DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Uhler Vertich White Advisors
Legal name Uhler Vertich White Advisors, LLC
Latest filing Apr 1, 2026
First filing on the tape Mar 30, 2012 · 48 filings
SEC status approved since Mar 12, 2004
RAUM
$514M
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
98%
$503M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$73.4M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
48 filings and snapshots on the tape
RAUM$514M as of Apr 1, 2026
Mar 30, 2012$90.5M then
HNW client RAUM$398M as of Apr 1, 2026
Mar 22, 2018$221M then
State-registered IARs (5.B.3)6 as of Apr 1, 2026
Mar 8, 20132 then
Employees (5.A)11 as of Apr 1, 2026
Mar 8, 20137 then
Private funds: no history
RAUM +10% over the last fiscal year+26% a year over threeIARs 5 to 6
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $73.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.2MderivedHNW RAUM over HNW clients
- Average account
- $512,650derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +41%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $35.0M, 14 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$398M77%
- Individuals$105M20%
- Charitable organizations$10.4M2.0%
- Individual clients
- 293reported
- HNW clients
- 126reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 1,002reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $119M managedreported
- Custody of client assets
- $35.0M for 14 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=8.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Corey VertichCertified Financial Planner | Fort Myers, Fl | Mar 2, 2007 | 33 y | 0 |
| John Thomas Uhler | Fort Myers, Fl | Jun 25, 2013 | 46 y | 0 |
| Bryan Keefe Fiore | Fort Myers, Fl | Jan 13, 2022 | 31 y | 4 |
| Shane Andrew CarrierCertified Financial Planner | Fort Myers, Fl | May 24, 2023 | 10 y | 0 |
| Anthony Scott WhiteCertified Financial Planner | Fort Myers, Fl | Jun 12, 2023 | 33 y | 2 |
| Jennifer Marie Brown | Fort Myers, Fl | Oct 21, 2025 | 13 y | 2 |
| Nicole Marie EirichCertified Financial Planner | Fort Myers, Fl | May 29, 2026 | 16 y | 4 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Kelly Lee Jelenchick to Raymond James & Associates, Inc.Oct 18, 2024 · RIA to affiliated broker-dealer or bank
- Scott Randal Schatzle to DynamicFeb 11, 2013 · Other
Joined, latest
- Nicole Marie Eirich from Morgan StanleyMay 29, 2026 · Wirehouse to independent RIA
- Jennifer Marie Brown from Raymond James Financial Services Advisors, IncOct 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- Anthony Scott White from Raymond James Financial Services Advisors, IncJun 12, 2023 · Other
- Bryan Keefe Fiore from Annex Wealth Management, LLCJan 13, 2022 · RIA to RIA
- Scott Randal Schatzle from Fac Wealth Management, LLCNov 2, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keefe Bryan Fiore · Chief Operating Officercontrolsince 10/2021 · owns less than 5%
- Thomas John Uhler · Partner/Chief Compliance Officercontrolsince 07/2002 · owns 50% to 75%
- Corey James Vertich · Partnercontrolsince 07/2002 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Myers, Fl · principal | 7 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 1, 2026HNW share of RAUM moved from 50.0% to 77.0% between the annual amendments of 2025-04-28 and 2026-04-01peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 971 to 1,002Oct 21, 2025 to Mar 19, 2026
- Advisory employees · 5 to 6Oct 21, 2025 to Mar 19, 2026
- BD registered reps · 6 to 8Oct 21, 2025 to Mar 19, 2026
- HNW clients · 118 to 126Oct 21, 2025 to Mar 19, 2026
- Individual clients · 180 to 293Oct 21, 2025 to Mar 19, 2026
- Assets in custody · $15.9M to $35.0MOct 21, 2025 to Mar 19, 2026
- Employees · 10 to 11Oct 21, 2025 to Mar 19, 2026
- State-registered IARs · 5 to 6Oct 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $453M to $422MOct 21, 2025 to Mar 19, 2026
- HNW RAUM · $231M to $398MOct 21, 2025 to Mar 19, 2026
- Individual RAUM · $225M to $105MOct 21, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $14.0M to $91.7MOct 21, 2025 to Mar 19, 2026
- RAUM · $467M to $514MOct 21, 2025 to Mar 19, 2026
- Wrap assets (manager) · unset to 118651422.0Oct 21, 2025 to Mar 19, 2026
- Wrap assets (sponsor) · unset to 0.0Oct 21, 2025 to Mar 19, 2026
- Financial planning clients · 0 to 0Jul 22, 2025 to Oct 21, 2025
- Accounts · 952 to 971Nov 5, 2024 to Mar 5, 2025
- BD registered reps · 7 to 6Nov 5, 2024 to Mar 5, 2025
- Charity clients · 7 to 5Nov 5, 2024 to Mar 5, 2025
- HNW clients · 130 to 118Nov 5, 2024 to Mar 5, 2025
- Individual clients · 160 to 180Nov 5, 2024 to Mar 5, 2025
- Assets in custody · $640,000 to $15.9MNov 5, 2024 to Mar 5, 2025
- State-registered IARs · 6 to 5Nov 5, 2024 to Mar 5, 2025
- Other offices · 0 to 1Nov 5, 2024 to Mar 5, 2025
- Discretionary RAUM · $396M to $453MNov 5, 2024 to Mar 5, 2025
- HNW RAUM · $227M to $231MNov 5, 2024 to Mar 5, 2025
- Individual RAUM · $229M to $225MNov 5, 2024 to Mar 5, 2025
- Non-discretionary RAUM · $70.5M to $14.0MNov 5, 2024 to Mar 5, 2025
- RAUM · $466M to $467MNov 5, 2024 to Mar 5, 2025
- Assets in custody · unset to 640000.0Aug 14, 2024 to Nov 5, 2024
- Custody of client assets · false to trueAug 14, 2024 to Nov 5, 2024
- Accounts · 574 to 952Oct 6, 2023 to Mar 5, 2024
- Advisory employees · 3 to 5Oct 6, 2023 to Mar 5, 2024
- BD registered reps · 5 to 7Oct 6, 2023 to Mar 5, 2024
- Charity clients · 4 to 7Oct 6, 2023 to Mar 5, 2024
- HNW clients · 81 to 130Oct 6, 2023 to Mar 5, 2024
- Individual clients · 120 to 160Oct 6, 2023 to Mar 5, 2024
- Employees · 8 to 10Oct 6, 2023 to Mar 5, 2024
- State-registered IARs · 4 to 6Oct 6, 2023 to Mar 5, 2024
- Discretionary RAUM · $221M to $396MOct 6, 2023 to Mar 5, 2024
Signals
3 dated events
- Kelly Lee Jelenchick left Uhler Vertich White Advisors for Raymond James & Associates, Inc. (registered 2024-07-18)Oct 18, 2024 · Advisor changed firm · fact
- Uhler Vertich White Advisors reported RAUM $466.0M, up 80% from $258.7M (2023-10-06 to 2024-03-05)Mar 5, 2024 · RAUM change · derived
- Keefe Bryan Fiore (Chief Operating Officer) appeared on Schedule A of Uhler Vertich White AdvisorsFeb 28, 2022 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-936-6300reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/uhler-vertich-white-advisorsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- uvwadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 239-936-6300reportedpublic record, Form ADV, Apr 1, 2026
- Contact form
- uvwadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- uvwadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $73.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026