DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Leslie Global Wealth, LLC
Latest filing Mar 24, 2026
First filing on the tape Aug 13, 2015 · 27 filings
SEC status approved since Aug 21, 2015
RAUM
$447M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$441M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$149M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$447M as of Mar 24, 2026
Mar 4, 2016$110M then
HNW client RAUM$385M as of Mar 24, 2026
Mar 24, 2018$117M then
State-registered IARs (5.B.3)3 as of Mar 24, 2026
Mar 4, 20161 then
Employees (5.A)6 as of Mar 24, 2026
Mar 4, 20163 then
Private funds: no history
RAUM +10% over the last fiscal year+24% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $149MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 127derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $443,743derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$385M86%
- Individuals$55.5M12%
- Pension and profit-sharing plans$3.2M0.7%
- Corporations and businesses$2.6M0.6%
- Charitable organizations$223,2540.0%
- Individual clients
- 221reported
- HNW clients
- 159reported
- Pension plan clients
- 3reported
- Charitable clients
- 1reported
- Accounts
- 1,007reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Barry Donald LeslieCertified Financial Planner | Itasca, Il | Jan 7, 2004 | 28 y | 0 |
| Mark Anthony ZelenikaCertified Financial Planner | Itasca, Il | Feb 13, 2018 | 12 y | 0 |
| Kathleen Marie GovernaleCertified Financial Planner | Itasca, Il | Jul 18, 2022 | 26 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Jennifer L Kilby to Fisher InvestmentsOct 17, 2019 · RIA to RIA
- Michael Adrian Porrey to Iht Wealth Management LLCDec 5, 2012 · Other
Joined, latest
- Kathleen Marie Governale from Strategic Financial Advisory ServicesJul 18, 2022 · Other
- Jennifer L Kilby from Liberty Wealth Management, LLCNov 7, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Donald Barry Leslie · Managing Member/ Chief Compliance Officercontrolsince 03/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Itasca, Il · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- very high RAUM per advisorStatic outlier · filing Mar 24, 2026RAUM per registered advisor of $148,949,591 against a peer median of $55,716,044 (3252 comparable advisers, 99.0th percentile, 3.3 robust deviations)peers: independent wealth managers, $100M to $500M (3,252) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 967 to 1,007Feb 26, 2025 to Mar 24, 2026
- Charity clients · unset to 1.0Feb 26, 2025 to Mar 24, 2026
- Corporate clients · unset to 1.0Feb 26, 2025 to Mar 24, 2026
- HNW clients · 162 to 159Feb 26, 2025 to Mar 24, 2026
- Individual clients · 196 to 221Feb 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $405M to $447MFeb 26, 2025 to Mar 24, 2026
- HNW RAUM · $359M to $385MFeb 26, 2025 to Mar 24, 2026
- Individual RAUM · $44.2M to $55.5MFeb 26, 2025 to Mar 24, 2026
- Pension RAUM · $2.0M to $3.2MFeb 26, 2025 to Mar 24, 2026
- RAUM · $405M to $447MFeb 26, 2025 to Mar 24, 2026
- Accounts · 946 to 967May 8, 2024 to Feb 26, 2025
- HNW clients · 148 to 162May 8, 2024 to Feb 26, 2025
- Individual clients · 222 to 196May 8, 2024 to Feb 26, 2025
- Pension plan clients · unset to 3.0May 8, 2024 to Feb 26, 2025
- Financial planning clients · 101-250 to 101-250May 8, 2024 to Feb 26, 2025
- Discretionary RAUM · $362M to $405MMay 8, 2024 to Feb 26, 2025
- HNW RAUM · $307M to $359MMay 8, 2024 to Feb 26, 2025
- Individual RAUM · $55.0M to $44.2MMay 8, 2024 to Feb 26, 2025
- Pension RAUM · unset to 2027557.0May 8, 2024 to Feb 26, 2025
- RAUM · $362M to $405MMay 8, 2024 to Feb 26, 2025
- Accounts · 817 to 946Sep 6, 2023 to Feb 23, 2024
- HNW clients · 124 to 148Sep 6, 2023 to Feb 23, 2024
- Individual clients · 210 to 222Sep 6, 2023 to Feb 23, 2024
- Financial planning clients · 1-10 to 101-250Sep 6, 2023 to Feb 23, 2024
- Discretionary RAUM · $236M to $362MSep 6, 2023 to Feb 23, 2024
- HNW RAUM · $196M to $307MSep 6, 2023 to Feb 23, 2024
- Individual RAUM · $40.0M to $55.0MSep 6, 2023 to Feb 23, 2024
- RAUM · $236M to $362MSep 6, 2023 to Feb 23, 2024
- Accounts · 794 to 817Jul 14, 2022 to Feb 27, 2023
- Advisory employees · 2 to 3Jul 14, 2022 to Feb 27, 2023
- BD registered reps · 2 to 3Jul 14, 2022 to Feb 27, 2023
- HNW clients · 115 to 124Jul 14, 2022 to Feb 27, 2023
- Individual clients · 208 to 210Jul 14, 2022 to Feb 27, 2023
- State-registered IARs · 2 to 3Jul 14, 2022 to Feb 27, 2023
- Discretionary RAUM · $256M to $236MJul 14, 2022 to Feb 27, 2023
- HNW RAUM · $210M to $196MJul 14, 2022 to Feb 27, 2023
- Individual RAUM · $46.8M to $40.0MJul 14, 2022 to Feb 27, 2023
- RAUM · $256M to $236MJul 14, 2022 to Feb 27, 2023
- HQ city · CHICAGO to ITASCAFeb 28, 2022 to Jul 14, 2022
- Employees · 4 to 6Jul 14, 2022 to Jul 14, 2022
Signals
2 dated events
- Leslie Global Wealth, Llc reported RAUM $361.7M, up 53% from $235.8M (2023-09-06 to 2024-02-23)Feb 23, 2024 · RAUM change · derived
- Leslie Global Wealth, Llc filed its initial SEC registration (Form ADV)Aug 13, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- clientservices@leslieglobalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- gary@leslieglobalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- mlindenmuth@leslieglobalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- smueller@leslieglobalwealth.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 312-946-1000reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 312-946-1002reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 262-670-6666reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/leslieglobalwealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- LESLIEGLOBALWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 312-946-1000reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- leslieglobalwealth.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
- Team page
- leslieglobalwealth.com/teamreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $149Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026