DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Macquarie Investment Management Global Limited
Latest filing Jun 26, 2026
First filing on the tape Oct 22, 2015 · 22 filings
SEC status approved since Nov 25, 2015
RAUM
$187B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
227
61 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$187B as of Jun 26, 2026
Jun 28, 2016$7.4B then
HNW client RAUM$0 as of Jun 26, 2026
Jun 29, 2018$302M then
State-registered IARs (5.B.3)0 as of Jun 26, 2026
Jun 28, 20160 then
Employees (5.A)227 as of Jun 26, 2026
Jun 28, 2016705 then
Private funds: no history
RAUM +51% over the last fiscal year+33% a year over threeIARs 0 to 0offices 2 to 1
Practice profile
derived from the filing of Jun 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $840MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Sovereign wealth funds$79B42%
- Corporations and businesses$67B36%
- Pooled investment vehicles$24B13%
- Insurance companies$13B6.9%
- Investment companies$4.5B2.4%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 223reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.15 institutional_share=0.49 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mark Lee Binks · Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- Monique Gavegan · Directorcontrolsince 02/2023 · owns less than 5%
- John Christopher Hurst · Directorcontrolsince 11/2024 · owns less than 5%
- Cameron Dean Stewart · Directorcontrolsince 01/2022 · owns less than 5%
- Neil Bruce Terry · Directorcontrolsince 07/2015 · owns less than 5%
- Fraser Scot Thompson · Directorcontrolsince 05/2018 · owns less than 5%
Entity owners
- Macquarie Investment Management Holdings Pty Limited · Direct Ownerdirect · owns 75% or more
- Macquarie Asset Management Holdings Pty Limited · Indirect Ownerindirect · owns 75% or more of Macquarie Investment Management Holdings Pty Limited
- Macquarie Group Limited · Indirect Ownerindirect · owns 75% or more of Macquarie Asset Management Holdings Pty Limited
Related persons
Schedule D 7.A
- Delaware Distributors, L.P.broker-dealern
- Macquarie Asset Management (Nz) Limitedinvestment advisern
- Macquarie Asset Management Holdings Pty Limitedinvestment advisery
- Macquarie Asset Management Holdings Pty Limited (Uk Branch)investment advisern
- Macquarie Asset Management Japan Co., Ltd.broker-dealern
- Macquarie Bank Limitedbroker-dealern
- Macquarie Capital (USA) Inc.broker-dealern
- Macquarie Corporate (Hong Kong) Limitedinvestment advisern
- Macquarie Funds Management Hong Kong Limitedinvestment advisernRAUM $3.2B
- Macquarie Futures USA LLCtrust companyn
- Macquarie Investment Management Australia Limitedinvestment advisern
- Macquarie Investment Management Austria Kapitalanlage Aginvestment advisernRAUM $12B
- Nomura Investment Management Business Trustinvestment adviserbanknRAUM $144B
- Macquarie Investment Management Europe Limitedinvestment advisern
- Macquarie Investment Management Europe S.A.investment advisern
- Macquarie Funds Managementinvestment advisernRAUM $1.1B
- Macquarie Investment Management Switzerland Gmbhbroker-dealern
- Mq Specialist Investment Management Limitedinvestment advisern
Advisers that list Macquarie Investment Management Global Limited as a related person
Offices
Schedule D 1.F, the 25 largest
- Wellington, New Zealand4 employees
- New York, NY1 employees
What changed
consecutive filings, newest first
- Accounts · 258 to 223Jun 26, 2025 to Jun 26, 2026
- Advisory employees · 73 to 61Jun 26, 2025 to Jun 26, 2026
- Corporate clients · 37 to 69Jun 26, 2025 to Jun 26, 2026
- Pooled vehicle clients · 125 to 60Jun 26, 2025 to Jun 26, 2026
- Employees · 247 to 227Jun 26, 2025 to Jun 26, 2026
- Other offices · 4 to 1Jun 26, 2025 to Jun 26, 2026
- Discretionary RAUM · $160B to $187BJun 26, 2025 to Jun 26, 2026
- Pooled vehicle RAUM · $41B to $24BJun 26, 2025 to Jun 26, 2026
- RAUM · $160B to $187BJun 26, 2025 to Jun 26, 2026
- Accounts · 227 to 258Dec 4, 2024 to Jun 26, 2025
- Corporate clients · 34 to 37Dec 4, 2024 to Jun 26, 2025
- Pooled vehicle clients · 113 to 125Dec 4, 2024 to Jun 26, 2025
- Employees · 235 to 247Dec 4, 2024 to Jun 26, 2025
- Financial planning clients · 0 to 0Dec 4, 2024 to Jun 26, 2025
- HQ state · unset to Dec 4, 2024 to Jun 26, 2025
- Other offices · 2 to 4Dec 4, 2024 to Jun 26, 2025
- Discretionary RAUM · $152B to $160BDec 4, 2024 to Jun 26, 2025
- Pooled vehicle RAUM · $43B to $41BDec 4, 2024 to Jun 26, 2025
- RAUM · $152B to $160BDec 4, 2024 to Jun 26, 2025
- Accounts · 197 to 227Jun 27, 2024 to Jun 28, 2024
- Advisory employees · 68 to 73Jun 27, 2024 to Jun 28, 2024
- Corporate clients · 29 to 34Jun 27, 2024 to Jun 28, 2024
- Pooled vehicle clients · 106 to 113Jun 27, 2024 to Jun 28, 2024
- Employees · 238 to 235Jun 27, 2024 to Jun 28, 2024
- Discretionary RAUM · $124B to $152BJun 27, 2024 to Jun 28, 2024
- Pooled vehicle RAUM · $41B to $43BJun 27, 2024 to Jun 28, 2024
- RAUM · $124B to $152BJun 27, 2024 to Jun 28, 2024
- Accounts · 175 to 197Feb 22, 2023 to Jun 29, 2023
- Advisory employees · 45 to 68Feb 22, 2023 to Jun 29, 2023
- Corporate clients · 24 to 29Feb 22, 2023 to Jun 29, 2023
- Pension plan clients · 2 to 0Feb 22, 2023 to Jun 29, 2023
- Pooled vehicle clients · 88 to 106Feb 22, 2023 to Jun 29, 2023
- Employees · 205 to 238Feb 22, 2023 to Jun 29, 2023
- Other offices · 0 to 2Feb 22, 2023 to Jun 29, 2023
- Discretionary RAUM · $114B to $124BFeb 22, 2023 to Jun 29, 2023
- Pension RAUM · $153M to $0Feb 22, 2023 to Jun 29, 2023
- Pooled vehicle RAUM · $33B to $41BFeb 22, 2023 to Jun 29, 2023
- RAUM · $114B to $124BFeb 22, 2023 to Jun 29, 2023
- Accounts · 191 to 175Apr 27, 2022 to Jun 29, 2022
- Advisory employees · 40 to 45Apr 27, 2022 to Jun 29, 2022
Signals
20 dated events
- John Christopher Hurst (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedDec 4, 2024 · Control person joined · fact
- John Keith Gray (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2024-06-27, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- Chi Guin Patrick Ling (Chief Legal Officer) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2023-02-22, absent 2023-06-29)Jun 29, 2023 · Control person left · inference
- Monique Gavegan (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedFeb 22, 2023 · Control person joined · fact
- Subhas Rajiv Gohil (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2022-06-29, absent 2023-02-22)Feb 22, 2023 · Control person left · inference
- John Keith Gray (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedFeb 22, 2023 · Control person joined · fact
- Caroline Marull (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2022-06-29, absent 2023-02-22)Feb 22, 2023 · Control person left · inference
- Brett Lewthwaite (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2022-04-27, absent 2022-06-29)Jun 29, 2022 · Control person left · inference
- Macquarie Investment Management Global Limited reported RAUM $113.9B, up 42% from $80.1B (2022-04-27 to 2022-06-29)Jun 29, 2022 · RAUM change · derived
- Cameron Dean Stewart (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedJun 29, 2022 · Control person joined · fact
- Macquarie Investment Management Global Limited reported RAUM $80.1B, up 56% from $51.2B (2020-06-26 to 2021-06-28)Jun 28, 2021 · RAUM change · derived
- Bruce Graham Maiden (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2019-06-28, absent 2019-12-10)Dec 10, 2019 · Control person left · inference
- Chi Guin Patrick Ling (Chief Legal Officer) appeared on Schedule A of Macquarie Investment Management Global LimitedDec 10, 2019 · Control person joined · fact
- Caroline Marull (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedDec 10, 2019 · Control person joined · fact
- Roland Nicholas Allton (Chief Legal Officer) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2019-06-28, absent 2019-12-10)Dec 10, 2019 · Control person left · inference
- Megan Aubrey (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2018-07-25, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
- Fraser Scot Thompson (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedJun 28, 2019 · Control person joined · fact
- Bruce Graham Maiden (Director) appeared on Schedule A of Macquarie Investment Management Global LimitedJun 28, 2019 · Control person joined · fact
- Grant Stephens (Director) no longer on Schedule A of Macquarie Investment Management Global Limited (listed 2018-07-25, absent 2019-06-28)Jun 28, 2019 · Control person left · inference
- Macquarie Investment Management Global Limited filed its initial SEC registration (Form ADV)Oct 22, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- MACQUARIE.COM/MAMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612 8232 3333reportedpublic record, Form ADV, Jun 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026