DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A•

Former SEC-registered adviserVienna, CRD 290998SEC 801-113118websiteIAPD
Latest filing Jun 27, 2025
First filing on the tape Apr 2, 2018 · 12 filings
SEC status approved since May 3, 2018
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$12B as of Jun 27, 2025
May 2, 2018$4.4B then
HNW client RAUM$0 as of Jun 27, 2025
Jun 26, 2020$0 then
State-registered IARs (5.B.3)0 as of Jun 27, 2025
May 2, 20180 then
Employees (5.A)35 as of Jun 27, 2025
May 2, 201839 then
Private funds: no history
RAUM +2.7% over the last fiscal year+25% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 27, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$198MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+0.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisers, publications, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$7.0B57%
  • Pooled investment vehicles$5.3B43%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
62reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourly, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• G••••••• H••••• · Directorcontrol
        since 07/2015 · owns less than 5%
      • L••••••••• S••••• · Directorcontrol
        since 12/2023 · owns less than 5%
      • K•••••• R•••• F•••••••• R••••• · Chief Compliance Officer
        since 04/2018 · owns less than 5%
      Entity owners
      • M•••••••• I••••••••• M••••••••• H••••••• •••••••• G••• · Parent
        direct · owns 75% or more
      • M•••••••• C•••••••• H••••••• P•• L•• · Indirect Owner
        indirect · owns 75% or more of M•••••••• I••••••••• M••••••••• E••••• L••••••
      • M•••••••• F•••••••• L•••••• · Indirect Owner
        indirect · owns 75% or more of M•••••••• C•••••••• H••••••• P•• L••
      • M•••••••• G•••• L•••••• · Indirect Owner
        indirect · owns 75% or more of M•••••••• F•••••••• L••••••
      • M•••••••• I••••••••• M••••••••• E••••• L•••••• · Indirect Owner
        indirect · owns 75% or more of M•••••••• I••••••••• M••••••••• H••••••• •••••••• G•••
      Related persons
      Schedule D 7.A
      Advisers that list M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 65 to 62
        Dec 2, 2024 to Jun 27, 2025
      • Pooled vehicle clients · 47 to 43
        Dec 2, 2024 to Jun 27, 2025
      • Employees · 37 to 35
        Dec 2, 2024 to Jun 27, 2025
      • Financial planning clients · 0 to 0
        Dec 2, 2024 to Jun 27, 2025
      • HQ state · unset to
        Dec 2, 2024 to Jun 27, 2025
      • Discretionary RAUM · $12B to $12B
        Dec 2, 2024 to Jun 27, 2025
      • Pooled vehicle RAUM · $4.6B to $5.3B
        Dec 2, 2024 to Jun 27, 2025
      • RAUM · $12B to $12B
        Dec 2, 2024 to Jun 27, 2025
      • Accounts · 70 to 65
        Dec 20, 2023 to Jun 27, 2024
      • Pooled vehicle clients · 51 to 47
        Dec 20, 2023 to Jun 27, 2024
      • Discretionary RAUM · $12B to $12B
        Dec 20, 2023 to Jun 27, 2024
      • Pooled vehicle RAUM · $4.4B to $4.6B
        Dec 20, 2023 to Jun 27, 2024
      • RAUM · $12B to $12B
        Dec 20, 2023 to Jun 27, 2024
      • Accounts · 85 to 70
        Jun 28, 2022 to Jun 29, 2023
      • Pooled vehicle clients · 53 to 51
        Jun 28, 2022 to Jun 29, 2023
      • Employees · 36 to 37
        Jun 28, 2022 to Jun 29, 2023
      • Discretionary RAUM · $15B to $12B
        Jun 28, 2022 to Jun 29, 2023
      • Pooled vehicle RAUM · $5.0B to $4.4B
        Jun 28, 2022 to Jun 29, 2023
      • RAUM · $15B to $12B
        Jun 28, 2022 to Jun 29, 2023
      • Accounts · 66 to 85
        Jun 28, 2021 to Jun 28, 2022
      • Advisory employees · 14 to 12
        Jun 28, 2021 to Jun 28, 2022
      • Pooled vehicle clients · 58 to 53
        Jun 28, 2021 to Jun 28, 2022
      • Employees · 38 to 36
        Jun 28, 2021 to Jun 28, 2022
      • Discretionary RAUM · $6.2B to $15B
        Jun 28, 2021 to Jun 28, 2022
      • Pooled vehicle RAUM · $4.5B to $5.0B
        Jun 28, 2021 to Jun 28, 2022
      • RAUM · $6.2B to $15B
        Jun 28, 2021 to Jun 28, 2022
      • Accounts · 63 to 66
        Jun 26, 2020 to Jun 28, 2021
      • Business name · M•••••••• I••••••••• A•••••• K••••••••• A• to M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A•
        Jun 26, 2020 to Jun 28, 2021
      • Pooled vehicle clients · 61 to 58
        Jun 26, 2020 to Jun 28, 2021
      • Discretionary RAUM · $3.8B to $6.2B
        Jun 26, 2020 to Jun 28, 2021
      • Pooled vehicle RAUM · $3.5B to $4.5B
        Jun 26, 2020 to Jun 28, 2021
      • RAUM · $3.8B to $6.2B
        Jun 26, 2020 to Jun 28, 2021
      • Accounts · 70 to 63
        Jun 26, 2019 to Jun 26, 2020
      • Advisory employees · 13 to 14
        Jun 26, 2019 to Jun 26, 2020
      • Charity clients · unset to 0.0
        Jun 26, 2019 to Jun 26, 2020
      • Corporate clients · unset to 0.0
        Jun 26, 2019 to Jun 26, 2020
      • HNW clients · unset to 0.0
        Jun 26, 2019 to Jun 26, 2020
      • Individual clients · unset to 0.0
        Jun 26, 2019 to Jun 26, 2020
      • Pension plan clients · unset to 0.0
        Jun 26, 2019 to Jun 26, 2020
      • Pooled vehicle clients · 69 to 61
        Jun 26, 2019 to Jun 26, 2020
      Signals
      6 dated events
      • M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A• no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $12.3B)
        Jan 2, 2026 · Left the SEC roster · derived
      • S••••• L•••••••• (Director) appeared on Schedule A of M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A•
        Dec 20, 2023 · Control person joined · fact
      • Eduard Konrad Kontriner (Director) no longer on Schedule A of M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A• (listed 2023-06-29, absent 2023-12-20)
        Dec 20, 2023 · Control person left · inference
      • M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A• reported RAUM $15.5B, up 148% from $6.2B (2021-06-28 to 2022-06-28)
        Jun 28, 2022 · RAUM change · derived
      • M•••••••• I••••••••• M••••••••• A•••••• K••••••••• A• reported RAUM $6.2B, up 64% from $3.8B (2020-06-26 to 2021-06-28)
        Jun 28, 2021 · RAUM change · derived
      • M•••••••• I••••••••• A•••••• K••••••••• A• filed its initial SEC registration (Form ADV)
        Apr 2, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026