DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Macquarie Funds Management Hong Kong Limited

Former SEC-registered adviserCentral, CRD 163553SEC 801-76257IAPD
Latest filing Jun 29, 2023
First filing on the tape Mar 30, 2012 · 27 filings
RAUM
$3.2B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$3.2B as of Jun 29, 2023
Jun 27, 2013$6.7B then
HNW client RAUM: $51.9M
State-registered IARs (5.B.3)0 as of Jun 29, 2023
Jun 27, 20130 then
Employees (5.A)2 as of Jun 29, 2023
Jun 27, 201335 then
Private funds3 as of Jun 26, 2019
Jun 27, 20132 then
RAUM +3360% over the last fiscal year+118% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 29, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$630MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+3360%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$2.8B88%
  • Investment companies$368M12%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Macquarie Eurasian Alpha Fundno longer reportedHedge Fund$740M1Jun 30, 2014
      Macquarie Asian Alpha Master Fundno longer reportedHedge Fund$395M27Mar 30, 2012
      Macquarie Americas Alpha Master Fundno longer reportedHedge Fund$26.7M3May 28, 2016
      Macquarie Global Alpha Master Fundno longer reportedHedge Fund$16.4M4May 28, 2016
      Macquarie European Alpha Master Fundno longer reportedHedge Fund$13.7M6Jun 27, 2013
      Owners and control persons
      Schedule A and B, latest filing
      • Yue Wei Cheong · Directorcontrol
        since 03/2019 · owns less than 5%
      • Mai-Han Jessica Koh · Directorcontrol
        since 09/2022 · owns less than 5%
      • On Ki Li · Directorcontrol
        since 05/2022 · owns less than 5%
      • Mark Lee Binks · Chief Compliance Officer
        since 02/2023 · owns less than 5%
      • Ivor Kwong Wai Yeung · Cfo
        since 02/2018 · owns less than 5%
      Entity owners
      • Macquarie Investment Management Holdings Pty Limited · Direct Owner
        direct · owns 75% or more
      • Macquarie Asset Management Holdings Pty Limited · Indirect Owner
        indirect · owns 75% or more of Macquarie Investment Management Holdings Pty Limited
      • Macquarie Group Limited · Indirect Owner
        indirect · owns 75% or more of Macquarie Asset Management Holdings Pty Limited
      Related persons
      Schedule D 7.A
      Advisers that list Macquarie Funds Management Hong Kong Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 5
        Feb 15, 2023 to Jun 29, 2023
      • Advisory employees · 6 to 1
        Feb 15, 2023 to Jun 29, 2023
      • Advisory activities · 1 to 2
        Feb 15, 2023 to Jun 29, 2023
      • Pooled vehicle clients · 4.0 to unset
        Feb 15, 2023 to Jun 29, 2023
      • Employees · 7 to 2
        Feb 15, 2023 to Jun 29, 2023
      • Discretionary RAUM · $91.1M to $0
        Feb 15, 2023 to Jun 29, 2023
      • Non-discretionary RAUM · $0 to $3.2B
        Feb 15, 2023 to Jun 29, 2023
      • Pooled vehicle RAUM · 91114438.0 to unset
        Feb 15, 2023 to Jun 29, 2023
      • RAUM · $91.1M to $3.2B
        Feb 15, 2023 to Jun 29, 2023
      • Advisory employees · 11 to 6
        Jun 28, 2021 to Jun 29, 2022
      • Advisory activities · 2 to 1
        Jun 28, 2021 to Jun 29, 2022
      • Pooled vehicle clients · 3 to 4
        Jun 28, 2021 to Jun 29, 2022
      • Employees · 18 to 7
        Jun 28, 2021 to Jun 29, 2022
      • Discretionary RAUM · $124M to $91.1M
        Jun 28, 2021 to Jun 29, 2022
      • Non-discretionary RAUM · $33.6M to $0
        Jun 28, 2021 to Jun 29, 2022
      • Pooled vehicle RAUM · $124M to $91.1M
        Jun 28, 2021 to Jun 29, 2022
      • RAUM · $158M to $91.1M
        Jun 28, 2021 to Jun 29, 2022
      • Advisory employees · 8 to 11
        Feb 19, 2021 to Jun 28, 2021
      • Advisory activities · 3 to 2
        Feb 19, 2021 to Jun 28, 2021
      • Employees · 24 to 18
        Feb 19, 2021 to Jun 28, 2021
      • Discretionary RAUM · $284M to $124M
        Feb 19, 2021 to Jun 28, 2021
      • Non-discretionary RAUM · $19.9M to $33.6M
        Feb 19, 2021 to Jun 28, 2021
      • Pooled vehicle RAUM · $284M to $124M
        Feb 19, 2021 to Jun 28, 2021
      • RAUM · $304M to $158M
        Feb 19, 2021 to Jun 28, 2021
      • Accounts · 13 to 4
        Jan 21, 2020 to Jun 26, 2020
      • Advisory employees · 9 to 8
        Jan 21, 2020 to Jun 26, 2020
      • Pooled vehicle clients · 11 to 3
        Jan 21, 2020 to Jun 26, 2020
      • Employees · 25 to 24
        Jan 21, 2020 to Jun 26, 2020
      • Private funds · 3 to unset
        Jan 21, 2020 to Jun 26, 2020
      • Discretionary RAUM · $612M to $284M
        Jan 21, 2020 to Jun 26, 2020
      • Non-discretionary RAUM · $12.0M to $19.9M
        Jan 21, 2020 to Jun 26, 2020
      • Pooled vehicle RAUM · $575M to $284M
        Jan 21, 2020 to Jun 26, 2020
      • RAUM · $624M to $304M
        Jan 21, 2020 to Jun 26, 2020
      • Accounts · 22 to 13
        Mar 29, 2019 to Jun 26, 2019
      • HNW clients · 1.0 to unset
        Mar 29, 2019 to Jun 26, 2019
      • Pooled vehicle clients · 19 to 11
        Mar 29, 2019 to Jun 26, 2019
      • Employees · 17 to 25
        Mar 29, 2019 to Jun 26, 2019
      • Discretionary RAUM · $673M to $612M
        Mar 29, 2019 to Jun 26, 2019
      • HNW RAUM · 19649166.0 to unset
        Mar 29, 2019 to Jun 26, 2019
      • Non-discretionary RAUM · $11.4M to $12.0M
        Mar 29, 2019 to Jun 26, 2019
      Signals
      12 dated events
      • Macquarie Funds Management Hong Kong Limited reported RAUM $3.2B, up 3360% from $91.1M (2023-02-15 to 2023-06-29)
        Jun 29, 2023 · RAUM change · derived
      • Charles John Bugg (Director) no longer on Schedule A of Macquarie Funds Management Hong Kong Limited (listed 2023-02-15, absent 2023-06-29)
        Jun 29, 2023 · Control person left · inference
      • Christopher Seymour Andrew Swan (Director) no longer on Schedule A of Macquarie Funds Management Hong Kong Limited (listed 2023-02-15, absent 2023-06-29)
        Jun 29, 2023 · Control person left · inference
      • On Ki Li (Director) appeared on Schedule A of Macquarie Funds Management Hong Kong Limited
        Jun 29, 2023 · Control person joined · fact
      • Mai-Han Jessica Koh (Director) appeared on Schedule A of Macquarie Funds Management Hong Kong Limited
        Jun 29, 2023 · Control person joined · fact
      • Macquarie Funds Management Hong Kong Limited reported RAUM $158.0M, down 48% from $304.3M (2021-02-19 to 2021-06-28)
        Jun 28, 2021 · RAUM change · derived
      • Christopher Seymour Andrew Swan (Director) appeared on Schedule A of Macquarie Funds Management Hong Kong Limited
        Feb 19, 2021 · Control person joined · fact
      • Loc-Fei Michael Chan (Director) no longer on Schedule A of Macquarie Funds Management Hong Kong Limited (listed 2020-08-04, absent 2021-02-19)
        Feb 19, 2021 · Control person left · inference
      • Loc-Fei Michael Chan (Director) appeared on Schedule A of Macquarie Funds Management Hong Kong Limited
        Aug 4, 2020 · Control person joined · fact
      • Macquarie Funds Management Hong Kong Limited reported RAUM $304.3M, down 51% from $623.6M (2020-01-21 to 2020-06-26)
        Jun 26, 2020 · RAUM change · derived
      • Macquarie Funds Management Hong Kong Limited reported RAUM $684.7M, down 89% from $6.4B (2018-06-27 to 2019-03-29)
        Mar 29, 2019 · RAUM change · derived
      • Macquarie Funds Management Hong Kong Limited reported RAUM $6.4B, down 26% from $8.6B (2017-06-26 to 2018-06-27)
        Jun 27, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026