DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Palouse Capital Management, Inc.
Latest filing Apr 24, 2026
First filing on the tape Nov 23, 2011 · 40 filings
SEC status approved since Jun 30, 1994
RAUM
$409M
reported, Item 5.F
Discretionary
43%
of RAUM
Private clients
98%
$398M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$409M as of Apr 24, 2026
Mar 21, 2012$213M then
HNW client RAUM$130M as of Apr 24, 2026
Mar 30, 2018$109M then
State-registered IARs (5.B.3)3 as of Apr 24, 2026
Mar 21, 20120 then
Employees (5.A)3 as of Apr 24, 2026
Mar 13, 20138 then
Private funds: no history
RAUM +25% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Apr 24, 2026; every figure names its basis
- RAUM per advisor
- $136MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 292derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $430,014derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 43%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$268M66%
- High-net-worth individuals$130M32%
- Corporations and businesses$10.1M2.5%
- Individual clients
- 837reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 950reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $14.8M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months2 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- Spencer Shelman to Advisory Solutions GroupAug 12, 2026 · RIA to RIA
- Devin Matthew Paine to Advisory Solutions GroupAug 12, 2026 · RIA to RIA
- Heather Anne Shea to U.S. Bancorp Investments, Inc.Jul 29, 2011 · Other
Joined, latest
- Devin Matthew Paine from Primerica AdvisorsOct 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- Spencer Shelman from Signia Capital ManagementSep 4, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Advisory Solutions GroupAug 12, 2026 · Spokane, Wa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Douglas Bryn Harman · Chief Executive Officer, Chief Investment Officercontrolsince 08/2015 · owns less than 5%
- Keil Christopher Hicks · President & Chief Compliance Officercontrolsince 12/2022 · owns 75% or more
- Thomas Laurence Hanslits · Trusteecontrolsince 12/2023 · owns F of 2015 Hicks Family Trust
- Keil Christopher Hicks · Trusteecontrolsince 12/2023 · owns F of The Hicks Family 2008 Trust
Entity owners
- 2015 Hicks Family Trust · Shareholderdirect · owns 10% to 25%
- The Hicks Family 2008 Trust · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Cs Planning Corpinvestment advisernRAUM $2.0B
- Focuspoint Solutions, Inc.investment advisernRAUM $6.8B
- Mgm LLCinvestment advisernRAUM $145M
- The H Group Washington, Inc.investment advisernRAUM $256M
- The H Group, Inc.investment advisernRAUM $580M
Advisers that list Palouse Capital Management, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Spokane, Wa · principal | 0 | 0 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Portland, OR2 employees
- Spokane Valley, WA1 employees
What changed
consecutive filings, newest first
- Accounts · 892 to 950Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 3 to 2Mar 31, 2025 to Mar 31, 2026
- Corporate clients · 5 to 10Mar 31, 2025 to Mar 31, 2026
- HNW clients · 164 to 40Mar 31, 2025 to Mar 31, 2026
- Individual clients · 598 to 837Mar 31, 2025 to Mar 31, 2026
- Employees · 5 to 3Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $182M to $174MMar 31, 2025 to Mar 31, 2026
- HNW RAUM · $157M to $130MMar 31, 2025 to Mar 31, 2026
- Individual RAUM · $167M to $268MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $145M to $234MMar 31, 2025 to Mar 31, 2026
- RAUM · $327M to $409MMar 31, 2025 to Mar 31, 2026
- Wrap assets (manager) · $12.3M to $14.8MMar 31, 2025 to Mar 31, 2026
- Wrap assets (manager) · $11.7M to $12.3MSep 23, 2024 to Mar 31, 2025
- Accounts · 866 to 892Sep 23, 2024 to Mar 31, 2025
- Corporate clients · 7 to 5Sep 23, 2024 to Mar 31, 2025
- HNW clients · 29 to 164Sep 23, 2024 to Mar 31, 2025
- Individual clients · 830 to 598Sep 23, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Sep 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $168M to $182MSep 23, 2024 to Mar 31, 2025
- HNW RAUM · $59.2M to $157MSep 23, 2024 to Mar 31, 2025
- Individual RAUM · $221M to $167MSep 23, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $121M to $145MSep 23, 2024 to Mar 31, 2025
- RAUM · $288M to $327MSep 23, 2024 to Mar 31, 2025
- Accounts · 572 to 866Aug 16, 2024 to Sep 23, 2024
- Corporate clients · unset to 7.0Aug 16, 2024 to Sep 23, 2024
- HNW clients · 36 to 29Aug 16, 2024 to Sep 23, 2024
- Individual clients · 702 to 830Aug 16, 2024 to Sep 23, 2024
- Discretionary RAUM · $229M to $168MAug 16, 2024 to Sep 23, 2024
- HNW RAUM · $85.3M to $59.2MAug 16, 2024 to Sep 23, 2024
- Individual RAUM · $141M to $221MAug 16, 2024 to Sep 23, 2024
- Non-discretionary RAUM · $0 to $121MAug 16, 2024 to Sep 23, 2024
- RAUM · $229M to $288MAug 16, 2024 to Sep 23, 2024
- Other offices · 1 to 2Aug 9, 2024 to Aug 16, 2024
- Accounts · 916 to 572Mar 31, 2023 to Mar 29, 2024
- Corporate clients · 11.0 to unsetMar 31, 2023 to Mar 29, 2024
- HNW clients · 31 to 36Mar 31, 2023 to Mar 29, 2024
- Individual clients · 818 to 702Mar 31, 2023 to Mar 29, 2024
- Discretionary RAUM · $272M to $229MMar 31, 2023 to Mar 29, 2024
- HNW RAUM · $55.7M to $85.3MMar 31, 2023 to Mar 29, 2024
- Individual RAUM · $205M to $141MMar 31, 2023 to Mar 29, 2024
Signals
7 dated events
- Palouse Capital Management, Inc. no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $408.5M)Sep 1, 2026 · Left the SEC roster · derived
- Devin Matthew Paine left Palouse Capital Management, Inc. for Advisory Solutions Group (registered 2026-06-01)Aug 12, 2026 · Advisor changed firm · fact
- 2 advisors left Palouse Capital Management, Inc. (Spokane, WA) for Advisory Solutions Group on the same dayAug 12, 2026 · Team lift-out · derived
- Spencer Shelman left Palouse Capital Management, Inc. for Advisory Solutions Group (registered 2026-06-01)Aug 12, 2026 · Advisor changed firm · fact
- Thomas Laurence Hanslits (Trustee) appeared on Schedule A of Palouse Capital Management, Inc.Mar 29, 2024 · Control person joined · fact
- Thomas Barry Menne (Chief Compliance Officer, President) no longer on Schedule A of Palouse Capital Management, Inc. (listed 2022-03-18, absent 2023-01-23)Jan 23, 2023 · Control person left · inference
- Keil Christopher Hicks (President & Chief Compliance Officer) appeared on Schedule A of Palouse Capital Management, Inc.Jan 23, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026