DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lig Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Julie Marie Mahanay | Bok Financial Advisors BD affiliated | Lig Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jul 25, 2024 (31 d) |
| Stuart Lee Mccuan | Morgan Stanley wirehouse | Lig Capital Management, LLC independent RIA | Wirehouse to independent RIA | Mar 6, 2017 | Jun 13, 2022 (1925 d) |
| Mark Rough Humphreys | Compass Wealth Management, LLC unclassified | Lig Capital Management, LLC independent RIA | Other | Dec 16, 2010 | Jun 13, 2022 (4197 d) |
| Chris James Lorenzen | Compass Wealth Management, LLC unclassified | Lig Capital Management, LLC independent RIA | Other | Dec 16, 2010 | Jan 24, 2024 (4787 d) |
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4 moves match.