DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• S•••••• R••• E••••• A••••••• I•••
Latest filing Aug 4, 2026
First filing on the tape Mar 31, 2012 · 27 filings
SEC status approved since Oct 7, 2003
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
372
170 advisory (5.B.1)
Offices
16
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$0 as of Aug 4, 2026
Mar 31, 2012$12B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 4, 2026
Mar 28, 20130 then
Employees (5.A)372 as of Aug 4, 2026
Mar 28, 201391 then
Private funds1 as of Mar 27, 2015
Mar 31, 20123 then
RAUM n/a over the last fiscal yearIARs 0 to 0offices 4 to 16
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived17 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $76.3M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $76.3M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=21.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••• S•••••• R••• E••••• M•••••••• P••••••• A• L•••no longer reported | Real Estate Fund | $2.1M | 12 | Mar 31, 2012 |
| M••••• S•••••• R••• E••••• M•••••••• P••••••• B• L•••no longer reported | Real Estate Fund | $1.3M | 4 | Mar 31, 2012 |
| E••••• I••••••••• L••no longer reported | Real Estate Fund | $161,085 | 60 | Mar 31, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• T••• · Chief Investment Officer Of M••••• S•••••• R••• E••••• Investingcontrolsince 03/2022 · owns less than 5%
- B••••• S••••• A••• · President And Global Head Of Primecontrolsince 08/2007 · owns less than 5%
- D• P••••••••• O•••••• · Chairman Of M••••• S•••••• R••• E••••• Investingcontrolsince 03/2022 · owns less than 5%
- K••••• J•••• R•••••• · Director And Head Of R••• Assetscontrolsince 02/2010 · owns less than 5%
- N••••• B••••• P•••• · Co-Chief Executive Officer Of M••••• S•••••• R••• E••••• Investingcontrolsince 03/2022 · owns less than 5%
- S••••••••• L•••••• A••••• · Co-Chief Executive Officer Of M••••• S•••••• R••• E••••• Investingcontrolsince 03/2022 · owns less than 5%
- H•••••• P••••• C••••• · Director, Chief Financial Officer Of M••••• S•••••• R••• Assets Investingsince 03/2014 · owns less than 5%
- H•••••• B•••••••• C•••• · President And Managing Director Of M••••• S•••••• Investment Managementsince 11/2024 · owns less than 5%
- P••• G••••••• · Chief Compliance Officersince 05/2023 · owns less than 5%
- P•••• C••••••• · Chief Operating Officer Of M••••• S•••••• R••• Assets Investingsince 03/2014 · owns less than 5%
- S••••••••• M•••••• · Chief Legal Officersince 12/2016 · owns less than 5%
- Z•••••• K•••••• A• · Directorsince 05/2019 · owns less than 5%
Entity owners
- M••••• S•••••• · Sole Shareholderdirect · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
- C• I••••••••• I•• S•• L•pooled vehicle sponsorn
- C• I••••••••• I• S•• L•pooled vehicle sponsorn
- M••• W••• C••••••investment adviserpooled vehicle sponsornRAUM $8.7B
- M••• W••• C••• L•••••• F••• G•• L••pooled vehicle sponsorn
- M••• W••• D••• L••investment advisern
- M••• W••• L• S• G•• L••pooled vehicle sponsorn
- M••• W••• R••• E••••• I••••• F••• I• G•• L••pooled vehicle sponsorn
- M••• W••• R••• E••••• I••••• F••• V• G•• L•••••pooled vehicle sponsorn
- M••••• S•••••• • C•• L••broker-dealertrust companyn
- M••••• S•••••• A••• ••••••••• P••broker-dealerinvestment advisern
- M••••• S•••••• A••• L••••••broker-dealerinvestment advisern
- M••••• S•••••• C•••••• K•••investment advisern
- M••••• S•••••• C•••••• P••••••• V• G• I•••pooled vehicle sponsorn
- M••••• S•••••• C•••••• P••••••• V•• G• I•••pooled vehicle sponsorn
- M••••• S•••••• I••••••••• G• L•bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• H••••••• I•••bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• I• G• L•bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• I• I•••pooled vehicle sponsorn
- M••••• S•••••• I••••••••• I•• G• L•••bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• I•• I•••pooled vehicle sponsorn
- M••••• S•••••• I••••••••• I•• I•••••••• G• S•• R•••bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• I•••investment advisernRAUM $16B
- M••••• S•••••• I••••••••• I• G• L•bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• I• I•••pooled vehicle sponsorn
- M••••• S•••••• I••••••••• I• I•••••••• G• S•• R•••bankpooled vehicle sponsorn
- M••••• S•••••• I••••••••• P••••••• I• I•••••••• C• G•pooled vehicle sponsorn
- M••••• S•••••• I••••••••• M••••••••• •••••• C••• L•••investment advisernRAUM $3.5B
- M••••• S•••••• I••••••••• M••••••••• I•••investment adviserbankpooled vehicle sponsornRAUM $702B
- M••••• S•••••• I••••••••• M••••••••• L••••••investment advisernRAUM $175B
- M••••• S•••••• M••• S••••••••• C••• L•••broker-dealern
Advisers that list M••••• S•••••• R••• E••••• A••••••• I••• as a related person
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA16 employees
- Los Angeles, CA9 employees
- Atlanta, GA4 employees
- London, United Kingdom1 employees
- Chicago, IL1 employees
- S••••••••, Singapore1 employees
- Tokyo, Japan1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Aug 4, 2026related persons on Schedule D 7.A of 100.0 against a peer median of 8.0 (86 comparable advisers, 100.0th percentile, 15.5 robust deviations)peers: other advisers, under $100M (86) · 100% percentile
- employee count surgeChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 149.0 to 372.0 (+150.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was 0.0% (103 comparable advisers, 100.0th percentile of changes)peers: other advisers, under $100M (103) · 100% percentile
- office count surgeChange between filings · filing Mar 26, 2026offices other than the principal office (Item 1.F.5) moved from 4.0 to 16.0 (+300.0%) between the annual amendments of 2025-03-21 and 2026-03-26; the peer median change was 0.0% (42 comparable advisers, 100.0th percentile of changes)peers: other advisers, under $100M (42) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 83 to 170Mar 21, 2025 to Mar 26, 2026
- BD registered reps · 20 to 21Mar 21, 2025 to Mar 26, 2026
- Assets in custody · $127M to $76.3MMar 21, 2025 to Mar 26, 2026
- Employees · 149 to 372Mar 21, 2025 to Mar 26, 2026
- Other offices · 4 to 16Mar 21, 2025 to Mar 26, 2026
- Accounts · unset to 0.0Nov 26, 2024 to Mar 21, 2025
- BD registered reps · 28 to 20Nov 26, 2024 to Mar 21, 2025
- Assets in custody · $98.1M to $127MNov 26, 2024 to Mar 21, 2025
- Employees · 167 to 149Nov 26, 2024 to Mar 21, 2025
- Financial planning clients · unset to Nov 26, 2024 to Mar 21, 2025
- Other offices · 7 to 4Nov 26, 2024 to Mar 21, 2025
- Discretionary RAUM · unset to 0.0Nov 26, 2024 to Mar 21, 2025
- Non-discretionary RAUM · unset to 0.0Nov 26, 2024 to Mar 21, 2025
- RAUM · unset to 0.0Nov 26, 2024 to Mar 21, 2025
- Advisory employees · 85 to 83May 15, 2023 to Mar 30, 2024
- BD registered reps · 25 to 28May 15, 2023 to Mar 30, 2024
- Assets in custody · $395M to $98.1MMay 15, 2023 to Mar 30, 2024
- Employees · 152 to 167May 15, 2023 to Mar 30, 2024
- Other offices · 6 to 7May 15, 2023 to Mar 30, 2024
- Advisory employees · 73 to 85Oct 7, 2022 to Mar 30, 2023
- Assets in custody · $305,338 to $395MOct 7, 2022 to Mar 30, 2023
- Employees · 119 to 152Oct 7, 2022 to Mar 30, 2023
- Other offices · 7 to 6Oct 7, 2022 to Mar 30, 2023
- Advisory employees · 68 to 73Mar 31, 2021 to Mar 30, 2022
- BD registered reps · 33 to 25Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $119M to $305,338Mar 31, 2021 to Mar 30, 2022
- Employees · 120 to 119Mar 31, 2021 to Mar 30, 2022
- Advisory employees · 66 to 68Mar 31, 2020 to Mar 31, 2021
- BD registered reps · 34 to 33Mar 31, 2020 to Mar 31, 2021
- Assets in custody · $733M to $119MMar 31, 2020 to Mar 31, 2021
- Employees · 113 to 120Mar 31, 2020 to Mar 31, 2021
- Advisory employees · 60 to 66Mar 29, 2019 to Mar 27, 2020
- BD registered reps · 33 to 34Mar 29, 2019 to Mar 27, 2020
- Assets in custody · $219M to $733MMar 29, 2019 to Mar 27, 2020
- Employees · 114 to 113Mar 29, 2019 to Mar 27, 2020
- Other offices · 4 to 7Mar 29, 2019 to Mar 27, 2020
- Advisory employees · 62 to 60Aug 24, 2018 to Mar 29, 2019
- BD registered reps · 45 to 33Aug 24, 2018 to Mar 29, 2019
- Assets in custody · $658M to $219MAug 24, 2018 to Mar 29, 2019
- Employees · 127 to 114Aug 24, 2018 to Mar 29, 2019
Signals
5 dated events
- M••••• S•••••• R••• E••••• A••••••• I••• reported 16 offices beyond its principal office, up from 4 (2025-03-21 to 2026-03-26)Mar 26, 2026 · Office count change · derived
- Aaron Daniel Simkowitz (Head Of M••••• S•••••• Investment Management) no longer on Schedule A of M••••• S•••••• R••• E••••• A••••••• I••• (listed 2023-05-15, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Hochfelder Lauren Silverman (Co-Chief Executive Officer Of M••••• S•••••• Real Estate Investing) appeared on Schedule A of M••••• S•••••• R••• E••••• A••••••• I•••Mar 30, 2022 · Control person joined · fact
- Perry Brian Niles (Co-Chief Executive Officer Of M••••• S•••••• Real Estate Investing) appeared on Schedule A of M••••• S•••••• R••• E••••• A••••••• I•••Mar 30, 2022 · Control person joined · fact
- Toru Bando (Chief Investment Officer Of M••••• S•••••• Real Estate Investing) appeared on Schedule A of M••••• S•••••• R••• E••••• A••••••• I•••Mar 30, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (212) 761-7160reportedpublic record, Form ADV, Aug 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
M••••• S•••••• R••• E••••• A••••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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