered 2022-09-20)Jul 19, 2022 · Advisor changed firm · fact
- W•••• W••••• M••••••••• I•• filed its initial SEC registration (Form ADV)Mar 1, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- education@wiserinvestor.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-582-9360reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-820-5144reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-905-4450reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wiserwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- WISERINVESTOR.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 678-905-4450reportedpublic record, Form ADV, Jun 22, 2026
- Team page
- wiserinvestor.com/who-we-are/casey-t-smithreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
W•••• W••••• M••••••••• I•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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