DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••••••• I•••••• L••••••

Asset manager (funds and pooled vehicles)Dublin 2, CRD 292121SEC 801-127062websiteIAPD
Latest filing Jul 30, 2026
First filing on the tape Nov 17, 2022 · 15 filings
SEC status approved since Dec 21, 2022
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
711
408 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
50
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$15B as of Jul 30, 2026
Mar 31, 2023$13B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 30, 2026
Mar 31, 20230 then
Employees (5.A)711 as of Jul 30, 2026
Mar 31, 2023434 then
Private funds50 as of Jul 30, 2026
Mar 31, 202332 then
RAUM +12% over the last fiscal year+6.3% a year over threeIARs 0 to 0offices 4 to 5
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$292MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
2.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived6 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • controlled by a public reporting company (10.A)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$15B98%
  • Pension and profit-sharing plans$325M2.1%
  • Banks and thrifts$502,9310.0%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
52reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.98 institutional_share=0.02 related_bd=true related_bank=true bd_reps=72.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      36 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••••••• C•••••••• F•••••• D••••••••• A••••••• C••••••Hedge Fund$1.2B14Mar 25, 2015
      C••••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$576M0Mar 30, 2020
      E•• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$574M0Mar 29, 2017
      O•••••• P••• C•• D••Securitized Asset Fund$520M0Mar 31, 2022
      G••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$501M0Mar 29, 2017
      E••••••••• P••• C•• D••Securitized Asset Fund$483M0Mar 31, 2023
      W••••• P••• C•• D••Securitized Asset Fund$481M0Mar 28, 2024
      V•••• P••• C•• D••Securitized Asset Fund$476M0Mar 31, 2021
      B•••• P••• C•• D••Securitized Asset Fund$472M0Mar 28, 2024
      D••••••• P••• C•• D••Securitized Asset Fund$469M0Mar 31, 2022
      R•••••••• P••• C•• D••Securitized Asset Fund$469M0Mar 31, 2022
      C•••••••• P••• C•• D••Securitized Asset Fund$468M0Mar 31, 2022
      H•••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$468M0Mar 25, 2015
      S••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$466M0Mar 30, 2020
      C••••••••• P••• C•• D••Securitized Asset Fund$466M0Mar 31, 2022
      T•••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$458M0Mar 29, 2016
      C••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$457M0Mar 29, 2017
      D•••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$457M0Mar 30, 2020
      A••••••• P••• C•• D••Securitized Asset Fund$457M0Mar 31, 2021
      D••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$455M0Mar 29, 2016
      S••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$452M0Mar 30, 2019
      P•••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$444M0Mar 25, 2015
      G•••••••• P••• C•• D••Securitized Asset Fund$422M0Mar 28, 2024
      M••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$415M0Mar 30, 2019
      C••••••• P••• C•• D••Securitized Asset Fund$408M0Mar 31, 2023
      D••• P••• C•• D••Securitized Asset Fund$405M0Mar 31, 2021
      M••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$399M0Mar 30, 2019
      M••••• P••• C•• D••Securitized Asset Fund$382M0Mar 31, 2021
      C•••••• S••••• C•• 2••••• D••Securitized Asset Fund$378M0Mar 28, 2024
      W••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$360M0Mar 30, 2018
      R••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$324M0Mar 25, 2015
      P••••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$316M0Mar 30, 2018
      C••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$242M0Mar 30, 2018
      S••••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$00Mar 25, 2015
      O••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$00Mar 29, 2016
      C••••• P••• C•• D••••••••• A••••••• C••••••Securitized Asset Fund$00Mar 25, 2015
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• M•••••• J•••• · General Counselcontrol
        since 02/2010 · owns less than 5%
      • B••••••••• P•••••••• ••••••• K• · Chief Compliance Officercontrol
        since 10/2019 · owns less than 5%
      • D•••••••• G•••••• M•••••• · Global Head Of B••••••••• Credit And I••••••••control
        since 01/2024 · owns less than 5%
      • H••••••••• I•• · Chief Operating Officercontrol
        since 07/2024 · owns less than 5%
      • I••••••••• T•••••• L••••••• · D•••••Or; Chief Operating Officer Of L••••• Credit S•••••••••control
        since 11/2012 · owns less than 5%
      • L••••••• A•••• J•••• · D•••••Orcontrol
        since 04/2017 · owns less than 5%
      • M••••••••• S•••••••• A•• · D•••••Orcontrol
        since 11/2020 · owns less than 5%
      • P••••• K•••••••• J••• · D•••••Orcontrol
        since 05/2019 · owns less than 5%
      • Q••••••• D••••••• M•••••• · D•••••Orcontrol
        since 04/2014 · owns less than 5%
      • S••••••• W••••••• P• · Chief Financial Officercontrol
        since 01/2024 · owns less than 5%
      Entity owners
      • G••••••• H••••••• L•• · Sole Shareholder
        direct · owns 75% or more
      • B••••••••• H••••••• I• G• L••• · L•••••• Partner
        indirect · owns 75% or more of B••••••••• H••••••• I• G• S•• L•
      • B••••••••• H••••••• I• G• L•••••• P•••••• L••••• · L•••••• Partner
        indirect · owns 50% to 75% of B••••••••• H••••••• I• G• L•••
      • B••••••••• H••••••• I• G• L•••••• P•••••• L••••• · L•••••• Partner
        indirect · owns 75% or more of B••••••••• H••••••• I• G• M••••••••• ••••••••• L•••
      • B••••••••• H••••••• I• G• M••••••••• ••••••••• L••• · General Partner
        indirect · owns 50% to 75% of B••••••••• H••••••• I• G• L•••
      • B••••••••• H••••••• I• G• M••••••••• L••••• · Sole Member
        indirect · owns 75% or more of B••••••••• H••••••• I• G• L•••••• P•••••• L•••••
      • B••••••••• H••••••• I• G• S•• L• · L•••••• Partner
        indirect · owns 50% to 75% of B••••••••• H••••••• I• L•••
      • B••••••••• H••••••• I• L••• · Sole Member
        indirect · owns 75% or more of G••••••• H••••••• L••
      • B••••••••• I••• · Sole Member
        indirect · owns 75% or more of B••••••••• H••••••• I• G• M••••••••• L••••• · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list B••••••••• I•••••• L•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY190 employees
      • London, United Kingdom31 employees
      • San Francisco, CA26 employees
      What changed
      consecutive filings, newest first
      • Accounts · 38 to 52
        May 29, 2025 to Mar 30, 2026
      • Advisory employees · 324 to 408
        May 29, 2025 to Mar 30, 2026
      • BD registered reps · 58 to 72
        May 29, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 36 to 50
        May 29, 2025 to Mar 30, 2026
      • Employees · 564 to 711
        May 29, 2025 to Mar 30, 2026
      • Other offices · 4 to 5
        May 29, 2025 to Mar 30, 2026
      • Private funds · 38 to 50
        May 29, 2025 to Mar 30, 2026
      • Discretionary RAUM · $14B to $15B
        May 29, 2025 to Mar 30, 2026
      • Pension RAUM · $184M to $325M
        May 29, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $13B to $15B
        May 29, 2025 to Mar 30, 2026
      • RAUM · $14B to $15B
        May 29, 2025 to Mar 30, 2026
      • Related insurance company · false to true
        May 29, 2025 to Mar 30, 2026
      • Financial planning clients · unset to
        Apr 7, 2025 to May 29, 2025
      • Accounts · 34 to 38
        Dec 3, 2024 to Apr 7, 2025
      • Advisory employees · 263 to 324
        Dec 3, 2024 to Apr 7, 2025
      • BD registered reps · 47 to 58
        Dec 3, 2024 to Apr 7, 2025
      • Pooled vehicle clients · 33 to 36
        Dec 3, 2024 to Apr 7, 2025
      • Assets in custody · unset to 0.0
        Dec 3, 2024 to Apr 7, 2025
      • Employees · 461 to 564
        Dec 3, 2024 to Apr 7, 2025
      • HQ state · unset to
        Dec 3, 2024 to Apr 7, 2025
      • Other offices · 3 to 4
        Dec 3, 2024 to Apr 7, 2025
      • Private funds · 36 to 38
        Dec 3, 2024 to Apr 7, 2025
      • Discretionary RAUM · $15B to $14B
        Dec 3, 2024 to Apr 7, 2025
      • Pension RAUM · unset to 184376337.0
        Dec 3, 2024 to Apr 7, 2025
      • Pooled vehicle RAUM · $15B to $13B
        Dec 3, 2024 to Apr 7, 2025
      • RAUM · $15B to $14B
        Dec 3, 2024 to Apr 7, 2025
      • Accounts · 33 to 34
        Jan 22, 2024 to Mar 28, 2024
      • Advisory employees · 274 to 263
        Jan 22, 2024 to Mar 28, 2024
      • BD registered reps · 40 to 47
        Jan 22, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 32 to 33
        Jan 22, 2024 to Mar 28, 2024
      • Employees · 434 to 461
        Jan 22, 2024 to Mar 28, 2024
      • Private funds · 32 to 36
        Jan 22, 2024 to Mar 28, 2024
      • Discretionary RAUM · $13B to $15B
        Jan 22, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $12B to $15B
        Jan 22, 2024 to Mar 28, 2024
      • RAUM · $13B to $15B
        Jan 22, 2024 to Mar 28, 2024
      • Accounts · 32 to 33
        Feb 6, 2023 to Mar 31, 2023
      • Advisory employees · 219 to 274
        Feb 6, 2023 to Mar 31, 2023
      • BD registered reps · 30 to 40
        Feb 6, 2023 to Mar 31, 2023
      • Pooled vehicle clients · 31 to 32
        Feb 6, 2023 to Mar 31, 2023
      • Employees · 383 to 434
        Feb 6, 2023 to Mar 31, 2023
      Signals
      9 dated events
      • Dwight Donald Scott (Chairman Of Blackstone Credit And Insurance) no longer on Schedule A of B••••••••• I•••••• L•••••• (listed 2024-08-01, absent 2024-10-23)
        Oct 23, 2024 · Control person left · inference
      • Ida Hoghooghi (Chief Operating Officer) appeared on Schedule A of B••••••••• I•••••• L••••••
        Aug 1, 2024 · Control person joined · fact
      • C•••• H•••••• Vonzuben (Chief Operating Officer) no longer on Schedule A of B••••••••• I•••••• L•••••• (listed 2024-03-28, absent 2024-08-01)
        Aug 1, 2024 · Control person left · inference
      • Maurice Gilles Dellaert (Global Head Of Blackstone Credit And Insurance) appeared on Schedule A of B••••••••• I•••••• L••••••
        Jan 22, 2024 · Control person joined · fact
      • P William Skinner (Chief Financial Officer) appeared on Schedule A of B••••••••• I•••••• L••••••
        Jan 22, 2024 · Control person joined · fact
      • M•••••• Kevin Kresge (Head Of Finance) no longer on Schedule A of B••••••••• I•••••• L•••••• (listed 2023-03-31, absent 2024-01-22)
        Jan 22, 2024 · Control person left · inference
      • C•••• H•••••• Vonzuben (Chief Operating Officer) appeared on Schedule A of B••••••••• I•••••• L••••••
        Feb 6, 2023 · Control person joined · fact
      • Mark Paul Kelly (Chief Operating Officer) no longer on Schedule A of B••••••••• I•••••• L•••••• (listed 2022-12-08, absent 2023-01-12)
        Jan 12, 2023 · Control person left · inference
      • B••••••••• I•••••• L•••••• filed its initial SEC registration (Form ADV)
        Nov 17, 2022 · ria f•••• adv filing · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/blackstonegroupreportedpublic record, Form ADV, Sep 18, 2026
      Website
      blackstone.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      353 1 436 0100reportedpublic record, Form ADV, Jul 30, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026