DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Colomb Investment Management Company, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John J BellinoPark Avenue Securities LLC BD affiliatedColomb Investment Management Company, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 31, 2024Nov 7, 2024
Samuel Ivor AlleyneFoundations Investment Advisors LLC independent RIAColomb Investment Management Company, LLC independent RIARIA to RIAJul 1, 2024Jun 20, 2024
Eric Franklin HarrisTheus Wealth Advisors state registeredColomb Investment Management Company, LLC independent RIAOtherJun 14, 2024Jan 1, 2025 (201 d)
Shauna M PriceParadigm Shift Financial, LLC unclassifiedColomb Investment Management Company, LLC independent RIAOtherJun 14, 2024Jun 11, 2024
Katherine SchwartzLPL Financial LLC BD affiliatedColomb Investment Management Company, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 14, 2024Jun 27, 2024 (105 d)
Thomas Phillip WebbMcbryar Advisory Services, Inc. state registeredColomb Investment Management Company, LLC independent RIAOtherApr 13, 2023Apr 13, 2023
Mary Louise JamesMcbryar Advisory Services, Inc. state registeredColomb Investment Management Company, LLC independent RIAOtherOct 12, 2022Jun 22, 2023 (253 d)
Michael Ovide BabinPark Avenue Securities LLC otherColomb Investment Management Company, LLC independent RIAOtherMar 17, 2008Jan 10, 2022 (5047 d)
Robert Louis ColombPark Avenue Securities LLC otherColomb Investment Management Company, LLC independent RIAOtherJun 21, 2005Dec 12, 2012 (2731 d)
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9 moves match.