DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• A•••• M•••••••••
Legal name M••••• W••••• A•••••••
Latest filing Mar 3, 2026
First filing on the tape Feb 15, 2018 · 25 filings
SEC status approved since Mar 19, 2018
RAUM
$306M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$302M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$153M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$306M as of Mar 3, 2026
Mar 14, 2019$117M then
HNW client RAUM$268M as of Mar 3, 2026
Mar 14, 2019$81.0M then
State-registered IARs (5.B.3)2 as of Mar 3, 2026
Mar 14, 20192 then
Employees (5.A)2 as of Mar 3, 2026
Mar 14, 20192 then
Private funds: no history
RAUM +20% over the last fiscal year+18% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $153MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.9MderivedHNW RAUM over HNW clients
- Average account
- $705,608derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.0%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$268M88%
- Individuals$34.4M11%
- Pension and profit-sharing plans$3.3M1.1%
- Individual clients
- 87reported
- HNW clients
- 93reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 433reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• J••• C••••••••• | Revere, Ma | Mar 6, 2007 | 35 y | 6 |
| R•••••• J••••••• T•••••• | Danvers, Ma | Sep 3, 2013 | 24 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• J•• M••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••Jan 8, 2018 · Other
- J•••• R•••••• N••••••• to L•• F•••••••• L••Aug 29, 2013 · Other
Joined, latest
- R•••••• J••••••• T•••••• from C•••••• S••••••••• M••••••••• I•••Sep 3, 2013 · Other
- J•••• R•••••• N••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••May 6, 2009 · Other
- M•••••• J••• C••••••••• from R•••••• J•••• F•••••••• S•••••••• I•••Mar 6, 2007 · Other
- D•••• J•• M••••• from R•••••• J•••• F•••••••• S•••••••• I•••Mar 6, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• M••••••• J••• · Ccocontrolsince 11/2006 · owns 50% to 75%
- T••••••• R••••••• J••••••• · Directorcontrolsince 08/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
- L••••••• F•••••••• S••••••• L••investment advisernRAUM $8.3M
Advisers that list M•• A•••• M••••••••• as a related person
- 173739 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Danvers, Ma · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 417 to 433Mar 25, 2025 to Mar 3, 2026
- HNW clients · 87 to 93Mar 25, 2025 to Mar 3, 2026
- Individual clients · 86 to 87Mar 25, 2025 to Mar 3, 2026
- Discretionary RAUM · $254M to $306MMar 25, 2025 to Mar 3, 2026
- HNW RAUM · $223M to $268MMar 25, 2025 to Mar 3, 2026
- Individual RAUM · $27.6M to $34.4MMar 25, 2025 to Mar 3, 2026
- Pension RAUM · $3.3M to $3.3MMar 25, 2025 to Mar 3, 2026
- RAUM · $254M to $306MMar 25, 2025 to Mar 3, 2026
- Accounts · 409 to 417Oct 16, 2024 to Mar 25, 2025
- Advisory activities · 4 to 1Oct 16, 2024 to Mar 25, 2025
- HNW clients · 104 to 87Oct 16, 2024 to Mar 25, 2025
- Individual clients · 70 to 86Oct 16, 2024 to Mar 25, 2025
- Financial planning clients · 0 to 0Oct 16, 2024 to Mar 25, 2025
- Discretionary RAUM · $231M to $254MOct 16, 2024 to Mar 25, 2025
- HNW RAUM · $208M to $223MOct 16, 2024 to Mar 25, 2025
- Individual RAUM · $20.5M to $27.6MOct 16, 2024 to Mar 25, 2025
- Pension RAUM · $3.1M to $3.3MOct 16, 2024 to Mar 25, 2025
- RAUM · $231M to $254MOct 16, 2024 to Mar 25, 2025
- HQ city · LEXINGTON to DANVERSMar 26, 2024 to Oct 16, 2024
- Discretionary RAUM · $230M to $231MMar 26, 2024 to Oct 16, 2024
- Non-discretionary RAUM · $1.2M to $0Mar 26, 2024 to Oct 16, 2024
- Accounts · 406 to 409Nov 16, 2023 to Mar 26, 2024
- HNW clients · 97 to 104Nov 16, 2023 to Mar 26, 2024
- Individual clients · 71 to 70Nov 16, 2023 to Mar 26, 2024
- Commission compensation · true to falseNov 16, 2023 to Mar 26, 2024
- Discretionary RAUM · $185M to $230MNov 16, 2023 to Mar 26, 2024
- HNW RAUM · $164M to $208MNov 16, 2023 to Mar 26, 2024
- Individual RAUM · $18.5M to $20.5MNov 16, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $0 to $1.2MNov 16, 2023 to Mar 26, 2024
- Pension RAUM · $2.5M to $3.1MNov 16, 2023 to Mar 26, 2024
- RAUM · $185M to $231MNov 16, 2023 to Mar 26, 2024
- Business name · M••••• W••••• A••••••• to M•• A•••• M•••••••••Nov 15, 2023 to Nov 16, 2023
- Accounts · 339 to 406Mar 30, 2022 to Mar 30, 2023
- Advisory activities · 2 to 4Mar 30, 2022 to Mar 30, 2023
- HNW clients · 67 to 97Mar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $192M to $185MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $174M to $164MMar 30, 2022 to Mar 30, 2023
- Individual RAUM · $15.2M to $18.5MMar 30, 2022 to Mar 30, 2023
- Pension RAUM · $3.0M to $2.5MMar 30, 2022 to Mar 30, 2023
- RAUM · $192M to $185MMar 30, 2022 to Mar 30, 2023
Signals
1 dated events
- M••••• W••••• A••••••• filed its initial SEC registration (Form ADV)Feb 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@mwa-am.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-263-1600reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-263-1685reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 781-263-1691reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-263-1600reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $153Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026