DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••••• I••••• A••••••• L•••••
Latest filing Mar 30, 2026
First filing on the tape Aug 16, 2017 · 28 filings
SEC status approved since Sep 18, 2017
RAUM
$8.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
114
44 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
6
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$8.0B as of Mar 30, 2026
Mar 29, 2018$1.1B then
HNW client RAUM$0 as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20180 then
Employees (5.A)114 as of Mar 30, 2026
Mar 29, 201818 then
Private funds6 as of Mar 30, 2026
Mar 29, 20181 then
RAUM -45% over the last fiscal year+7.0% a year over threeIARs 0 to 0offices 2 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- -45%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$8.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=20.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••••••• I•• I••••••••• P••••••• • R• •••• L••• | Private Equity Fund | $7.4B | 61 | Mar 28, 2024 |
| B••••••••• I•• I••••••••• P••••••• • A• L••• | Private Equity Fund | $1.9B | 16 | Mar 31, 2021 |
| B••••••••• H••••••••• P••••••• L••• | Hedge Fund | $1.7B | 2 | Aug 18, 2016 |
| B••••••••• W••• I••••• L••••• | Private Equity Fund | $1.3B | 14 | Mar 31, 2021 |
| B••••••••• D••••••••• A••••••••• I••••• L••••• | Securitized Asset Fund | $936M | 11 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• G•••••• M•••••• · Global Head Of B••••••••• Credit And I••••••••controlsince 01/2024 · owns less than 5%
- H••••••••• I•• · Chief Operating Officercontrolsince 03/2022 · owns less than 5%
- S•••••••• N•••• D•••••• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- S••••••• W••••••• P• · Chief Financial Officercontrolsince 01/2024 · owns less than 5%
- Y••••• R•••••• F•••••• · General Counselcontrolsince 06/2021 · owns less than 5%
Entity owners
- B••••••••• I••••••••• H••••• L••••• · Sole Memberdirect · owns 75% or more
- B••••••••• G•••• H••••••• L••• · L•••••• Partnerindirect · owns 75% or more of B••••••••• S••••••••• P••••••• L•••
- B••••••••• H••••••• I• L••• · L•••••• Partnerindirect · owns 75% or more of B••••••••• G•••• H••••••• L•••
- B••••••••• H••••••• I••• G• L••••• · General Partnerindirect · owns F of B••••••••• H••••••• I• L•••
- B••••••••• I••• · Sole Memberindirect · owns 75% or more of B••••••••• H••••••• I••• G• L••••• · public reporting company
- B••••••••• S••••••••• P••••••• L••• · Sole Memberindirect · owns 75% or more of B••••••••• I••••••••• H••••• L•••••
Related persons
Schedule D 7.A
- A•• I••••••••• M••••••• L•••investment advisern
- A••••••••• F••••••••• L••broker-dealern
- B••••••••• A••••••••• A•••• M••••••••• L•••investment adviserbanknRAUM $92B
- B••••••••• A••••••••• C••••• A••••••• L•investment adviserbanknRAUM $44B
- B••••••••• A••••••••• I••••••••• A••••••• L••investment adviserbanknRAUM $5.4B
- B••••••••• A••••••••• S•••••••• L•••••investment adviserbanknRAUM $20B
- B••••••••• A•••• B•••• F•••••• A••••••• L•investment advisernRAUM $70B
- B••••••••• A••••••••• L••••investment adviserpooled vehicle sponsorn
- B••••••••• C••••••••• A••••••• I• L••investment advisernRAUM $45.3M
- B••••••••• C••• E••••• A••••••• L•••••investment advisernRAUM $3.7B
- B••••••••• C••••• B•• A••••••• L••investment adviserbanknRAUM $101B
- B••••••••• C••••• S••••••••• S••••••••• L••investment adviserbankpooled vehicle sponsornRAUM $36B
- B••••••••• E••••• F••• M••••••••• S•••••••investment advisern
- B••••••••• G••••• A••••••• L•••••investment advisernRAUM $10B
- B••••••••• H••••••••• A••••••••• L•••••investment adviserpooled vehicle sponsorn
- B••••••••• H••••••• I• L•••investment adviserpooled vehicle sponsorn
- B••••••••• I••••••••• A••••••• L•••••investment adviserbanknRAUM $80B
- B••••••••• I•••••• F••• M••••••••• L••••••investment adviserbanknRAUM $2.5B
- B••••••••• I•••••• L••••••investment advisernRAUM $15B
- B••••••••• I•• I••••••••• A••••••••• • R• •••• L•••pooled vehicle sponsorn
- B••••••••• I•• I••••••••• P••••••• • A• M••••••••• A••••••••• ••••••• • N• L•••investment adviserpooled vehicle sponsorn
- B••••••••• I•••• A••••••• L•••••investment adviserbanknRAUM $184B
- B••••••••• L••• S••••••• A••••••• L•••••investment advisernRAUM $13B
- B••••••••• L••••• C••••• A••••••• I• L••investment adviserbanknRAUM $52B
- B••••••••• L••••• C••••• S••••••••• L••investment adviserbanknRAUM $19B
- B••••••••• M••••••••• P••••••• I• L•••••investment advisernRAUM $2.1B
- B••••••••• M••••••••• P••••••• L•••••investment adviserbanknRAUM $146B
- B••••••••• M••••••••• A••••••• L•••••investment adviserbanknRAUM $8.5B
- B••••••••• P•••••• C••••• S••••••••• L••investment adviserbanknRAUM $58B
- B••••••••• P•••••• I••••••••• A••••••• L•••••investment advisernRAUM $18B
Advisers that list B••••••••• I••••• A••••••• L••••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Hong Kong, Hong Kong1 employees
- Marunouchi, Chiyoda-Ku, Tokyo, Japan1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- affiliate changedChange between filings · filing Mar 30, 2026insurance affiliate (Item 7.A.10): no on the filing of 2025-09-18, yes on the filing of 2026-03-30peers: ASSET_M••••••, $5B to $20B (684)
- p•••••• fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +3.0% (487 comparable advisers, 94.0th percentile of changes)peers: ASSET_M••••••, $5B to $20B (487) · 94% percentile
- RAUM down 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $14,468,008,713 to $8,006,994,436 (-45.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +13.0% (631 comparable advisers, 0.0th percentile of changes)peers: ASSET_M••••••, $5B to $20B (631) · 0.3% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 8Sep 18, 2025 to Mar 30, 2026
- Advisory employees · 32 to 44Sep 18, 2025 to Mar 30, 2026
- BD registered reps · 12 to 20Sep 18, 2025 to Mar 30, 2026
- Pooled vehicle clients · 6 to 8Sep 18, 2025 to Mar 30, 2026
- Employees · 97 to 114Sep 18, 2025 to Mar 30, 2026
- Other offices · 2 to 4Sep 18, 2025 to Mar 30, 2026
- Private funds · 4 to 6Sep 18, 2025 to Mar 30, 2026
- Discretionary RAUM · $14B to $8.0BSep 18, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $14B to $8.0BSep 18, 2025 to Mar 30, 2026
- RAUM · $14B to $8.0BSep 18, 2025 to Mar 30, 2026
- Related insurance company · false to trueSep 18, 2025 to Mar 30, 2026
- Accounts · 7 to 6Jan 22, 2025 to Mar 28, 2025
- Advisory employees · 30 to 32Jan 22, 2025 to Mar 28, 2025
- BD registered reps · 5 to 12Jan 22, 2025 to Mar 28, 2025
- Pooled vehicle clients · 7 to 6Jan 22, 2025 to Mar 28, 2025
- Employees · 72 to 97Jan 22, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 22, 2025 to Mar 28, 2025
- Private funds · 5 to 4Jan 22, 2025 to Mar 28, 2025
- Discretionary RAUM · $14B to $14BJan 22, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $14B to $14BJan 22, 2025 to Mar 28, 2025
- RAUM · $14B to $14BJan 22, 2025 to Mar 28, 2025
- Advisory employees · 21 to 30Jan 24, 2024 to Mar 28, 2024
- BD registered reps · 4 to 5Jan 24, 2024 to Mar 28, 2024
- Employees · 61 to 72Jan 24, 2024 to Mar 28, 2024
- Other offices · 1 to 2Jan 24, 2024 to Mar 28, 2024
- Private funds · 4 to 5Jan 24, 2024 to Mar 28, 2024
- Discretionary RAUM · $6.5B to $14BJan 24, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $6.5B to $14BJan 24, 2024 to Mar 28, 2024
- RAUM · $6.5B to $14BJan 24, 2024 to Mar 28, 2024
- Accounts · 6 to 7Apr 29, 2022 to Mar 31, 2023
- Advisory employees · 25 to 21Apr 29, 2022 to Mar 31, 2023
- BD registered reps · 5 to 4Apr 29, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Apr 29, 2022 to Mar 31, 2023
- Employees · 43 to 61Apr 29, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.6B to $6.5BApr 29, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $6.6B to $6.5BApr 29, 2022 to Mar 31, 2023
- RAUM · $6.6B to $6.5BApr 29, 2022 to Mar 31, 2023
- BD registered reps · 8 to 5Mar 18, 2022 to Mar 31, 2022
- Employees · 33 to 43Mar 18, 2022 to Mar 31, 2022
- Other offices · 2 to 1Mar 18, 2022 to Mar 31, 2022
Signals
21 dated events
- B••••••••• I••••• A••••••• L••••• reported RAUM $8.0B, down 45% from $14.5B (2025-09-18 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Dwight Donald Scott (Chairman Of Blackstone Credit And Insurance) no longer on Schedule A of B••••••••• I••••• A••••••• L••••• (listed 2024-04-29, absent 2024-10-23)Oct 23, 2024 · Control person left · inference
- B••••••••• I••••• A••••••• L••••• reported RAUM $14.3B, up 119% from $6.5B (2024-01-24 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Michael Christopher Striano (Chief Financial Officer) no longer on Schedule A of B••••••••• I••••• A••••••• L••••• (listed 2023-03-31, absent 2024-01-22)Jan 22, 2024 · Control person left · inference
- P William Skinner (Chief Financial Officer) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Jan 22, 2024 · Control person joined · fact
- Dwight Donald Scott (Chairman Of Blackstone Credit And Insurance) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Jan 22, 2024 · Control person joined · fact
- B••••••••• I••••• A••••••• L••••• reported RAUM $6.6B, up 101% from $3.3B (2022-03-18 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Carter Jeffrey Iverson (Chief Operating Officer) no longer on Schedule A of B••••••••• I••••• A••••••• L••••• (listed 2022-02-09, absent 2022-03-18)Mar 18, 2022 · Control person left · inference
- Ida Hoghooghi (Chief Operating Officer) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Mar 18, 2022 · Control person joined · fact
- F•••••• R••••• Y•••• (General Counsel) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Jun 17, 2021 · Control person joined · fact
- B••••••••• I••••• A••••••• L••••• reported RAUM $3.3B, up 30% from $2.5B (2021-01-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Douglas Neil Schwartz (Chief Compliance Officer) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Mar 31, 2021 · Control person joined · fact
- Michael Christopher Striano (Chief Financial Officer) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Jan 14, 2021 · Control person joined · fact
- Sebouh Nahabedian (Head Of Finance And Operations) no longer on Schedule A of B••••••••• I••••• A••••••• L••••• (listed 2020-07-31, absent 2021-01-14)Jan 14, 2021 · Control person left · inference
- Richard Martin Alderson Smith (Chief Operating Officer) no longer on Schedule A of B••••••••• I••••• A••••••• L••••• (listed 2020-07-31, absent 2021-01-14)Jan 14, 2021 · Control person left · inference
- Sebouh Nahabedian (Head Of Finance And Operations) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Jul 31, 2020 · Control person joined · fact
- Maurice Gilles Dellaert (Chief Executive Officer) appeared on Schedule A of B••••••••• I••••• A••••••• L•••••Apr 6, 2020 · Control person joined · fact
- B••••••••• I••••• A••••••• L••••• reported RAUM $2.5B, up 74% from $1.4B (2019-07-15 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- B••••••••• I••••• A••••••• L••••• reported RAUM $1.4B, up 37% from $1.1B (2019-01-11 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Owsley Christopher Blunt (Chief Executive Officer) no longer on Schedule A of B••••••••• I••••• A••••••• L••••• (listed 2018-10-11, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
- B••••••••• I••••• A••••••• L••••• filed its initial SEC registration (Form ADV)Aug 16, 2017 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
- B••••••••• I••••• A••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- B••••••••• I••••• A••••••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/blackstonegroupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- apple.co/31Pe1Ggreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-583-5000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026