DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Focuspoint Solutions, Inc.
Legal name Focus Point Solutions, Inc
Latest filing Jun 9, 2025
First filing on the tape Nov 9, 2011 · 32 filings
SEC status approved since Apr 29, 2004
RAUM
$6.8B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
40
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$6.8B as of Jun 9, 2025
Jan 31, 2012$1.7B then
HNW client RAUM$632M as of Mar 27, 2020
Mar 30, 2018$1.1B then
State-registered IARs (5.B.3)0 as of Jun 9, 2025
Jan 31, 20120 then
Employees (5.A)40 as of Jun 9, 2025
Mar 28, 201324 then
Private funds: no history
RAUM +35% over the last fiscal year+9.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 9, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $214,106derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, selection of other advisers, otherreportedItem 5.G
- Custody
- $652M, 1,714 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$6.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 31,647reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $652M for 1,714 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keil Christopher Hicks · President / Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
- Cs Planning Corpinvestment advisernRAUM $2.0B
- Mgm LLCinvestment advisernRAUM $145M
- The H Group Washington, Inc.investment advisernRAUM $256M
- The H Group, Inc.investment advisernRAUM $580M
Advisers that list Focuspoint Solutions, Inc. as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 31, 2025 to Jun 9, 2025
- Accounts · 27,667 to 31,647Mar 29, 2024 to Mar 31, 2025
- Assets in custody · unset to 652218577.0Mar 29, 2024 to Mar 31, 2025
- Custody of client assets · false to trueMar 29, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $5.0B to $6.8BMar 29, 2024 to Mar 31, 2025
- RAUM · $5.0B to $6.8BMar 29, 2024 to Mar 31, 2025
- Accounts · 28,297 to 27,667Mar 30, 2023 to Mar 29, 2024
- Employees · 43 to 40Mar 30, 2023 to Mar 29, 2024
- Discretionary RAUM · $4.7B to $0Mar 30, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $0 to $5.0BMar 30, 2023 to Mar 29, 2024
- RAUM · $4.7B to $5.0BMar 30, 2023 to Mar 29, 2024
- Accounts · 61 to 28,297Dec 6, 2022 to Mar 30, 2023
- Discretionary RAUM · $0 to $4.7BDec 6, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $5.1B to $0Dec 6, 2022 to Mar 30, 2023
- RAUM · $5.1B to $4.7BDec 6, 2022 to Mar 30, 2023
- Accounts · 54 to 61Mar 26, 2021 to Mar 29, 2022
- Discretionary RAUM · $4.4B to $0Mar 26, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $0 to $5.1BMar 26, 2021 to Mar 29, 2022
- RAUM · $4.4B to $5.1BMar 26, 2021 to Mar 29, 2022
- Accounts · 24,048 to 54Mar 23, 2021 to Mar 26, 2021
- Advisory employees · 0 to 1Mar 23, 2021 to Mar 26, 2021
- Charity clients · 16.0 to unsetMar 23, 2021 to Mar 26, 2021
- Corporate clients · 50.0 to unsetMar 23, 2021 to Mar 26, 2021
- HNW clients · 303.0 to unsetMar 23, 2021 to Mar 26, 2021
- Individual clients · 23620.0 to unsetMar 23, 2021 to Mar 26, 2021
- Pension plan clients · 58.0 to unsetMar 23, 2021 to Mar 26, 2021
- Employees · 31 to 43Mar 23, 2021 to Mar 26, 2021
- Discretionary RAUM · $0 to $4.4BMar 23, 2021 to Mar 26, 2021
- HNW RAUM · 631587451.0 to unsetMar 23, 2021 to Mar 26, 2021
- Individual RAUM · 3192121604.0 to unsetMar 23, 2021 to Mar 26, 2021
- Non-discretionary RAUM · $4.0B to $0Mar 23, 2021 to Mar 26, 2021
- Pension RAUM · 38139378.0 to unsetMar 23, 2021 to Mar 26, 2021
- RAUM · $4.0B to $4.4BMar 23, 2021 to Mar 26, 2021
- Succession · true to falseMar 23, 2021 to Mar 26, 2021
- Succession · false to trueMar 27, 2020 to Mar 23, 2021
- Accounts · 20,468 to 24,048Mar 29, 2019 to Mar 27, 2020
- Advisory employees · 1 to 0Mar 29, 2019 to Mar 27, 2020
- Charity clients · 15 to 16Mar 29, 2019 to Mar 27, 2020
- Corporate clients · 45 to 50Mar 29, 2019 to Mar 27, 2020
- HNW clients · 355 to 303Mar 29, 2019 to Mar 27, 2020
Signals
4 dated events
- Focuspoint Solutions, Inc. no longer on the SEC adviser roster (last listed 2026-06-01, RAUM $6.8B)Jul 1, 2026 · Left the SEC roster · derived
- Focuspoint Solutions, Inc. reported RAUM $6.8B, up 35% from $5.0B (2024-03-29 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Focuspoint Solutions, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 23, 2021 · Succession (Item 4) · fact
- Focuspoint Solutions, Inc. reported RAUM $4.0B, up 37% from $2.9B (2019-03-29 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026